Hok Suen Hui
許學萱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hok Suen Hui (許學萱), a licensed Responsible Officer with CE reference AAD574. Currently licensed at 1 firm(s): Upmax Securities Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.2 years of SFC licence history. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Upmax Securities Limited 晉億證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-12-14 | present |
| Upmax Securities Limited 晉億證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-04 | 2017-12-14 |
| Canfield Securities Company Limited 勤豐證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-30 | 2017-10-03 |
| AIF Securities Limited 亞投證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-01-16 | 2017-02-12 |
| AIF Securities Limited 亞投證券有限公司 |
RO | Type 1 - Dealing in securities | 2004-11-02 | 2017-01-16 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2004-10-30 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-10-04 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-04 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-10-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hok Suen Hui during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Yiu Wah Chiu | AIF Securities Limited | 2007–2017 |
| Tung Ching Chan | AIF Securities Limited | 2007–2016 |
| Sung Yin Lee | AIF Securities Limited | 2005–2017 |
| Rebecca Sze Ming Cheng | AIF Securities Limited | 2010–2016 |
| Chun Lam | AIF Securities Limited | 2004–2016 |
| Pui Yin Tsui | AIF Securities Limited | 2007–2016 |
| Man Yu Lee | Upmax Securities Limited | 2017–present |
| Siu Po Tam | AIF Securities Limited | 2009–2016 |
| Chun Kwok Hui | Upmax Securities Limited | 2018–2023 |
| Mei Ya Hui | AIF Securities Limited | 2009–2016 |
| Stephen Siu Wah Fung | AIF Securities Limited | 2010–2016 |
| Geoffrey Fung | AIF Securities Limited | 2010–2016 |
| Wai Ping Fung | AIF Securities Limited | 2010–2016 |
| Ricky Tim Lam | Upmax Securities Limited | 2021–present |
| Chi Yuen Chan | AIF Securities Limited | 2011–2015 |
| Kar Yee Lai | AIF Securities Limited | 2007–2009 |
| Kwok Kei Lai | Upmax Securities Limited | 2019–2023 |
| Wai Keung Yeung | Upmax Securities Limited | 2023–2025 |
| Ka Wo Ko | AIF Securities Limited | 2004–2008 |
| Yan Kwong Ki | AIF Securities Limited | 2007–2010 |