Ka Wo Ko
高家和
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wo Ko (高家和), a licensed former licensee with CE reference AAD456. This person has 16.1 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-02-02 | 2019-06-29 |
| Fulbright Securities Limited 富昌證券有限公司 |
RO | Type 1 - Dealing in securities | 2008-04-03 | 2012-02-02 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-01-29 | 2008-04-03 |
| AIF Securities Limited 亞投證券有限公司 |
RO | Type 1 - Dealing in securities | 2004-12-15 | 2008-01-28 |
| AIF Securities Limited 亞投證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-12-08 | 2004-12-15 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-09-24 | 2004-11-01 |
| Sharegain Development Limited 順靈發展有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2004-09-02 |
| Sharegain Development Limited 順靈發展有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-09-02 |
| Sharegain Development Limited 順靈發展有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-09-02 |
| Sharegain Development Limited 順靈發展有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-09-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Wo Ko during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.