Peter Yin Chung Yu
余硯頌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Yin Chung Yu (余硯頌), a licensed former licensee with CE reference AAC408. This person has 20.8 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cepa Alliance Securities Limited 世博證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-08-31 | 2023-12-31 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
Rep | Type 4 - Advising on securities | 2023-08-31 | 2023-12-31 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
RO | Type 4 - Advising on securities | 2017-12-14 | 2023-08-31 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
RO | Type 1 - Dealing in securities | 2004-11-25 | 2023-08-31 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-08-02 | 2004-11-25 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-07-31 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-10-16 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-16 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Peter Yin Chung Yu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.