Yu Chiu Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Chiu Wong (黃宇超), a licensed Responsible Officer with CE reference AAC100. Currently licensed at 3 firm(s): SBI E2-Capital Securities Limited, Cepaalliance Asset Management Limited, Cepa Alliance Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 23.2 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SBI E2-Capital Securities Limited 軟庫金匯證券有限公司 |
RO | Type 1 - Dealing in securities | 2024-02-23 | present |
| SBI E2-Capital Securities Limited 軟庫金匯證券有限公司 |
RO | Type 4 - Advising on securities | 2024-02-23 | present |
| Cepaalliance Asset Management Limited 世博資產管理有限公司 |
RO | Type 9 - Asset management | 2019-10-16 | present |
| Cepa Alliance Securities Limited 世博證券有限公司 |
RO | Type 4 - Advising on securities | 2012-08-23 | present |
| Cepa Alliance Securities Limited 世博證券有限公司 |
RO | Type 1 - Dealing in securities | 2011-10-12 | present |
| Beijing Securities Limited 北京證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2011-03-14 | 2011-07-31 |
| Beijing Securities Limited 北京證券有限公司 |
RO | Type 1 - Dealing in securities | 2010-08-09 | 2011-07-31 |
| Beijing Securities Limited 北京證券有限公司 |
RO | Type 4 - Advising on securities | 2010-08-09 | 2011-07-31 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-19 | 2010-08-09 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 4 - Advising on securities | 2010-07-19 | 2010-08-09 |
| Interchina Securities Limited 國中證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2010-07-16 |
| Interchina Futures Limited 國中期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2010-07-16 |
| Interchina Securities Limited 國中證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-01-14 |
| Interchina Futures Limited 國中期貨有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2004-01-14 |
| Interchina Securities Limited 國中證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-14 |
| Interchina Futures Limited 國中期貨有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-01-14 |
| Interchina Securities Limited 國中證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-01-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yu Chiu Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.