Kam Shing Alex Lau
劉錦成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Shing Alex Lau (劉錦成), a licensed former licensee with CE reference ACW590. This person has 17.5 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GoldBlackBlue Investment Limited | RO | Type 1 - Dealing in securities | 2018-12-12 | 2022-09-30 |
| Interchina Securities Limited 國中證券有限公司 |
RO | Type 1 - Dealing in securities | 2006-06-05 | 2016-12-16 |
| Interchina Futures Limited 國中期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2004-03-18 | 2013-03-12 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-06-05 |
| Interchina Futures Limited 國中期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-03-18 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-14 |
| Interchina Futures Limited 國中期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-01-14 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-14 |
| Interchina Futures Limited 國中期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-14 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kam Shing Alex Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.