Kam Shing Alex Lau
劉錦成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Shing Alex Lau (劉錦成), a licensed former licensee with CE reference ACW590. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GoldBlackBlue Investment Limited |
RO | Type 1 — Dealing in securities | 2018-12-12 | 2022-09-30 |
| Interchina Securities Limited 國中證券有限公司 |
RO | Type 1 — Dealing in securities | 2006-06-05 | 2016-12-16 |
| Interchina Futures Limited 國中期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2004-03-18 | 2013-03-12 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-06-05 |
| Interchina Futures Limited 國中期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-03-18 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-14 |
| Interchina Futures Limited 國中期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-01-14 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-14 |
| Interchina Futures Limited 國中期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-14 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-14 |