Hong Kong Compliance & Legal Jobs

Browse compliance, regulatory, AML, KYC and legal openings at Hong Kong SFC-licensed firms. Each role links to the employer's official careers page and the licensed firm's public-register profile.

Open Positions 116 open positions from official careers pages
FirmPositionLevelFunctionPosted
Integrated Fund Platform Limited Senior Vice President - Central ComplianceVice PresidentCompliance / Legal2026-10-13
Hong Leong Bank Berhad Assistant Manager, ComplianceN/ACompliance / Legal2026-10-12
State Street Securities Hong Kong Limited +3 affiliatedMD & Managing Counsel, State Street Investment Management – Head of Asia-Pacific LegalManaging DirectorCompliance / Legal2026-10-12
Canadian Imperial Bank of Commerce Director, Legal & Trading DocumentationDirectorCompliance / Legal2026-10-07
Wellington Management Hong Kong Limited 2027 APAC Legal Off Cycle Internship - 6 MonthsIntern / GraduateCompliance / Legal2026-10-07
AIA Company (Trustee) Limited Associate Director, Compliance & RiskDirectorCompliance / Legal2026-10-06
AIA Company (Trustee) Limited Associate Director, Regulatory Policy DevelopmentDirectorCompliance / Legal2026-10-05
OCBC Futures Investment (Hong Kong) Limited +2 affiliatedCompliance Manager - Regulatory ComplianceN/ACompliance / Legal2026-10-03
Integrated Fund Platform Limited Vice President - Regulatory Advisory & Market ComplianceVice PresidentCompliance / Legal2026-09-30
CLSA Limited +1 affiliatedCompliance Manager, Brokerage & Wealth Management, ComplianceN/ACompliance / Legal2026-09-30
AIA Company (Trustee) Limited Corporate Compliance, PrincipalN/ACompliance / Legal2026-09-28
United Overseas Bank Limited Senior Officer, Finance Regulatory ReportingN/ACompliance / Legal2026-09-28
United Overseas Bank Limited Assistant Vice President, Private Banking - AML KYCVice PresidentCompliance / Legal2026-09-23
AIA Company (Trustee) Limited Regulatory Reporting, SpecialistN/ACompliance / Legal2026-09-18
AIA Company (Trustee) Limited Regulatory Reporting, ConsultantN/ACompliance / Legal2026-09-17
United Overseas Bank Limited Officer, Anit-Financial Crimes Operations (Customer Due Diligence)N/ACompliance / Legal2026-09-17
CLSA Limited +1 affiliatedOfficer, Monitoring and Testing, ComplianceN/ACompliance / Legal2026-09-17
Lombard Odier (Hong Kong) Limited Head of Compliance, Hong KongHead / ChiefCompliance / Legal2026-09-17
Tora Trading Services Limited Senior Manager, Data & Analytics Compliance, APACN/ACompliance / Legal2026-09-15
United Overseas Bank Limited Vice President, Regulatory ComplianceVice PresidentCompliance / Legal2026-08-27
CLSA Limited +1 affiliatedAssociate Director, KYC Operations, OperationsDirectorCompliance / Legal2026-08-27
OCBC Futures Investment (Hong Kong) Limited +2 affiliatedManager, Business ComplianceN/ACompliance / Legal2026-08-26
United Overseas Bank Limited AVP, Compliance Analytics & Insights - Compliance SystemsVice PresidentCompliance / Legal2026-08-25
China Everbright Assets Management Limited +2 affiliated法律副總監 中文Vice PresidentCompliance / Legal2026-08-19
OCBC Futures Investment (Hong Kong) Limited +2 affiliatedBusiness Compliance - Assistant Manager / Manager (Fresh Graduates are Welcome)Intern / GraduateCompliance / Legal2026-08-18
PIMCO Asia Limited VP, Compliance - RegulatoryVice PresidentCompliance / Legal2026-08-15
T. Rowe Price Hong Kong Limited Senior Manager, APAC Distribution Compliance & Risk ManagementN/ACompliance / Legal2026-08-14
AIA Company (Trustee) Limited Associate Director, Pension and Investment ComplianceDirectorCompliance / Legal2026-08-14
RD InnoVest Limited Manager, AML OperationsN/ACompliance / Legal2026-08-06
RD InnoVest Limited Legal CounselN/ACompliance / Legal2026-08-05
RD InnoVest Limited Paralegal / Legal AssistantAnalystCompliance / Legal2026-08-05
AIA Company (Trustee) Limited Senior Legal CounselN/ACompliance / Legal2026-08-05
CLSA Limited +1 affiliatedSr. Business Analyst/Project Manager, Compliance applications, ITAnalystCompliance / Legal2026-07-30
Bosera Asset Management (International) Co., Limited 法規專員 Analyst, Risk, Legal and Compliance 中文AnalystCompliance / Legal2026-07-29
CLSA Limited +1 affiliatedAssociate, Equities Compliance, ComplianceAssociateCompliance / Legal2026-07-27
Integrated Fund Platform Limited Senior Vice President - Regulatory Engagement & AdvisoryVice PresidentCompliance / Legal2026-07-21
Da Cheng International Asset Management Company Limited 合規主任/合規經理 中文N/ACompliance / Legal2026-06-22
AIA Company (Trustee) Limited Legal CounselN/ACompliance / Legal2026-06-18
OCBC Futures Investment (Hong Kong) Limited +2 affiliatedCompliance Advisor (Global Markets focus)N/ACompliance / Legal2026-05-21
AIA Company (Trustee) Limited Intern, Group LegalIntern / GraduateCompliance / Legal2026-05-18
OCBC Futures Investment (Hong Kong) Limited +2 affiliatedAssistant Manager, Business ComplianceN/ACompliance / Legal2026-04-28
CLSA Limited +1 affiliatedOfficer, ComplianceN/ACompliance / Legal2026-04-22
CLSA Limited +1 affiliatedManager, Financial Crime, ComplianceN/ACompliance / Legal2026-03-24
CLSA Limited +1 affiliatedLegal Counsel, IBD Legal, LegalN/ACompliance / Legal2026-02-12
CLSA Limited +1 affiliatedAnalyst/ Associate, KYC & Onboarding, Asset ManagementAssociateCompliance / Legal2026-02-04
CLSA Limited +1 affiliatedLegal Counsel, WM, LegalN/ACompliance / Legal2026-01-30
CLSA Limited +1 affiliatedLegal Counsel, FICC, LegalN/ACompliance / Legal2026-01-30
CLSA Limited +1 affiliatedCompliance Officer, ComplianceN/ACompliance / Legal2026-01-13
OCBC Futures Investment (Hong Kong) Limited +2 affiliatedAVP, Compliance - Transformation, Digital & Corporate ServicesVice PresidentCompliance / Legal2025-08-26
Green Harmony Capital Limited +1 affiliatedResponsible OfficerN/ACompliance / Legal2020-10-05