Hong Kong Compliance & Legal Jobs

Browse compliance, regulatory, AML, KYC and legal openings at Hong Kong SFC-licensed firms. Each role links to the employer's official careers page and the licensed firm's public-register profile.

Open Positions 65 open positions from official careers pages
PositionFirmLocationLevelFunctionPosted
Anti-Money Laundering / BSA - Compliance - AVPOCBC Futures Investment (Hong Kong) Limited+2 affiliated
AAE438
OCBC Hong KongVice PresidentCompliance / Legal2026-08-29
Vice President, Regulatory ReportingOCBC Futures Investment (Hong Kong) Limited+2 affiliated
AAE438
OCBC Hong KongVice PresidentCompliance / Legal2026-08-28
Vice President, Regulatory ComplianceUnited Overseas Bank Limited
AAK840
Hong Kong (City Area)Vice PresidentCompliance / Legal2026-08-27
Associate Director, KYC Operations, OperationsCLSA Limited+1 affiliated
AAB893
Hong KongDirectorCompliance / Legal2026-08-27
副總監/高級經理 中文China Everbright Assets Management Limited+2 affiliated
AGC028
香港Vice PresidentCompliance / Legal2026-08-26
高級經理 （內控） 中文China Everbright Assets Management Limited+2 affiliated
AGC028
香港Compliance / Legal2026-08-26
Manager, Business ComplianceOCBC Futures Investment (Hong Kong) Limited+2 affiliated
AAE438
OCBC Hong KongCompliance / Legal2026-08-26
AVP, Compliance Analytics & Insights - Compliance SystemsUnited Overseas Bank Limited
AAK840
Hong Kong (City Area)Vice PresidentCompliance / Legal2026-08-25
Senior Officer, Onboarding KYC, Anti-Financial Crime OperationsUnited Overseas Bank Limited
AAK840
Hong Kong (City Area)Compliance / Legal2026-08-21
法律副總監 中文China Everbright Assets Management Limited+2 affiliated
AGC028
香港Vice PresidentCompliance / Legal2026-08-19
Business Compliance - Assistant Manager / Manager (Fresh Graduates are Welcome)OCBC Futures Investment (Hong Kong) Limited+2 affiliated
AAE438
OCBC Hong KongIntern / GraduateCompliance / Legal2026-08-18
Compliance Specialist - Regulatory ComplianceOCBC Futures Investment (Hong Kong) Limited+2 affiliated
AAE438
BOS Hong KongCompliance / Legal2026-08-17
VP, Regulatory CompliancePIMCO Asia Limited
ANA959
Hong KongVice PresidentCompliance / Legal2026-08-15
Senior Manager, APAC Distribution Compliance & Risk ManagementT. Rowe Price Hong Kong Limited
AVY670
Hong Kong (Job Posting Site)Compliance / Legal2026-08-14
Associate Director, Pension and Investment ComplianceAIA Company (Trustee) Limited
AAO197
Hong Kong, HK-AIA Hong Kong & Ma…DirectorCompliance / Legal2026-08-14
Manager, AML OperationsRD InnoVest Limited
BWV426
Hong KongCompliance / Legal2026-08-06
Legal CounselRD InnoVest Limited
BWV426
Hong KongCompliance / Legal2026-08-05
Paralegal / Legal AssistantRD InnoVest Limited
BWV426
Hong KongAnalystCompliance / Legal2026-08-05
Senior Legal CounselAIA Company (Trustee) Limited
AAO197
Hong Kong, HK-AIA Hong Kong & Ma…Compliance / Legal2026-08-05
Senior Manager, Regulatory and Solvency ReportingAIA Company (Trustee) Limited
AAO197
Hong Kong, HK-AIA Group OfficeCompliance / Legal2026-08-04
Associate, KYC Operations, OperationsCLSA Limited+1 affiliated
AAB893
Hong KongAssociateCompliance / Legal2026-08-04
AVP, Transformation, Digital & Corporate Services (FCC and Regulatory Compliance)OCBC Futures Investment (Hong Kong) Limited+2 affiliated
AAE438
OCBC Hong KongVice PresidentCompliance / Legal2026-07-31
Sr. Business Analyst/Project Manager, Compliance applications, ITCLSA Limited+1 affiliated
AAB893
Hong KongAnalystCompliance / Legal2026-07-30
法規專員 Analyst, Risk, Legal and Compliance 中文Bosera Asset Management (International) Co., Limited
AVR135
Hong KongAnalystCompliance / Legal2026-07-29
Associate, Equities Compliance, ComplianceCLSA Limited+1 affiliated
AAB893
Hong KongAssociateCompliance / Legal2026-07-27
Compliance Advisor - AVP (Consumer Financial Services focus)OCBC Futures Investment (Hong Kong) Limited+2 affiliated
AAE438
OCBC Hong KongVice PresidentCompliance / Legal2026-07-01
合規主任/合規經理 中文Da Cheng International Asset Management Company Limited
ATE045
Hong KongAssociateCompliance / Legal2026-06-22
Senior Legal CounselAIA Company (Trustee) Limited
AAO197
Hong Kong, HK-AIA Hong Kong & Ma…Compliance / Legal2026-06-18
Compliance Advisor (Global Markets focus)OCBC Futures Investment (Hong Kong) Limited+2 affiliated
AAE438
OCBC Hong KongCompliance / Legal2026-05-21
Intern, Group LegalAIA Company (Trustee) Limited
AAO197
Hong Kong, HK-AIA Group OfficeIntern / GraduateCompliance / Legal2026-05-18
Assistant Manager, Business ComplianceOCBC Futures Investment (Hong Kong) Limited+2 affiliated
AAE438
OCBC Hong KongCompliance / Legal2026-04-28
Officer, ComplianceCLSA Limited+1 affiliated
AAB893
Hong KongCompliance / Legal2026-04-22
Manager, ComplianceCLSA Limited+1 affiliated
AAB893
Hong KongCompliance / Legal2026-04-17
Head, AML Risk Management (Consumer Financial Services)OCBC Futures Investment (Hong Kong) Limited+2 affiliated
AAE438
OCBC Hong KongHead / ChiefCompliance / Legal2026-04-15
Manager, Financial Crime, ComplianceCLSA Limited+1 affiliated
AAB893
Hong KongCompliance / Legal2026-03-24
Legal Counsel, IBD Legal, LegalCLSA Limited+1 affiliated
AAB893
Hong KongCompliance / Legal2026-02-12
Analyst/ Associate, KYC & Onboarding, Asset ManagementCLSA Limited+1 affiliated
AAB893
Hong KongAssociateCompliance / Legal2026-02-04
Legal Counsel, WM, LegalCLSA Limited+1 affiliated
AAB893
Hong KongCompliance / Legal2026-01-30
Legal Counsel, FICC, LegalCLSA Limited+1 affiliated
AAB893
Hong KongCompliance / Legal2026-01-30
Compliance Officer, ComplianceCLSA Limited+1 affiliated
AAB893
Hong KongCompliance / Legal2026-01-13
AVP, Compliance - Transformation, Digital & Corporate ServicesOCBC Futures Investment (Hong Kong) Limited+2 affiliated
AAE438
OCBC Hong KongVice PresidentCompliance / Legal2025-08-26
Responsible OfficerGreen Harmony Capital Limited+1 affiliated
BNZ948
Hong KongCompliance / Legal2020-10-05
Compliance OfficerPandtong Quantitative Research Limited
BQG806
Hong KongCompliance / Legal-
Asset Management and Hedge Fund Compliance ManagerPandtong Quantitative Research Limited
BQG806
Hong KongCompliance / Legal-
Senior Product Manager, Regulatory ReportingAirwallex Capital Hong Kong Limited
BUL570
Hong KongCompliance / Legal-
Responsible OfficerWinsome Stock Company Limited
AEN177
Hong KongCompliance / Legal-
Compliance OfficerRui Da International Finance Holding Limited+2 affiliated
AYE774
Hong KongAnalystCompliance / Legal-
Compliance & Risk Management Professionals 法遵&風管專才 中文E.Sun Commercial Bank, Ltd.
AHK963
Hong KongCompliance / Legal-
Audit and Compliance OfficerPhillip Securities (Hong Kong) Limited+2 affiliated
AAG460
Admiralty Head OfficeAnalystCompliance / Legal-
Internal AuditorPhillip Securities (Hong Kong) Limited+2 affiliated
AAG460
Hong KongAnalystCompliance / Legal-