Hong Kong Compliance & Legal Jobs

Browse compliance, regulatory, AML, KYC and legal openings at Hong Kong SFC-licensed firms. Each role links to the employer's official careers page and the licensed firm's public-register profile.

Open Positions 65 open positions from official careers pages
PositionFirmLocationLevelFunctionPosted
合規主任 (Compliance Officer) 中文TriTree Capital Limited
BRK924
Hong KongAssociateCompliance / Legal-
Compliance OfficerSinovation (HK) Investment Management Co., Limited
BST920
Hong KongAssociateCompliance / Legal-
Financial Compliance OfficerNew Asia Ferrell Asset Management Limited
BMN666
Hong KongAnalystCompliance / Legal-
Compliance ManagerBasel Capital Limited
BOZ202
Hong KongCompliance / Legal-
Responsible OfficerWinsome Stock Company Limited
AEN177
Hong KongHead / ChiefCompliance / Legal-
KYC Onboarding ManagerYAX (Hong Kong) Limited
BUT913
Hong KongCompliance / Legal-
Compliance ManagerYAX (Hong Kong) Limited
BUT913
Hong KongCompliance / Legal-
Compliance OfficerPublic Bank (Hong Kong) Limited
AAE468
Hong KongCompliance / Legal-
Deputy / Assistant Compliance ManagerPublic Bank (Hong Kong) Limited
AAE468
Hong KongCompliance / Legal-
Senior Compliance Officer – SurveillanceIMC Asia Pacific Limited
ANR402
Hong KongCompliance / Legal-
Senior Associate, ComplianceCITIC Futures International Company Limited
BFL318
Hong KongAssociateCompliance / Legal-
SFC-Licensed (R.O.) Responsible Officer (Type 1 & 2)Central Wealth Securities Investment Limited
AVE583
Hong KongCompliance / Legal-
Associate, Compliance & Risk ManagementNew China Asset Management (Hong Kong) Limited
BBI001
Hong KongAssociateCompliance / Legal-
Responsible Officer (Type 1,4,9) - ClosedRealord Asia Pacific Securities Limited
AVJ441
Hong KongCompliance / Legal-
Senior Compliance OfficerBright Smart Securities International (H.K.) Limited+3 affiliated
AEZ575
Hong KongCompliance / Legal-