Hong Kong SFC Licensed Individuals Directory

Gexing Li CE BYQ464 - active, Bain Capital Private Equity (Asia) Limited Ying Shen CE BYO798 - active, Balyasny Asset Management (Hong Kong) Limited Anas Fitri Bin Ahmad CE BYO072 - ceased Mingjie Chen CE BYO210 - ceased Yuhang Hong CE BYO406 - ceased Peifeng Jiang CE BYO405 - ceased Rishi Naresh Kapadia CE BYQ045 - ceased Xinyi Pu CE BYP049 - ceased Kritawit Ratanakhanokchai CE BYP876 - ceased Yu Su CE BYN605 - ceased Chao Sun CE BYO709 - ceased Yue Wang CE BYO708 - ceased Zixu Wu CE BYN874 - ceased Yunyang Xiao CE BYP101 - ceased Liangjie Xie CE BYN606 - ceased Shuangyi Xie CE BYO494 - ceased Jinou Yan CE BYO649 - ceased Zhiyuan Yan CE BYN713 - ceased Yuqin Yang CE BYO252 - ceased Qiuchen Zhang CE BYO710 - ceased Shuo Zhang CE BYP165 - ceased Yu Zhang CE BYO995 - ceased Zheng Zhao CE BYQ677 - ceased Yaxuan Zhong CE BYO368 - ceased Yayi Zhu CE BYO216 - ceased Hanya Guan CE BYQ036 - active, Citigroup Global Markets Asia Limited Jinglin Li CE BYP837 - active, Futu Securities International (Hong Kong) Limited Yaohong Yang CE BYL906 - active, Guosen Securities (HK) Brokerage Company, Limited Qianzhi Cheng CE BYO865 - active, Guotai Junan Securities (Hong Kong) Limited Qingbei Cheng CE BYQ031 - active, Haitong International Investment Managers Limited Eleanor Jane Sze CE BYQ189 - active, Haitong International Securities Company Limited Johnny Chung Hei Chou CE BYO481 - active, J.P. Morgan Broking (Hong Kong) Limited Seunghyun Hah CE BYN072 - active, J.P. Morgan Securities (Far East) Limited Ana Chkhikvadze CE BYP908 - ceased Aya Hayakawa CE BYQ535 - active, Jane Street Asia Pacific Limited Krunal Deepak Kapasi CE BYQ374 - active, Jefferies Hong Kong Limited Prakhar Agarwal CE BYQ473 - ceased Jinhan Chun CE BYO677 - ceased Isabel Sarah Cowan Hartstein CE BYO318 - ceased Chia-Ning Hsu CE BYO764 - ceased Duksan Jang CE BYO962 - ceased Neha Khoda CE BYQ938 - ceased Harshit Arora CE BYR069 - active, Morgan Stanley Asia Limited Hyun Sung Shin CE BYP287 - ceased Xiaozhou Wang CE BYQ137 - ceased Yang Zhou CE BYN712 - active, Orient Capital (Hong Kong) Limited Tsz Ying Suen CE BYQ394 - active, Nomura International (Hong Kong) Limited Sheung Lam Lai CE BYL945 - active, Phillip Securities (Hong Kong) Limited Haochen Shi CE BYQ324 - active, Point72 Hong Kong Limited Tanguy Antoine Perrin CE BYQ540 - active, Qube Research & Technologies Hong Kong Limited Hong Yin Nicholas Ng CE BYP828 - active, Sanford C. Bernstein (Hong Kong) Limited Yiyao Zou CE BYN398 - active, Sino Partner International Securities Limited Manhua Chen CE BYL909 - active, Sirenia Capital Limited Man Wang CE BYP996 - active, Taikang Asset Management (Hong Kong) Company Limited Linshan Zhan CE BYM966 - active, TradeGo Markets Limited James Tobias Thompson CE BYQ550 - ceased Yonggang Wu CE BXJ560 - active, Zhong Dao Asset Management Limited Shun Yin Edith Li CE BYO349 - active, AIA Company (Trustee) Limited Yixue Zhang CE BYO580 - active, Arta Asset Management Limited Shuo Feng CE BYN864 - active, BLVSIN Capital Limited Baoxiang Liu CE BYQ018 - active, Barclays Capital Asia Limited Yongxuan Tan CE BYQ183 - active, Brevan Howard (Hong Kong) Limited Hau Yung Tong CE BYQ238 - active, CCB International Capital Limited Rui Li CE BYM540 - active, China International Capital Corporation Hong Kong Asset Management Limited Kwok Wah Jonathan Lai CE BYO202 - active, Chubb Investment Management (HK) Limited Yueming Liu CE BYO232 - active, Chubb Investment Management (HK) Limited Takeshi Hanaue CE BYN233 - active, Daiwa Capital Markets Hong Kong Limited Jiayi Wan CE BYO408 - active, China International Capital Corporation Hong Kong Securities Limited Jinying Zhao CE BYO188 - active, FINE SECURITIES LIMITED Bing Wang CE BYG142 - active, GF Securities (Hong Kong) Brokerage Limited Xijuan Hu CE BYJ696 - active, Guosen Securities (HK) Brokerage Company, Limited Yijie Shao CE BYO994 - active, Guosen Securities (HK) Brokerage Company, Limited Jiajia Wang CE BXT757 - active, Guosen Securities (HK) Capital Company Limited Siyan Zhou CE BYN244 - active, Guosen Securities (HK) Brokerage Company, Limited Xiao Hu CE BYP940 - active, Guotai Junan Capital Limited Chung Hon Lei CE BYP938 - active, Guotai Junan Securities (Hong Kong) Limited Hanxiao Lu CE BYP176 - active, Guotai Junan Capital Limited Qinnan Wang CE BYP842 - active, Guotai Junan Securities (Hong Kong) Limited Chenyang Tao CE BYQ129 - active, Guotai Junan Capital Limited Ankit Kanodia CE BYR105 - active, Goldman Sachs (Asia) L.L.C. Gaoxiang Liu CE BYQ541 - active, Harview Partners Limited Baoli Xuan CE BYN122 - active, HashKey Capital Limited Declan Thomas Roche CE BYQ502 - active, Jane Street Asia Pacific Limited Yat Nam Harry See CE BYP913 - active, LMR Partners Limited Haohui Luo CE BYK751 - active, Linshan Capital Management Co., Limited Xiaowen Cao CE BYQ481 - active, Morgan Stanley Asia Limited Jiaying Li CE BYQ701 - active, Morgan Stanley Asia Limited Hao Yuan Brian Law CE BYQ401 - active, Nomura International (Hong Kong) Limited Wai Fong Leung CE BYO523 - active, Peakhouse Asset Management Limited Jaime Isabel Koh Naden CE BYQ413 - active, Point72 Hong Kong Limited Yugo Shima CE BYN711 - ceased Michael Omer Martel CE BYQ369 - ceased Sebastien Fernand Mallet CE BYN040 - ceased Xingchi Song CE BWE731 - active, Richmond Valley Capital Limited Wenjing Xu CE BWE732 - active, Richmond Valley Capital Limited Ka Kit Hui CE BWE728 - active, Richmond Valley Capital Limited James Patrick O'Sullivan CE BYQ389 - ceased Lai Yi Leung CE BYQ987 - active, BCT Financial Limited Wei Deng CE BYF635 - active, Bay Area Capital Partners Limited Aniksh Ashok Tewani CE BYP041 - active, Barclays Capital Asia Limited Zheng Xu CE BYQ984 - active, CITIC Securities Brokerage (HK) Limited Gongqi Li CE BYJ045 - active, Capibara Capital (Hong Kong) Limited Ziqi Ye CE BYQ690 - active, China Industrial Securities International Brokerage Limited Di Yao CE BYQ236 - active, China Industrial Securities International Brokerage Limited Leo Po-Yu Chen CE BYE452 - active, Clearstream Fund Centre (Hong Kong) Limited Chi Yuk Ho CE BYP985 - active, Forthright Securities Company Limited Yanjuan Yang CE BYP826 - active, GROW Asset Management (HK) Limited Yishan Zhuang CE BYO227 - active, Futu Securities International (Hong Kong) Limited Jingrui Li CE BYP203 - active, Guotai Junan Securities (Hong Kong) Limited He Huang CE BYQ272 - active, Haitong International Capital Limited Jinglun Feng CE BYQ705 - active, Haitong International Securities Company Limited Nuo Xu CE BYP943 - active, Haitong International Capital Limited Yang Zhou CE BYQ289 - active, Haitong International Capital Limited Yiwen Yang CE BYO383 - active, Huaan Securities (Hong Kong) Brokerage Limited Shu Mei Ho CE BYO600 - active, Manulife Investment Management (Hong Kong) Limited Chaoyi Chen CE BYQ560 - active, Mirae Asset Securities (HK) Limited Wenxin Cao CE BYR260 - active, Mizuho Securities Asia Limited Kit Ying Sze CE BYO581 - active, Manulife Investment Management (Hong Kong) Limited Yuanxing Lyu CE BYF206 - active, NC Management Limited Nitin Saksena CE BYR015 - ceased Ying Sun CE BYO625 - active, OSL Digital Securities Limited Sebastian Max Jones CE BYO630 - active, Nomura International (Hong Kong) Limited Hok To Wong CE BYR128 - active, Point72 Hong Kong Limited Benjamin John Barlow CE BYE397 - active, Regal Partners (Hong Kong) Limited Yang Liu CE BYN958 - active, Shenwan Hongyuan Research (H.K.) Limited Hankun Fan CE BYQ826 - active, SinoPac Securities (Asia) Limited Keith Andrew Boon Kit Ong CE BXH390 - active, RV HK Limited Man Man Tsui CE BYO986 - active, Ballas Capital Limited Yuhong Jia CE BUL450 - active, CITIC Securities Brokerage (HK) Limited Chin Yan Lau CE BYM565 - active, CITIC Securities Brokerage (HK) Limited Muzi Li CE BYN110 - active, CITIC Securities Brokerage (HK) Limited Sixuan Xiao CE BYO078 - active, CITIC Securities Brokerage (HK) Limited Daile Zhang CE BYO100 - active, CITIC Securities Brokerage (HK) Limited Sheng Zheng CE BYM705 - active, CITIC Securities Brokerage (HK) Limited Meng Cheng CE BYO042 - active, China Chengxin (Asia Pacific) Credit Ratings Company Limited Yu Kai Shi CE BYO704 - active, China Galaxy International Securities (Hong Kong) Co., Limited Tianyi Kang CE BYQ575 - active, China Securities (International) Corporate Finance Company Limited Peng Zhou CE BYQ579 - active, China Securities (International) Corporate Finance Company Limited Lu Lu CE BYQ050 - active, Cypress Capital Hong Kong Limited Nga Man Ivy Wong CE BYM953 - active, FIL Investment Management (Hong Kong) Limited Taixu Chen CE BYR740 - active, Forthright Securities Company Limited Yanna Fang CE BYO555 - active, Fosun International Securities Limited Mingxin Yang CE BYR307 - active, Forthright Securities Company Limited Gaetan Guillaume Bazine CE BYQ601 - active, Goldman Sachs (Asia) L.L.C. Wenbing Feng CE BYO396 - active, Guotai Junan Capital Limited Huan He CE BYP178 - active, Guotai Junan Capital Limited Jieqi Shen CE BYN064 - active, HSBC Corporate Finance (Hong Kong) Limited Jiale Song CE BYK860 - ceased Mengyao Li CE BYP265 - active, KGI Asia Limited Keitaro Nakabayashi CE BYQ920 - active, Mizuho Securities Asia Limited Chun Yuen Matthew Tang CE BYO670 - active, Ocean Cedar Asset Management Company Limited Shiyu Wang CE BYR067 - active, Morgan Stanley Asia Limited Shangkun Jiang CE BYQ573 - ceased Leer Huang CE BYR150 - active, Valuable Capital Limited Claudia Yiyi Wong CE BXM024 - active, Yunfeng Securities Limited Jingxin Zhou CE BWF413 - active, Kunpeng Research Limited Ho Hin Tse CE BYM825 - active, 2Mind Capital Management Limited Zhaokun Wang CE BYJ154 - active, Accumulus GBA Technology (Hongkong) Co., Limited Ruizhi Sheng CE BYQ474 - active, BOCI Asia Limited Muxin Li CE BYQ975 - active, Barclays Capital Asia Limited Jiayun Pei CE BYO410 - active, Barclays Capital Asia Limited Jian Xiu CE BYQ844 - active, China Sunrise Securities (International) Limited Mingyang Hu CE BYP982 - active, China Securities (International) Brokerage Company Limited Lujia Wen CE BYQ959 - active, China Securities (International) Brokerage Company Limited Jun Yang CE BYQ153 - active, China Securities (International) Brokerage Company Limited Hanmeng Xie CE BYG335 - active, China Merchants Securities (HK) Co., Limited Tomi Sugiura CE BYO741 - active, Daiwa Capital Markets Hong Kong Limited Wenxin Yang CE BYL913 - active, Donghai International Asset Management (Hong Kong) Limited Wei Ying Tan CE BYQ909 - ceased Tai Man Edwin Wong CE BYR053 - active, Everbright Securities Investment Services (HK) Limited Dishen Wang CE BXJ449 - active, Flow Traders Hong Kong Limited Songyang Liu CE BYF895 - active, Guotai Global Investments Limited Daohui Zhang CE BYP214 - active, Guotai Junan Capital Limited Dongjun Chen CE BYQ105 - active, Haitong International Securities Company Limited Kailin Chen CE BYQ631 - active, Haitong International Capital Limited Tuliang Chen CE BYQ759 - active, Haitong International Capital Limited Ruilin Wang CE BYP954 - active, Haitong International Research Limited Xi Li CE BYQ459 - active, Haitong International Capital Limited Jun Liu CE BYQ461 - active, Haitong International Capital Limited Xuan Wang CE BYQ761 - active, Haitong International Capital Limited Dan Yang CE BYQ778 - active, Haitong International Capital Limited Lei Yin CE BYQ457 - active, Haitong International Capital Limited Gabriel Chan CE BYG139 - active, Phillip Securities (Hong Kong) Limited Kendrick Jia Hao Neo CE BYR206 - ceased Yu Kai Cheung CE BYP956 - active, Quantbot Technologies (HK), Limited Shuishui Cao CE BYN740 - active, Rising Securities Limited Churui Zhou CE BYP081 - active, Shenwan Hongyuan Securities (H.K.) Limited Yongjian Yi CE BYM249 - active, Tiger Brokers (HK) Global Limited Jiru Yang CE BYO314 - active, VisionGain Capital Limited Yilei Wang CE BYO944 - active, Asian Capital Limited Yue Song CE BJX534 - active, CTBC Asia Limited Jiahang Li CE BYO852 - active, China Merchants Securities (HK) Co., Limited Yuchen Yao CE BYN776 - active, Greenhill & Co. Asia Limited Aron Ceccarelli CE BYQ074 - ceased Lujing Fan CE BVG794 - active, Pacific Alpha Securities Limited Saurav Sekhar CE BYR414 - active, Nomura International (Hong Kong) Limited Xiadan Liu CE BYI770 - active, Pinerock Asset Management Limited Naomi Taibi CE BYR484 - active, Nomura International (Hong Kong) Limited Chi To Lei CE BYQ908 - active, Phillip Securities (Hong Kong) Limited Clement Chiu Wei Chu CE BYQ913 - active, SG Securities (HK) Limited Gang Dai CE BXM834 - active, STARSEA ASSET MANAGEMENT LIMITED Ying Ying Kwok CE BYE942 - active, Safari Asia Limited Hiu Yin Leung CE BYO571 - active, Safari Asia Limited Wenkui Liu CE BYS139 - active, Susquehanna Hong Kong Limited Noah Corbett Atlas CE BYR656 - ceased Yiteng Wang CE BYO392 - active, Zheshang International Financial Holdings Co., Limited Wenqing Zhou CE BYM805 - active, uSmart Securities Limited Hussain Hussain CE BYS202 - ceased Xiaoqi Wen CE BYQ918 - active, ARDIAN Hong Kong Limited Giai Le Lam CE BYR833 - active, Bright Smart Securities International (H.K.) Limited Kenichi Kojima CE BYR221 - ceased Chenyuan Wang CE BXU628 - active, Caitong International Capital Co., Limited Xintong Huang CE BYP276 - active, China Asset Management (Hong Kong) Limited Enqi Wang CE BYR542 - active, CLSA Limited Bolin Zhao CE BYO595 - active, CLSA Limited Zhiyong Liu CE BYO851 - active, China Merchants Securities (HK) Co., Limited Lei Luo CE BYO853 - active, China Merchants Securities (HK) Co., Limited Huanyu Zhou CE BYR194 - active, China Securities (International) Brokerage Company Limited Jinbing Wang CE BYM630 - active, Dawning Asset Management Limited Hiu Ling Tso CE BYN676 - active, Demeter Investment Management Limited Min Seok Kang CE BYR726 - ceased Yang Wu CE BYQ871 - active, E Fund Management (Hong Kong) Co., Limited Anqi Su CE BYQ424 - active, Guotai Junan Capital Limited Sebastien Pierre Jean-Marie Waymel CE BYK642 - active, HSBC Securities Brokers (Asia) Limited Jerome Wing Lam Tse CE BXZ983 - active, Hope Chain Asset Management Co., Limited Shu Yang CE BYO416 - active, Howbuy Hong Kong Limited Andrew Gachun Chan CE BYO151 - active, Invesco Hong Kong Limited Ching Yan Chau CE BYO711 - active, Invesco Hong Kong Limited Philip Dominikus Dodel CE BYS222 - active, Jane Street Asia Pacific Limited Na Qu CE BYR453 - active, Jefferies Hong Kong Limited Joseph Accurso CE BYR565 - active, Mizuho Securities Asia Limited Brian James Harbour CE BYS102 - ceased Shivang Avnish Sood CE BYN757 - active, North Rock Capital Management (HK) Limited Hok Man Patricia Tam CE BYJ865 - active, Pacific Alliance Investment Management (HK) Limited Ikram Sattar CE BYQ426 - active, Polymer Capital Management (HK) Limited Marc Radillac CE BYQ760 - active, SG Securities (HK) Limited Loic Turounet CE BYQ696 - active, SG Securities (HK) Limited Meiyuan Yang CE BXN767 - active, Sinolink International Corporate Finance Limited Yun Lyu CE BYO062 - active, Sinolink Securities (Hong Kong) Company Limited Shang Lun Cameron Choi CE BYO251 - active, UOB Kay Hian (Hong Kong) Limited Su Yann Ooi CE BYO292 - active, UOB Kay Hian (Hong Kong) Limited Jialu Gao CE BYH985 - active, WE Securities Limited Zijie Chen CE BYQ953 - active, Zheshang International Financial Holdings Co., Limited Xin Wang CE BYQ952 - active, Zheshang International Financial Holdings Co., Limited Jie Yin CE BYK694 - active, Zynergy Asset Management Limited Mengqi Zhao CE BYS226 - active, ARDIAN Hong Kong Limited Ho Yee Lak CE BYR813 - active, Arta Asset Management Limited Yuen Hoi Lau CE BYO991 - active, BOCI-Prudential Asset Management Limited Xinyi Huang CE BYR100 - active, BOCI Securities Limited Chen Xie CE BYG639 - active, Bopu Asset Management (Hong Kong) Limited