Hong Kong SFC Licensed Individuals Directory

Xiaolan Huang CE BXP323 - active, Bosera Asset Management (International) Co., Limited Shurui Chen CE BXT950 - active, CLSA Limited Chenyu Jiang CE BXS952 - active, CLSA Limited Siwen Li CE BRZ421 - active, CLSA Limited Boren Yu CE BXS417 - active, CLSA Limited Yinying Huang CE BXH799 - active, China Vered Securities Limited Sophie Jemima Eskin Gross CE BXU044 - ceased Zixuan Lin CE BXQ383 - active, Deutsche Securities Asia Limited Qiaoyuan Pang CE BXN688 - active, FarPeak Capital Management (HK) Limited Kai Yu Sham CE BOE374 - active, Hang Seng Investment Services Limited Harshil Bhasin CE BXT813 - active, Nomura International (Hong Kong) Limited Wai Chun (SFC:BUG017) Ho CE BUG017 - active, PAMG Limited Stephane Mathieu Alexandre Daul CE BXS704 - ceased Pengyi Shen CE BXQ108 - active, Pinpoint Asset Management Limited Wenxi Hou CE BXL988 - active, SDIC Securities Corporate Finance (Hong Kong) Limited Wenliang Lyu CE BXN722 - active, SDIC Securities Corporate Finance (Hong Kong) Limited Yifan (SFC:BXN186) Wu CE BXN186 - active, SDIC Securities Corporate Finance (Hong Kong) Limited Bensheng Zhang CE BXN033 - active, SDIC Securities Corporate Finance (Hong Kong) Limited Gen Zhao CE BXM582 - active, SDIC Securities Corporate Finance (Hong Kong) Limited Joseph Toohey Colebatch CE BXB474 - active, Optiver Trading Hong Kong Limited Kei Chun Jacky Chan CE BXR415 - active, XinXi Asset Management (Hong Kong) Limited Zhenxing (SFC:BXT857) Chen CE BXT857 - active, CSOP Asset Management Limited Tingwan Ding CE BXQ152 - active, Howbuy Hong Kong Limited Yifan (SFC:BXQ538) Liu CE BXQ538 - active, Sunny Fortune Capital Limited Yee Ting (SFC:BXQ693) Leung CE BXQ693 - active, Chubb Investment Management (HK) Limited Hongxin Long CE BXS505 - active, CCB International Securities Limited Weipei Liu CE BXU108 - active, Fosun International Securities Limited Shuai Nie CE BXP368 - active, Dongxing Securities (Hong Kong) Company Limited Yuqing Pang CE BXT747 - active, Chief Securities Limited Hanwei Shen CE BXT774 - active, CCB International Capital Limited Shung Y Tong CE BXT727 - active, Morgan Stanley Asia Limited Yina Xu CE BNO566 - active, Awaken Thunder Capital Limited Xin (SFC:BXR506) Xin CE BXR506 - active, China Securities (International) Brokerage Company Limited Ruizhe Li CE BUL784 - ceased Chi Yin Leung CE BUV665 - ceased Ka Fung Lau CE BUV731 - ceased Antonio Lap Kei Man CE AAH036 - ceased Chung Wai Mak CE ABS994 - ceased Chun Fai Mak CE ACK149 - ceased James Hung Wa Mok CE ACK230 - ceased Bing Shun Ma CE ACK298 - ceased Kim Fai Ma CE ACN785 - ceased Kuk Yin Ma CE ACV146 - ceased Chung Nam Mok CE ADN444 - ceased Chi Kai Mak CE ADR319 - ceased Juliana Ngai Hung Mo CE ADV068 - ceased Kong Ling Mang CE AGC149 - ceased William Wai Lim Mak CE AHF244 - ceased Anngi Sau Ngan Mok CE AHN526 - ceased Hei Man CE AHN531 - ceased Wan Ha Ma CE AHO120 - ceased Kong Ching Ma CE AHU802 - ceased Derrick Yu Pak Mak CE AHX086 - ceased Ho Fu Mak CE AJD242 - ceased Catalina Hoi Yan Man CE AJF068 - ceased Erwin Nai Hon Chan Mintono CE AJH045 - ceased Kwong Lung Man CE ALQ637 - ceased Hing Nang Mak CE AOO958 - ceased Wai Chun Mo CE AQT147 - ceased Kitty King Tze Mak CE AQV618 - ceased Sze Ming (SFC:AUO208) Ma CE AUO208 - ceased Yu Tung Mok CE AUQ336 - ceased Ho Yuen Mok CE AVS670 - ceased Tung Pui Mak CE BDI891 - ceased Ching Yan Mak CE BDP852 - ceased Scott Park Moffat CE BDV092 - ceased Andy Tin Yan Mui CE BFZ493 - ceased Sai Hung Mak CE BHP749 - ceased Tak Wing Man CE BHP760 - ceased Quentin Miller CE BWD465 - ceased Chun Keung Ng CE AAP763 - ceased Mun Ling Ngan CE ACF910 - ceased Chi Chung Ngai CE ACJ995 - ceased Eddie Chit Chung Ng CE ACK216 - ceased Kwok Leung (SFC:ACK403) Ng CE ACK403 - ceased Kin Sing (SFC:ACK467) Ng CE ACK467 - ceased Hing Cheung Ng CE ACK470 - ceased Ka Po (SFC:ACK481) Ng CE ACK481 - ceased Chi Kong (SFC:ACK494) Ng CE ACK494 - ceased Man Wa Ngan CE ACK973 - ceased Wai Kit (SFC:ACL029) Ng CE ACL029 - ceased Ivy Lai Fong Ng CE ADG053 - ceased Hon Mo Ng CE ADG177 - ceased George Pak Suen Ng CE ADV863 - ceased Kong Wai Ngan CE AEN847 - ceased Jacky Wai Hung Ng CE AFU165 - ceased Yick Chi Ng CE AGJ130 - ceased Ka Fai (SFC:AGT130) Ng CE AGT130 - ceased Wai Kwong (SFC:AHF841) Ng CE AHF841 - ceased Wa Ping Ngai CE AHK323 - ceased Shiu Yuen Ng CE AHM282 - ceased Chui Mei Ng CE AHN490 - ceased Ho Pan Ng CE AHO125 - ceased Jecky Shek Chung Ng CE AHP365 - ceased Chi Hang (SFC:AIB349) Ng CE AIB349 - ceased Elvis Wing Keung Ng CE AIG556 - ceased Lawton Shing Chi Ng CE AIH657 - ceased Ornit Miriam Niv CE AIM233 - ceased Carol Chi Lai Nguyen CE AJM281 - ceased Wai Hang Ng CE AJM344 - ceased Ka Tang Ng CE AJO332 - ceased Kwok Chiu Ng CE ALI435 - ceased Koon Hang Ng CE ALK476 - ceased Shui Kan Ng CE ALP786 - ceased Ka Lun (SFC:ALS392) Ng CE ALS392 - ceased Fan Pang Ng CE ALT738 - ceased Wing Lap Ng CE AMX639 - ceased Wai Lan Ng CE ANB112 - ceased Siu Fun Ng CE ANH348 - ceased Cheuk Yin (SFC:ANU071) Ng CE ANU071 - ceased Man Wai Ning CE AOA084 - ceased Kiu Ng CE AOG222 - ceased Mei Hang (SFC:AOY272) Ng CE AOY272 - ceased Wai Ming Ngan CE ATE179 - ceased Hiroaki Nagakura CE BGH206 - ceased Emily Hoi Jiu Ng CE BIN418 - ceased Erika Otsu CE AZD512 - ceased Yumeno Ogura CE BAP378 - ceased Dara Constance O'Sullivan CE BOS842 - ceased Chi Hou Poon CE ACK237 - ceased Wing Keung Pang CE ACK967 - ceased Kwong Ming Pun CE ACL645 - ceased Wing Hong Poon CE AFP669 - ceased Ho Yee Pang CE AFV310 - ceased Wai Keung Poon CE AGJ894 - ceased Shiu Ching Pang CE AGK715 - ceased Yuk Ting Pang CE AGK966 - ceased Kin Pong Poon CE AHF377 - ceased Wing Kit (SFC:AHJ401) Pang CE AHJ401 - ceased Chun Kwong Poon CE AHK399 - ceased Siu Wah Poon CE AID489 - ceased Pong Shing Poon CE ALY478 - ceased Isomil Wai Man Poon CE AME468 - ceased Chi Hang Pun CE AND461 - ceased Chao-Hua Pan CE APJ109 - ceased Johnny York Kong Phang CE AXF065 - ceased Ki Fu Pang CE AZW321 - ceased Chen Wei Png CE BAB813 - ceased Daili Pan CE BEC910 - ceased Alex Ho Lam Pang CE BEK820 - ceased Seung Hyeon Park CE BGM275 - ceased Bin Qiu CE ALU122 - ceased Yi Fei Qin CE BBA634 - ceased Yim Wah Siu CE AAK337 - ceased Paul Hung Suen CE ABW205 - ceased Hon Ming Siu CE ACJ134 - ceased Ip Tak Sham CE ACK469 - ceased Siu Kay Sin CE ACK548 - ceased Siu Wai So CE ACK896 - ceased Chia Hwa Soong CE ACK899 - ceased Yue Bun So CE ACL100 - ceased Raghavan Nair Sundaresan Nair Sundaresan CE ACL430 - ceased Kin Keung Sik CE ACL647 - ceased King Lun She CE ACN796 - ceased Ying Kit Siu CE ACN797 - ceased Thomas Chi Keung Sheung CE ACO758 - ceased Chong Hoi Sze CE ACR754 - ceased Hoi Chun Brian Shek CE ADA577 - ceased Roy Sher CE ADR276 - ceased Steven Chiu Cheong So CE AEE374 - ceased Sai Chit Shum CE AFR795 - ceased Chun Yin Sung CE AGQ830 - ceased Ricky Lok Yiu Siu CE AGT422 - ceased Kam Kwan Shih CE AHK742 - ceased Mei Fung Sin CE AHN474 - ceased Wan Ling Sham CE AHN924 - ceased Chi Ying Siu CE AHW465 - ceased Hon Chung Siu CE AIB739 - ceased Stella Wing Yan Siu CE AIC333 - ceased Chun Fai Shing CE AIG996 - ceased Andrew Yik Lung Shiaw CE AIH477 - ceased Wing Kin So CE AIH777 - ceased Wing Wa Shek CE AIX146 - ceased Wing Sze (SFC:AJC633) Suen CE AJC633 - ceased Ping Ping Sze CE AJM284 - ceased Josephine Yau Ching Sung CE AKL744 - ceased Pai Wen Su CE AKO856 - ceased Kit Man Sin CE ALA434 - ceased Wing Hong So CE ALZ424 - ceased Lai Shan Siu CE ANH328 - ceased Yuk Cheung Sit CE ANR218 - ceased Kwok Yu Suen CE AOD110 - ceased Wing Shan Shia CE APH748 - ceased Justin Yur Szeto CE ARS813 - ceased Cha Mau Sze CE ATW605 - ceased Vuthi Suranudpreda CE AUA470 - ceased Chiaki Sugimoto CE AUD991 - ceased Mahesh Shanker Sujanani CE AVQ397 - ceased Maoyuan Sun CE AZI918 - ceased Christopher Rainer Gerhard Schoenbach CE BAE027 - ceased Wai Kit So CE BBF299 - ceased Cho Pong Shum CE BCF815 - ceased Jin Ho Song CE BDH489 - ceased Wing Tung So CE BHQ263 - ceased Po Ki Siu CE BKP490 - ceased Raj Kumar Sunder Sitlani CE BOM645 - ceased Chuen Ho Tse CE AAC901 - ceased Jenny Fei Ying Tsang CE AAG433 - ceased Eak Sin Tea CE ACA678 - ceased Kwok Wai (SFC:ACG492) Tang CE ACG492 - ceased Lei Chi Tsai CE ACJ950 - ceased Pak Cheong Tse CE ACK011 - ceased Kit Wah Tse CE ACK037 - ceased Alex Shing Hei Tse CE ACK051 - ceased Joey Suet Wai To CE ACK076 - ceased Kun Seong Tsang CE ACK083 - ceased Hoi Leung Tam CE ACK093 - ceased Lai Fun Tsang CE ACK417 - ceased Che Sang Tsui CE ACK483 - ceased Hang Sang To CE ACK487 - ceased Pui Wan Tung CE ACK785 - ceased Hok Man Ting CE ACK834 - ceased Wai Man (SFC:ACL028) Tam CE ACL028 - ceased Chi Wai Ting CE ACL295 - ceased Yun Ting Tsui CE ACL566 - ceased Hing Wai Tsang CE ACO238 - ceased Oi Por Tsui CE ACW587 - ceased Kai Sang (SFC:ADI777) Tse CE ADI777 - ceased Chung Kwong Tam CE AEA442 - ceased Man Yi Tsui CE AED455 - ceased Hon Pan Tse CE AEY140 - ceased Siu Wing Tse CE AFE193 - ceased Sai Cheong Tong CE AFK547 - ceased Piet Jung Tjong CE AFQ256 - ceased Man Hin To CE AFS643 - ceased Ying Chee Tse CE AGC934 - ceased Kin Man (SFC:AGU591) Tang CE AGU591 - ceased Wai Kong (SFC:AGW564) Tang CE AGW564 - ceased Alan Yun Leung Tam CE AGY594 - ceased Che Hang Tsang CE AHB507 - ceased John Tak Lun Tsang CE AHF368 - ceased Kiu Tsang CE AHF636 - ceased Kam Kin Tse CE AHK090 - ceased King Yu Tan CE AHP372 - ceased Siu Ho Tsoi CE AHT315 - ceased Robert Kin Shing Tai CE AIC359 - ceased Siu Man (SFC:AIH141) Tsang CE AIH141 - ceased Wai Wa Tsang CE AIH323 - ceased Ka Man (SFC:AIH570) Tsang CE AIH570 - ceased Wai Man (SFC:AIH681) Tsang CE AIH681 - ceased Chi Yuen To CE AJC714 - ceased Wai Chee Tsui CE AJE679 - ceased Man Lung Tang CE AJE850 - ceased Shui Kwan Tiu CE AJM225 - ceased Wai Hung Tsang CE AJM482 - ceased Sylvia Tam CE AJX988 - ceased Chi Ping Tong CE ALA969 - ceased Kit Shan Tse CE ALI506 - ceased Chi Man Tang CE ALJ836 - ceased David Lachlan Meacle Trew CE ALO007 - ceased