Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Meng Wang
CE BYN408 - active, Redland Securities Limited
Xinlin Zhou
CE BYO652 - active, ShanZe Asset Management (Hong Kong) Limited
Pui Hei Lau
CE BMW899 - active, SoFi Securities (Hong Kong) Limited
John Bradley Talbott
CE BYT486 - ceased
Wangheng Shi
CE BWC293 - active, Edwance Capital (Hong Kong) Limited
Wei Yan
CE BWZ334 - active, Edwance Capital (Hong Kong) Limited
Fang Huang
CE BYN641 - active, ASCENDANT SECURITIES (HK) LIMITED
Mark John Bellofiore
CE BYQ763 - active, Barrenjoey Asia Limited
Yihan Xu
CE BYT495 - ceased
Anuj J Agarwal
CE BYT293 - ceased
Yan Fang
CE BYR485 - ceased
Karen Wirawan
CE BYT465 - active, BlackRock Asset Management North Asia Limited
Yuk Hang Fong
CE BYO259 - active, CITIC Securities Brokerage (HK) Limited
Guanfang Deng
CE BYS411 - active, China Securities (International) Corporate Finance Company Limited
Chuan Jiang
CE BYS260 - active, China Securities (International) Corporate Finance Company Limited
Yazhe Li
CE BYO912 - active, China Securities (International) Corporate Finance Company Limited
Baosheng Liang
CE BYS451 - active, China Securities (International) Corporate Finance Company Limited
Haojie Liu
CE BYR581 - active, China Securities (International) Corporate Finance Company Limited
Mengzhu Liu
CE BYS466 - active, China Securities (International) Corporate Finance Company Limited
Zehui Miao
CE BYS454 - active, China Securities (International) Corporate Finance Company Limited
Jinyu Sun
CE BYS410 - active, China Securities (International) Corporate Finance Company Limited
Yuanchang Wu
CE BYS536 - active, China Securities (International) Corporate Finance Company Limited
Shuocun Zhu
CE BYQ350 - active, China Securities (International) Brokerage Company Limited
Rui Zhou
CE BYS538 - active, China Securities (International) Corporate Finance Company Limited
Jinkai Liang
CE BYO936 - active, GF Securities (Hong Kong) Brokerage Limited
Wenjie Li
CE BYI532 - active, GF Securities (Hong Kong) Brokerage Limited
Ka Lok Ip
CE BYT244 - active, Goldman Sachs Asset Management (Hong Kong) Limited
Praveen Kumar Bansal
CE BYQ299 - active, Goldman Sachs (Asia) L.L.C.
Mayank Jalan
CE BYT164 - active, Goldman Sachs (Asia) L.L.C.
Chunfeng Xu
CE BYQ588 - active, Highblock Securities Limited
Shiqi Gong
CE BYS264 - active, Houlihan Lokey (China) Limited
Rysa Tahilramani
CE BYT981 - active, Goldman Sachs (Asia) L.L.C.
Moksh Jain
CE BYN292 - active, J.P. Morgan Securities (Far East) Limited
Yulin Luo
CE BYR670 - active, Huatai Financial Holdings (Hong Kong) Limited
Shintaro Yoshida
CE BYT738 - active, Jefferies Hong Kong Limited
Chungjai Lee
CE BYT429 - ceased
Hanchi Deng
CE BYQ186 - active, KunPeng Securities Limited
Chun Xin Cheung
CE BYR800 - active, LMR Partners Limited
Lang Yuan
CE BYN474 - active, Huatai Financial Holdings (Hong Kong) Limited
Wing Chi Vincci Lau
CE BYT417 - active, Lighthouse Capital (HK) Financial Limited
Cheng Han Ronald Cai
CE BYJ168 - active, Longqi Scientific (Hong Kong) Limited
Yang Tan
CE BYT331 - active, MicroBit Capital Management Limited
Lihua Liu
CE BYO219 - active, Millennium Capital Management (Hong Kong) Limited
Hongji Zhu
CE BYT239 - active, Mizuho Securities Asia Limited
Siyu Wang
CE BYO579 - active, Platinum Securities Company Limited
Yixuan Zhang
CE BYQ348 - active, SG Securities (HK) Limited
Jiangnan Shi
CE BWB775 - active, Sinocon Capital International Limited
Yanling Chen
CE BYO063 - active, Sinolink Securities (Hong Kong) Company Limited
Zidong Zhang
CE BYS066 - active, StoneX Financial (HK) Limited
Diankun Lu
CE BYS182 - active, Topology Capital Limited
Xiaochuan Dai
CE BYU104 - ceased
Zhuonan Wu
CE BYU103 - active, UBS Securities Asia Limited
Ziyan Xu
CE BYU275 - active, UBS Securities Asia Limited
Kin Chun Michael Leung
CE BYU340 - active, Winner Zone Asset Management Limited
Shuai Hou
CE BXY338 - active, Yinhua International Capital Management Limited
Hoi Man Chan
CE BJG873 - active, BOCI Securities Limited
Izabella Willow Bay Monaghan
CE BYS504 - ceased
Yuk Yin Wong
CE BYL078 - active, CMB Wing Lung (Trustee) Limited
Chenfeng Zao
CE BYR489 - active, CITIC Securities Brokerage (HK) Limited
Yingxi Liang
CE BYM506 - active, CSOP Asset Management Limited
Mingyuan Lei
CE BYO969 - active, Changjiang Corporate Finance (HK) Limited
Baihuan Xiao
CE BYQ639 - active, Changjiang Securities Brokerage (HK) Limited
Shira Dawn Cohen
CE BYP978 - active, Citadel Securities (Hong Kong) Limited
Jae Won Jung
CE BYT275 - active, Citigroup Global Markets Asia Limited
Yat Ming Leung
CE BYT922 - active, Citigroup Global Markets Asia Limited
Chuyun Wei
CE BYP076 - active, FountainVest Capital Limited
Ziqi You
CE BYS398 - active, Forthright Securities Company Limited
Liyuan Pang
CE BYG144 - active, GF Capital (Hong Kong) Limited
Koji Paul Ikeda
CE BYT521 - ceased
Joseph Francis Loach
CE BYT879 - active, Merrill Lynch (Asia Pacific) Limited
King Hang Chun
CE BYT685 - active, Morgan Stanley Asia Limited
Connor Mathew Oxenhorn
CE BYU127 - active, Morgan Stanley Asia Limited
Kelly Kai Yin Li
CE BYT218 - active, Northern Trust Company of Hong Kong Limited, The
Yanyu Chen
CE BYR537 - active, Orient Securities (Hong Kong) Limited
Kerui Wang
CE BYS060 - active, Ping An of China Asset Management (Hong Kong) Company Limited
Ching-Lieh Chou
CE BYT322 - active, Point72 Hong Kong Limited
Chung Man Penny Tong
CE BYS448 - active, Rakuten Securities Hong Kong Limited
Sunaina Pai Ocalan
CE BYQ647 - ceased
Ngai Yin Tsang
CE BYR539 - active, Somerley Capital Limited
Huashen Guan
CE BYQ141 - active, uSmart Securities Limited
Shijie Liang
CE BYQ139 - active, uSmart Securities Limited
Li Zhang
CE BYQ181 - active, uSmart Securities Limited
Yu Liu
CE BYR125 - active, Affluence Capital Limited
Jiazheng Song
CE BYK931 - active, BOCOM International Asset Management Limited
Jason Peter Chun Keed Wong
CE BYU230 - active, CGS International Securities Hong Kong Limited
Zemao Sun
CE BYS368 - active, CITIC CLSA Capital Partners HK Limited
Tianyi Yin
CE BYT810 - active, Carret Private Capital Limited
Ho Chung Cheng
CE BYU167 - active, Citigroup Global Markets Asia Limited
Hoi Tung Lam
CE BYT202 - active, Citigroup Global Markets Asia Limited
Yong Rui Bryant Tan
CE BYO061 - active, Da Cheng International Asset Management Company Limited
Chao Song
CE BYS534 - active, Guotai Junan Capital Limited
Ruixin Tian
CE BYS497 - active, Guotai Junan Securities (Hong Kong) Limited
Bowen Sun
CE BYN743 - active, Haitong International Research Limited
Han Luo
CE BYQ561 - active, Highblock Securities Limited
Tingfeng Tian
CE BYQ572 - active, Highblock Securities Limited
Wai Shan Yip
CE BYN138 - active, I Win Securities Limited
Chun Yin Chan
CE BYS397 - active, Interactive Brokers Hong Kong Limited
Long Hei Lin
CE BYS479 - active, J.P. Morgan Broking (Hong Kong) Limited
Man Lok Chau
CE BYO830 - active, Nexara Asset Management Limited
Chen Liu
CE BYU084 - active, Morgan Stanley Asia Limited
Pranav Talwar
CE BYU082 - active, Morgan Stanley Asia Limited
Andrew Teo Bai
CE BLJ365 - active, Orianne Capital Management Limited
Xiaoling Chen
CE BWJ862 - active, Photon Dance Asset Management (Hong Kong) Limited
Tianrui Xu
CE BYS105 - active, Polymer Capital Management (HK) Limited
Sarah Elizabeth Riopelle
CE BYL963 - active, RBC Global Asset Management (Asia) Limited
Aziz Zhunis
CE BYU305 - active, Susquehanna Hong Kong Limited
Takumi Hasegawa
CE BYQ628 - active, TP ICAP Markets (Hong Kong) Limited
Jingxi Chen
CE BYN687 - active, Winwin Securities Limited
Wenjie Shi
CE BYO800 - active, Azure Lion International Securities Company Limited
Shuhua Ruan
CE BYS434 - active, BC Global Asset Management Limited
Zhanrong Wu
CE BYP916 - active, Beta International Securities Limited
Geoffrey Mark Rubin
CE BYL951 - active, CPP Investments APAC Limited
Jing Yee Angel Ha
CE BYT760 - active, Carret Private Capital Limited
Chengze Li
CE BYT453 - active, China International Capital Limited
Chen Chen
CE BYS172 - active, China Securities (International) Corporate Finance Company Limited
Shiyu Qiu
CE BYR788 - active, Cinda International Asset Management Limited
Shaofeng Liang
CE BYS041 - active, Conrad Investment Services Limited
Yuxi Sun
CE BYO628 - active, Cosmos One Capital Limited
Po Ming Chan
CE BYU280 - active, Forthright Securities Company Limited
Mohan Ding
CE BYU279 - active, Forthright Securities Company Limited
Meijia Chen
CE BYU102 - active, Goldman Sachs (Asia) L.L.C.
Chak Kai Lam
CE BYU321 - active, Goldman Sachs (Asia) L.L.C.
Wai Lam Choi
CE BYS283 - active, Huafu International Securities Limited
Fergus Ian Dorney
CE BYN609 - active, Marsh Investment Solutions (HK) Limited
Zhiyi Jin
CE BYQ836 - active, Moelis & Company Asia Limited
Junqi Zhang
CE BYU006 - active, Nomura International (Hong Kong) Limited
Shiting Hong
CE BYR646 - active, Redient Capital HK Limited
Cho Yan Cheng
CE BYS145 - active, SinoPac Asset Management (Asia) Limited
Lik Hang Francis Sin
CE BQR133 - active, Sino-Rich Securities & Futures Limited
Kehua Zhu
CE BYH781 - active, Sino-Rich Securities & Futures Limited
Dongjie Su
CE BYP886 - active, Star Sky Securities Limited
Honglin Li
CE BYO323 - active, Welkin Links Asset Management Limited
Sanket Vavikar
CE BYU680 - active, ZQ Capital Hong Kong Limited
Jiaqi Li
CE BYO578 - active, Zynergy Asset Management Limited
Yu Hin Chan
CE BYU458 - active, Admiralty Harbour Capital Limited
Chenduo Zhang
CE BYU100 - active, CMBC Securities Company Limited
Wai Kwan Tsang
CE BYO316 - active, Centaline Wealth Management Limited
Kwok Wah Yan
CE BYU236 - active, Chubb Investment Management (HK) Limited
Ashley Elizabeth Perselay
CE BYR129 - active, Citadel Securities (Hong Kong) Limited
Jaw Wei Hung
CE BYT801 - active, Citigroup Global Markets Asia Limited
Tsz Hei Law
CE BYN510 - active, FWD Financial Planning Limited
Jiacheng He
CE BYU213 - active, Futu Securities International (Hong Kong) Limited
Ming Zhao
CE BWU894 - active, GigaMoney Limited
Yuk Nam Horace See
CE BYU482 - active, Goldman Sachs Asset Management (Hong Kong) Limited
Junjie Ge
CE BYR776 - active, Guotai Junan Capital Limited
Jingyu Liu
CE BYR777 - active, Guotai Junan Capital Limited
Jinliang Sun
CE BYS049 - active, Guotai Junan Capital Limited
Wenyu Tang
CE BYR910 - active, Guotai Junan Capital Limited
Hye Jin Jeon
CE BYU478 - active, Goldman Sachs (Asia) L.L.C.
Aiden Tandiono
CE BYU261 - active, Goldman Sachs (Asia) L.L.C.
Jia-Wei Tsai
CE BYU434 - active, Goldman Sachs (Asia) L.L.C.
Ferdinando Pierre Bertrandias-Perret
CE BYS400 - active, J.P. Morgan Broking (Hong Kong) Limited
Jiayi Zhang
CE BYU435 - active, Goldman Sachs (Asia) L.L.C.
Gladys Wing Yan Mak
CE BYU679 - active, Jane Street Asia Pacific Limited
Klimenty Tsoutsman
CE BYU317 - active, Jane Street Asia Pacific Limited
Cho Yee Leung
CE BYT304 - active, Morgan Stanley Asia Limited
Zebang Li
CE BYU080 - active, Morgan Stanley Asia Limited
Wentong Xing
CE BYU320 - active, Morgan Stanley Asia Limited
He Li
CE BYR720 - active, Point72 Hong Kong Limited
Qingyu Tan
CE BYU096 - active, Point72 Hong Kong Limited
Diliana Zaprianova Deltcheva
CE BYS100 - active, Robeco Hong Kong Limited
Yiu Chung Wong
CE BYR064 - active, Solo Securities Limited
Sangram Madhukar Jadhav
CE BYU171 - active, UBS Asset Management (Hong Kong) Limited
Akshay Kumar Gattani
CE BYU184 - active, UBS Securities Asia Limited
Sang Bing Ong
CE BYK406 - active, Yan Yun Family Office (HK) Limited
Meng Cian Li
CE BTW739 - active, Yuanta Securities (Hong Kong) Company Limited
Baoling Zhang
CE BYM478 - active, Zhonghui International Asset Management Company Limited
Jing Zhang
CE BXG865 - active, Zhongtai International Capital Limited
Marie-Sophie Pastant
CE BYR182 - active, BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED