Hong Kong SFC Licensed Individuals Directory

Long Yan James Chow CE BYP833 - active, CMB International Asset Management Limited Xinyue Wang CE BYR583 - active, Changjiang Corporate Finance (HK) Limited Chun Tung Ngai CE BYP277 - active, China Asset Management (Hong Kong) Limited Yujie Yin CE BYR662 - active, China Harbour International Securities Limited Zhiqiang Guo CE BYK729 - active, China Securities (International) Brokerage Company Limited Dan Luo CE BYO850 - active, China Merchants Securities (HK) Co., Limited Yanjun Gong CE BYO233 - active, Coller Capital (Hong Kong) Limited Sebastien Victor Geoffroy CE BYO212 - active, Complus Asset Management Limited Shounak Deb CE BYR831 - active, Citigroup Global Markets Asia Limited Hei Man Lo CE BYJ318 - active, Deutsche Securities Asia Limited King Sang Tommy Wong CE BYQ014 - active, Deutsche Securities Asia Limited Leijian Wu CE BYK140 - active, EG Asset Limited Yitian Mao CE BYQ465 - active, Eclipse Options (HK) Limited Yongli Yu CE BYO732 - active, GF Futures (Hong Kong) Co., Limited Xiaowen Liu CE BYP838 - active, Futu Securities International (Hong Kong) Limited Qidong Zhai CE BYK785 - active, GF Capital (Hong Kong) Limited Ruilin Zhou CE BYP835 - active, Futu Securities International (Hong Kong) Limited Ka Lam Luk CE BYQ037 - active, Highblock Securities Limited Larry Jun Hung Lau CE BYQ850 - active, IQ EQ Fund Management (Hong Kong) Limited Emily I Hsuan Yu CE BYL933 - active, JPMorgan Funds (Asia) Limited Ka Yi Emily Hui CE BYO235 - active, KuCoin HK Limited Shuo Zhang CE BYM457 - active, NeoSpective Capital Limited Tao Jiang CE BYN479 - active, Orient Capital (Hong Kong) Limited Xiaoyuan Li CE BYJ182 - active, Orient Securities (Hong Kong) Limited Dongzhen Shi CE BYQ636 - active, Orient Securities (Hong Kong) Limited Zeqing Wu CE BYL922 - active, Orient Securities (Hong Kong) Limited Qiaoli Liu CE BYQ455 - active, Patrons Capital Limited Guanshu Wang CE BYP082 - active, Shenwan Hongyuan Securities (H.K.) Limited Kwan Yau Chiu CE BYK698 - ceased Lijun Zhong CE BYN483 - active, XHK Limited Jianping Liang CE BCI698 - active, XinXi Asset Management (Hong Kong) Limited Wenjing Fan CE BXD889 - active, STILLPOINT CAPITAL LIMITED Yang Wang CE BXD891 - active, STILLPOINT CAPITAL LIMITED Cheng-Yu Chiang CE BYK378 - active, AllianceBernstein Hong Kong Limited Lai Wah Lee CE BYP190 - active, Barclays Capital Asia Limited Alejandro Gonzalez Ruiz CE BYR580 - active, BlackRock Asset Management North Asia Limited Siyong Yu CE BYQ990 - active, Barclays Capital Asia Limited Tongyu Nie CE BYO019 - active, CITIC CFI Securities Company Limited Xuanyu Yao CE BYI916 - active, CITIC CFI Securities Company Limited Ziqi Chang CE BYO358 - active, CITIC Securities Brokerage (HK) Limited Ting Wang CE BYO676 - active, CITIC Securities Asset Management (HK) Limited Lei Liang CE BYO584 - active, CITIC Securities International Global Markets Limited Ce Zhang CE BYO795 - active, CITIC Securities International Global Markets Limited Jiahuan Ou CE BYO326 - active, CITIC Securities Brokerage (HK) Limited Xiaotian Liu CE BYK684 - active, CLSA Limited Tsz Long Wong CE BYQ075 - active, China Asset Management (Hong Kong) Limited Yuelai Zhou CE BYP167 - active, Chief Securities Limited Qiang Zhang CE BYL139 - active, CLSA Limited Xiaoming Fan CE BYO854 - active, China Merchants Securities (HK) Co., Limited Wenhao Luo CE BYO849 - active, China Merchants Securities (HK) Co., Limited Yiqun Diao CE BYP219 - active, DRW (Hong Kong) Limited Jingting Hu CE BYR641 - active, Enhanced Investment Products Limited Xinyu Lin CE BYQ829 - active, Forthright Securities Company Limited Gengchen Yu CE BYR267 - active, Forthright Securities Company Limited Zijian Yuan CE BYG143 - active, GF Capital (Hong Kong) Limited Weitao Li CE BYN866 - active, Greater Bay Area Development Fund Management Limited Ran Tao CE BYF894 - active, Guotai Global Investments Limited Liangyu Liao CE BYO939 - active, Guoyuan Securities Brokerage (Hong Kong) Limited Danni Peng CE BYQ377 - active, Guotai Junan Securities (Hong Kong) Limited Dongyao Wu CE BYR515 - active, Haitong International Research Limited Yushan Lin CE BYR179 - active, ICBC UBS Asset Management (International) Company Limited Libo Zhu CE BYQ534 - active, Huatai Financial Holdings (Hong Kong) Limited Cheuk Hin Leung CE BYQ286 - active, Millennium Capital Management (Hong Kong) Limited Ziyang Qin CE BYN643 - active, New China Asset Management (Hong Kong) Limited Kwok Ting Lau CE BYK359 - active, Orchid Asia Greater Growth Management Limited Max Russell Yates CE BYS560 - ceased Yunhao Dong CE BYN727 - active, Pinpoint Asset Management Limited Jiacheng Qing CE BYN726 - active, Pinpoint Asset Management Limited Derrick Meow Chan Lee CE BWS315 - active, SEAVI Advent Ocean Private Equity Limited Masanori Kawakatsu CE BYQ822 - active, SMBC Nikko Securities (Hong Kong) Limited Wenli Ren CE BYN459 - active, Titan Investment Limited Thomas Hergest Moxham Jarvis CE BYO819 - active, UBS Securities Asia Limited Ka Chee Richard Ma CE BYS225 - active, UBS Securities Asia Limited Zihao Chen CE BYP028 - active, XinXi Asset Management (Hong Kong) Limited Shuang Xie CE BYN371 - active, Zheng Da International Financial Holding Limited Ping Wang CE BYO218 - active, Zhongtai International Capital Limited Conor Hugh O'Donnell CE BXR984 - active, Causeway Securities (HK) Limited Stefan Rittner CE BYQ408 - active, Allianz Global Investors Asia Pacific Limited Swee Meng Robin Seng CE BYR399 - active, Asante Capital Group HK Limited Jiayi Qian CE BYO324 - active, BOCI-Prudential Asset Management Limited An Deng CE BYP008 - active, BOCI Securities Limited Aubrey Leland Tianello CE BYR500 - ceased Dhiran Dookhi CE BYR809 - active, BlackRock Asset Management North Asia Limited Yifei Li CE BYP885 - active, Bosera Asset Management (International) Co., Limited Wai Chung Man CE BYF963 - active, CMB Wing Lung (Trustee) Limited Junyu Su CE BYO577 - active, Cheer Union Securities Limited Yilin Zhao CE BYQ971 - active, China Everbright Capital Limited Yu Xu CE BYQ843 - active, China Life Franklin Asset Management Co., Limited Yan Teng CE BYR151 - active, Cyber Atlas Capital Limited Zhicheng Zhong CE BYO274 - active, Everbright Securities Investment Services (HK) Limited Siyue Huang CE BYM847 - active, GF Securities (Hong Kong) Brokerage Limited Chuen Chun Michael Chan CE BYJ371 - active, Galaxy Digital HK Limited Kai Cheung Ho CE BYK018 - active, Galaxy Digital HK Limited Qingliang Xu CE BYG145 - active, GF Capital (Hong Kong) Limited Dawei Zhang CE BYM848 - active, GF Securities (Hong Kong) Brokerage Limited Toby James Wallace CE BYK849 - active, HSBC Securities Brokers (Asia) Limited Linling Feng CE BYQ810 - active, Hetu Investment HK Limited Difei Liu CE BYO060 - active, J.P. Morgan Securities (Far East) Limited Paul-David Abitbol CE BYQ471 - active, Jefferies Hong Kong Limited Thorsten Frank Helmut Pauli CE BYR672 - active, Merrill Lynch (Asia Pacific) Limited Maxime Brice Lecoin CE BYS240 - active, Nomura International (Hong Kong) Limited Shuzhen Yan CE BYN088 - active, Ping An Securities (Hong Kong) Company Limited Carey Chung CE BYS550 - active, RhinoX Limited Wenguang Li CE BYE550 - active, Shengjun Capital Limited Nelly Marie Roquefort CE BYN635 - active, Alvarez & Marsal Corporate Finance Limited Thierry Gov CE BYR255 - active, BNP Paribas Securities (Asia) Limited Jingrui Li CE BYP921 - active, CITIC Securities Brokerage (HK) Limited Hoi Ling Au CE BYR205 - active, Grand Alliance Asset Management Limited Yujie Hu CE BYL042 - active, Grande Capital Limited Zijian Huang CE BYL900 - active, Grande Capital Limited Yingtong Chen CE BYB984 - active, Gulf Line Capital Advisors Limited Baohua Yu CE BYR265 - active, Guotai Junan Capital Limited Yueqian Zhang CE BYR266 - active, Guotai Junan Capital Limited Zefang Fu CE BYO937 - active, Houlihan Lokey (China) Limited Jimin Huang CE BYQ738 - active, Huajin Securities (International) Limited Wenjing Zhang CE BYQ509 - active, Infinity Asset Management Limited Tejasvi Chabbra CE BYO283 - active, J.P. Morgan Broking (Hong Kong) Limited Lok Tung Ng CE BYR252 - active, J.P. Morgan Securities (Far East) Limited Siyang Liu CE BYG441 - active, Lakala International Asset Management Limited Yaotang Zhou CE BYQ733 - active, Logos Technologies (HK) Limited Zhixiang Xu CE BYQ412 - active, Maxwealth Global Asset Management Company Limited Jianyuan Zheng CE BYO730 - active, Mega Global Securities Limited Michael Keith Dyer CE BYS424 - active, Merrill Lynch Far East Limited Emanuele Marc Anthony Roncalli Di Montorio-Veronese CE BYS322 - active, Merrill Lynch (Asia Pacific) Limited Ritvik Verma CE BYR703 - active, Morgan Stanley Asia Limited Jianheng Fan CE BYT442 - active, Nomura International (Hong Kong) Limited Yuxing Huang CE BYT231 - active, Nomura International (Hong Kong) Limited Yang Lan CE BYQ634 - active, Orient Securities (Hong Kong) Limited Renee Lynn CE BYM091 - active, Peking University Resources Asset Management Limited Xing Xiao CE BYO098 - active, Ping An Securities (Hong Kong) Company Limited Chaojun Zheng CE BYT233 - active, UBS Securities Asia Limited Yizhou Huang CE BWG135 - active, Arta Asset Management Limited Siyun Xiao CE BYR738 - active, Ark Group Holdings (Hong Kong) Limited Yiwen Xu CE BYQ055 - active, CMB International Global Markets Limited Wai Shan Fong CE BYN670 - active, CNCB (Hong Kong) Capital Limited Yiwen Deng CE BYP275 - active, China Asset Management (Hong Kong) Limited Thiago Augusto Ojea Rodrigues Campos CE BYR682 - ceased Yunxin Xiong CE BYI156 - active, Goldstate Capital Group Limited Patrick Michael Moore Garvin CE BYR190 - ceased Jiaqi Chen CE BYE278 - active, Linshan Capital Management Co., Limited Lijun Zhang CE BYT308 - active, Long Bridge HK Limited John Kough CE BYR564 - active, Marshall Wace Asia Limited Yuji Kobayashi CE BYS415 - ceased Lu Liu CE BYN780 - active, New China Asset Management (Hong Kong) Limited Takeshi Kitaura CE BYR575 - ceased Wei Zhao CE BYM475 - active, Nextober Capital Limited Wai Kwan Tsang CE BYR640 - active, Nice Talent Asset Management Limited Zhongwei Lyu CE BYJ173 - active, Ping An Securities (Hong Kong) Company Limited Zheqing Yang CE BYN074 - active, Ping An Securities (Hong Kong) Company Limited Lei Zhou CE BYO193 - active, Ping An Securities (Hong Kong) Company Limited Chun To CE BYQ973 - active, Polymer Capital Management (HK) Limited Yan Ho Lai CE BYQ182 - active, Saltagen Ventures Limited Jongwook Lee CE BYF574 - active, Samsung Securities (Asia) Limited Yiting Wang CE BYM525 - active, Solar Mass Capital Limited Qianyue Wang CE BYR285 - active, Taikang Asset Management (Hong Kong) Company Limited Lingjun Gao CE BXR442 - active, FWP Capital Limited Bofeng Liu CE BXK161 - active, SBCVC Company Limited Alan Anlan Song CE BXK164 - active, SBCVC Company Limited James Francis Garforth CE BYS527 - active, Ares Management Asia (Hong Kong) Limited Juewei Wu CE BYO155 - active, Ark Group Holdings (Hong Kong) Limited Wei-Chieh Wang CE BYR733 - active, Aspex Management (HK) Limited Kin Hang Ian Chow CE BYQ244 - active, BOCI Securities Limited Joanne Michelle Masters CE BYR054 - ceased Nok Yeung CE BYO385 - active, BOCI Securities Limited Jiyi Kim CE BYO445 - active, BridgeWood Alternatives Limited Qiang Hao CE BYO949 - active, Capital International, Inc. Yiwei Lang CE BYR452 - active, Guotai Junan Capital Limited Zhengyu Zhang CE BYR282 - active, Guotai Junan Capital Limited Peizhe Li CE BYR412 - active, Haitong International Capital Limited Xiang Li CE BYQ935 - active, Haitong International Capital Limited Kunpeng Wang CE BYQ883 - active, Haitong International Capital Limited Yiwen Wang CE BYR479 - active, Haitong International Capital Limited Shuang Xin CE BYR019 - active, Haitong International Capital Limited Qingcheng Zheng CE BYR477 - active, Haitong International Capital Limited Wan Chen CE BXX520 - active, Hengyu Asset Management Limited Xiang Ji CE BYO269 - active, Huaan Securities (Hong Kong) Brokerage Limited Bixin Zhu CE BYR742 - active, Huafu International Securities Limited Cora Yuen Ki Chan CE BYN590 - active, Invesco Hong Kong Limited Lok Sin Chau CE BYN591 - active, Invesco Hong Kong Limited Ping Kam Wong CE BYN589 - active, Invesco Hong Kong Limited Peng Ou CE BYN227 - active, J.P. Morgan Securities (Far East) Limited Wenzhen Que CE BXH670 - active, Lakala International Asset Management Limited Lili Gao CE BYG329 - active, Lancy Global Asset Management Limited Mayako Aizawa CE BYS514 - ceased Kin Ping Chau CE BYQ632 - active, Polo Elite Capital Limited Lingxiao Jiang CE BYO858 - active, Quantum Capital Management Limited Qianxi Zhang CE BYR799 - active, SBI China Capital Financial Services Limited Ryo Hamano CE BYR147 - active, SMBC Nikko Securities (Hong Kong) Limited Kenneth Shiliang Kan CE BYF882 - active, Siguler Guff (Hong Kong) Limited Dan Wang CE BYN140 - active, Tiger Brokers (HK) Global Limited Lu Chen CE BYG319 - active, XinXi Asset Management (Hong Kong) Limited Chun Ho Wong CE BYQ537 - active, Yue Xiu Securities Company Limited Liang Liang CE BYR070 - active, Zhongtai International Securities Limited Lisa Felicity Ryan-Sanchez CE BYS391 - active, Baring Asset Management (Asia) Limited Xiangyu He CE BYQ098 - active, Bosera Asset Management (International) Co., Limited Jiating Dong CE BYR967 - active, China Merchants Securities (HK) Co., Limited Yumeng Hu CE BYS312 - active, China Securities (International) Corporate Finance Company Limited Jie Chen CE BYS081 - active, Fosun International Securities Limited Wenhao Li CE BYS467 - active, Forthright Securities Company Limited Jiandong Liang CE BYB823 - active, GF Capital (Hong Kong) Limited Linan Chen CE BYQ046 - active, Guosen Securities (HK) Brokerage Company, Limited Huaibiao Zhu CE BYO656 - active, Guosen Securities (HK) Brokerage Company, Limited Wuhui Wu CE BYR661 - active, Guotai Junan Capital Limited Bokang Chen CE BYR478 - active, Haitong International Capital Limited Zheng Guo CE BYR480 - active, Haitong International Capital Limited Zihao He CE BYR540 - active, Haitong International Capital Limited Yanzhe Wang CE BYT782 - active, Jane Street Asia Pacific Limited Ziye Qiu CE BYT492 - active, MUFG Securities Asia Limited Shijie Hou CE BYS337 - active, Morgan Stanley Asia Limited Conrad Pierre Folger Manet CE BYS188 - ceased Hanlin Xiao CE BYN827 - active, Raising International Securities Limited Ibai Garatea Ansotegi CE BYR695 - active, Welwing Capital Group Limited Pinying Wu CE BYM271 - active, Yuanta Securities (Hong Kong) Company Limited Bastian Wolff CE BXL179 - active, Aquilius Investment Partners (HK) Limited Wai Kin Fan CE BYU293 - active, AA Investment Management Limited Bingcheng Chen CE BYK423 - active, CLSA Limited Hui Wang CE BYP834 - active, CMB International Securities Limited Kira Nell Sehgal CE BYR068 - active, Citadel Securities (Hong Kong) Limited Xin He CE BYT967 - active, Forthright Securities Company Limited Zhenpeng Huang CE BYT987 - active, Forthright Securities Company Limited Renxiang Li CE BYS091 - active, Fosun International Securities Limited Tianyi Chen CE BXO377 - active, Gobi Admiralty Limited Anli Zhou CE BYA622 - active, Howbuy Hong Kong Limited Xiujuan Cai CE BYN849 - active, Huatai Financial Holdings (Hong Kong) Limited Tao Ding CE BXN694 - active, Huatai Financial Holdings (Hong Kong) Limited Wanwan He CE BYO811 - active, Huatai Financial Holdings (Hong Kong) Limited Jia Huang CE BYN746 - active, Huatai Financial Holdings (Hong Kong) Limited Peiyu Jiang CE BYO714 - active, Huatai Financial Holdings (Hong Kong) Limited Ning Jiang CE BYR199 - active, J.P. Morgan Securities (Far East) Limited Xin Jing CE BYM960 - active, Huatai Financial Holdings (Hong Kong) Limited Hao Lei CE BYO993 - active, Huatai Financial Holdings (Hong Kong) Limited Yifan Ren CE BYN957 - active, Huatai Financial Holdings (Hong Kong) Limited Xinhang Song CE BYO527 - active, Huatai Financial Holdings (Hong Kong) Limited Guoju Sun CE BYM473 - active, Huatai Financial Holdings (Hong Kong) Limited Lixian Wang CE BYN242 - active, Huatai Financial Holdings (Hong Kong) Limited Tao Wang CE BYQ333 - active, Huatai Financial Holdings (Hong Kong) Limited Beibei Wen CE BYP115 - active, Huatai Financial Holdings (Hong Kong) Limited Qiuyu Yan CE BYO226 - active, Huatai Financial Holdings (Hong Kong) Limited Jingcheng Yang CE BYM979 - active, Huatai Financial Holdings (Hong Kong) Limited Zijian Yao CE BYP887 - active, Huatai Financial Holdings (Hong Kong) Limited Simin Ye CE BYO234 - active, Huatai Financial Holdings (Hong Kong) Limited Boxiong Yue CE BYQ334 - active, Huatai Financial Holdings (Hong Kong) Limited Bingzi Zhan CE BYN846 - active, Huatai Financial Holdings (Hong Kong) Limited Minghan Zhang CE BYP181 - active, Huatai Financial Holdings (Hong Kong) Limited Yuexin Zhang CE BXM367 - active, Huatai Financial Holdings (Hong Kong) Limited Jisun Lee CE BYT734 - ceased Jo Okabe CE BYS482 - active, Mizuho Securities Asia Limited Archana Menon Jham CE BYU128 - ceased Kelly Anne Napier CE BYU125 - ceased Hiu Lan Yuen CE BYT367 - active, Nomura International (Hong Kong) Limited