Hong Kong SFC Licensed Individuals Directory

Yue Lyu CE BYJ374 - active, China International Capital Corporation Hong Kong Securities Limited Xinxuan Cui CE BYI518 - active, China Merchants Securities (HK) Co., Limited Lei Ding CE BYG597 - active, China Merchants Securities (HK) Co., Limited Jingtian Liu CE BYG427 - active, China Merchants Securities (HK) Co., Limited Yilin Wang CE BYG178 - active, China Merchants Securities (HK) Co., Limited Zhilong Zhang CE BYH747 - active, China Merchants Securities (HK) Co., Limited Song Lin CE BYK239 - active, China International Capital Corporation Hong Kong Securities Limited Connor Joseph O'Byrne CE BYD757 - active, De Riva Asia Limited Xue Wu CE BYM038 - active, Citigroup Global Markets Asia Limited Kwok Fai Law CE BYG431 - active, Emperor International Exchange (Hong Kong) Company Limited Shuya Zhang CE BYJ607 - active, China International Capital Corporation Hong Kong Securities Limited Sacha Christina Bono CE BYJ569 - ceased Kai Kiu Mock CE BYM289 - active, HSBC Global Asset Management (Hong Kong) Limited Yi Liu CE BYF712 - active, Hong Kong Main Fund Securities Limited Lanlan Lyu CE BYE407 - active, Huatai Financial Holdings (Hong Kong) Limited Yu Ma CE BYH997 - active, Huatai Financial Holdings (Hong Kong) Limited Ruijie Mou CE BYE430 - active, Huatai Financial Holdings (Hong Kong) Limited Ziyang Shao CE BYE410 - active, Huatai Financial Holdings (Hong Kong) Limited Zhuqing Shen CE BYC784 - active, Huatai Financial Holdings (Hong Kong) Limited Qianyun Weng CE BYJ256 - active, Huatai Financial Holdings (Hong Kong) Limited Seunghyun Lee CE BYK450 - active, LGT Capital Partners (Asia-Pacific) Limited Yafang Zhang CE BYE455 - active, KGI Asia Limited Jiajun Li CE BYJ881 - active, Merrill Lynch (Asia Pacific) Limited Akifumi Momose CE BYK387 - active, Mizuho Securities Asia Limited Mei Matsuura CE BYM141 - ceased Lok Ching Kwong CE BYG823 - active, Phillip Securities (Hong Kong) Limited Takahiro Kagiyama CE BYL961 - active, SMBC Nikko Securities (Hong Kong) Limited Lu Lu CE BYC386 - active, Sauder Global Investment Management Limited Xiaofeng Liu CE BYK769 - active, Shanxi Securities International Limited Risa Yamakawa CE BYL075 - active, SMBC Nikko Securities (Hong Kong) Limited Qiong Chen CE BYM484 - active, UBS Securities Asia Limited Yuhan Yang CE BYM367 - active, UBS Securities Asia Limited Tsz Ho Yuen CE BYG346 - active, Yunfeng Financial Markets Limited Chongzhi Mo CE BYB889 - active, Aden Financial Group Limited Cheuk Hin Li CE BYK677 - active, Allianz Global Investors Asia Pacific Limited Ching Long Cho CE BYM082 - active, Aristo Securities Limited Chee Shing Lau CE BXU207 - active, Basis Asset Management Limited Zongping Zhou CE BYJ866 - active, Beigehill Asset Management Limited Yuxuan Zhang CE BYK111 - active, Bright Valley Capital Limited Wesley Cheng CE BYM380 - active, China Horizon Asset Management Limited Xinyu Jiang CE BYK921 - active, China Renaissance Securities (Hong Kong) Limited Yuanzhe Zhu CE BYJ392 - active, China Securities (International) Brokerage Company Limited Yongling Zhao CE BYB163 - active, DA International Financial Service Limited Ouqing Wu CE BYL053 - active, DB Trustees (Hong Kong) Limited Xin Qian Sam CE BYK970 - active, Citigroup Global Markets Asia Limited Jiaojiao Du CE BYJ041 - active, Eddid Securities and Futures Limited Ge Chun Liu CE BYJ036 - active, Eddid Securities and Futures Limited Siu Hang Li CE BYG561 - active, Ever-Long Securities Company Limited Jinpu Zhao CE BYK927 - active, Foresight Fund (Hong Kong) Limited James Alexander Wright CE BYI280 - active, Fortress Investment Group (HK) Limited Yadong Shen CE BYK623 - active, Fosun International Securities Limited Chi Zhang CE BYH670 - active, Fosun International Securities Limited Hailin Wang CE BYM100 - active, Fulbright Securities Limited Jie Kou CE BYB888 - active, GFH Ace Asset Management (HK) Company Limited Zhilei Hu CE BYB663 - active, Guotai Global Investments Limited Hao Cui CE BYJ995 - active, Guotai Junan Capital Limited Weichen Li CE BXT633 - active, Guotai Junan Securities (Hong Kong) Limited Yunxiang Luo CE BYK171 - active, Guotai Junan Capital Limited Chenhao Xie CE BYJ996 - active, Guotai Junan Capital Limited Yue-Ying Janice Ke CE BYM178 - active, Goldman Sachs (Asia) L.L.C. Qian Hu CE BYJ796 - active, Haitong International Capital Limited Yin Kiu Ingrid Loong CE BYM073 - active, HSBC Global Asset Management (Hong Kong) Limited Weizhi Mao CE BYJ902 - active, Haitong International Capital Limited Linman Wu CE BXU081 - active, Haitong International Securities Company Limited Sifen Yang CE BYI544 - active, Haitong International Capital Limited Biao Liu CE BYB010 - active, Hong Kong Intelligent Strategy Investment Management Company Limited Wentao Wu CE BYM107 - active, Goldman Sachs (Asia) L.L.C. Ruyu Zhao CE BYM366 - active, Goldman Sachs (Asia) L.L.C. Yuen Lam Hung CE BYI090 - active, MUFG Securities Asia Limited Joyce Ang CE BYF207 - active, Mercer Investments (HK) Limited Ryo Fujino CE BYM139 - ceased George Robert Medd CE BYM537 - active, Morgan Stanley Asia Limited Arun Sai Kastambadi Saikumar CE BYK602 - ceased Bowen Duan CE BYH939 - active, Preferred Legacy Capital Limited Yi Qin CE BYJ546 - active, Polymer Capital Management (HK) Limited Gaocheng Zhou CE BWK799 - active, Prudential JinAn Assets Management Limited Zhuhai Shao CE BYK260 - active, Shanxi Securities International Limited Dylan Jia Bao Lam-Decker CE BYF122 - active, State Street Securities Hong Kong Limited Robert William Risk CE BYD007 - active, Susquehanna Hong Kong Limited Tian Chen Zhang CE BYM390 - active, Tianlong Securities Co., Limited Nga Ting Mung CE BYK621 - active, UOB Kay Hian (Hong Kong) Limited Luyao Zhang CE BYC507 - active, AWM Asset Management Limited Tin Na Wong CE BYK885 - active, Barclays Capital Asia Limited Lo See Fu CE BYF265 - active, Fund Genesis Limited Shawn C. Tsai CE BYC886 - active, Gateway Capital (Hong Kong) Limited Liang Jin CE BYK216 - active, Guotai Junan Capital Limited Dan Li CE BYK218 - active, Guotai Junan Capital Limited Yufei Liu CE BYK162 - active, Guotai Junan Capital Limited Bingjie Shi CE BYK166 - active, Guotai Junan Capital Limited Fei Wang CE BYK161 - active, Guotai Junan Capital Limited Yutao Hou CE BYM576 - active, Goldman Sachs (Asia) L.L.C. Yue Hu CE BYM559 - active, Goldman Sachs (Asia) L.L.C. Yingnan Xu CE BYM435 - active, HSBC Securities Brokers (Asia) Limited Siye Li CE BYM544 - active, Goldman Sachs (Asia) L.L.C. Wai Ip Vincent Law CE BVH828 - active, Harris Fraser (International) Limited Jung Kim CE BYM703 - active, Jefferies Hong Kong Limited Ming Yuan CE BYL947 - active, Longrun Financial Group Limited Tomas Elie Choukroun CE BYK908 - active, Marex Financial Services Hong Kong Limited Chun Yin Chong CE BYB131 - active, Morris Zender Fund Management Limited Peng Song CE BKQ375 - active, Mount Logan Capital Limited Tianyu Zhao CE BYK382 - active, Merrill Lynch (Asia Pacific) Limited Chengchen Liu CE BYG842 - active, OP Investment Management Limited Tik Long Kam CE BYL962 - active, Quam Capital Limited Yihan Zhou CE BYJ452 - active, SINOIF Asset Management Limited Shuhui Han CE BYK259 - active, Shanxi Securities International Limited Wei Fa CE BYG358 - active, Smart Grandly Asset Management Limited Duohong Zeng CE BYE299 - active, Soochow Securities International Brokerage Limited Jian Long Li CE BWW759 - active, TOV Capital Limited Longfei Li CE BYI813 - active, Trend Up Investment (HK) Limited Mengya Wang CE BYK404 - active, Zero2IPO Securities Limited Feng Chen CE BYH986 - active, ADV Partners Limited Chengyuan Xiao CE BYK724 - active, Ark Group Holdings (Hong Kong) Limited Xiaoting Xu CE BYL964 - active, BOCOM International (Asia) Limited Jonathan Peng CE BYM285 - active, Barclays Capital Asia Limited Dylan Huang CE BYH922 - active, CITIC Securities Brokerage (HK) Limited Weiling Sun CE BYM712 - active, China Industrial Securities International Brokerage Limited Bowen Zhang CE BYM277 - active, China Galaxy International Securities (Hong Kong) Co., Limited Yunlong Xiao CE BYK420 - active, CLSA Limited Junlin Shi CE BYG206 - active, China Merchants Securities (HK) Co., Limited Bock Max Johannes de CE BYI199 - active, DRW (Hong Kong) Limited Archit Sharma CE BYM037 - active, Citigroup Global Markets Asia Limited Jiaying Wang CE BYM738 - active, Forthright Securities Company Limited Xue Qin CE BRQ214 - active, JQ Investments (HK) Limited Robert Angus Lagavulin Shimell CE BYM824 - ceased Dillon Chun Kiat Low CE BYN119 - active, Jefferies Hong Kong Limited Taejung Chang CE BYM618 - active, Morgan Stanley Asia Limited Haofan Bai CE BYM357 - active, Morgan Stanley Asia Limited Meixi Chen CE BYM136 - active, Morgan Stanley Asia Limited Han-Seo Cho CE BYM354 - active, Morgan Stanley Asia Limited Yang Tang CE BYM035 - active, Morgan Stanley Asia Limited Joonseok Rhee CE BYM313 - active, Morgan Stanley Asia Limited Wencan Xia CE BYM143 - active, Morgan Stanley Asia Limited Liyun Sun CE BYM312 - active, Morgan Stanley Asia Limited Haopenghan Wang CE BYM365 - active, Morgan Stanley Asia Limited Ke Xu CE BYM301 - active, Morgan Stanley Asia Limited Jing Zhang CE BYM352 - ceased Junchen Zhao CE BYK389 - active, Rothschild & Co Hong Kong Limited Tianyan Liu CE BYI226 - active, Schonfeld Strategic Advisors (Hong Kong) Limited Jie Zhao CE BYM135 - active, Schonfeld Strategic Advisors (Hong Kong) Limited Koji Taniguchi CE BYM568 - active, SMBC Nikko Securities (Hong Kong) Limited Han Wu CE BYM624 - active, UBS Securities Asia Limited Wei Huang CE BXK201 - active, HyT Capital Investment Limited Devaansh Mehrotra CE BYM638 - active, Asia Alternatives Advisor Hong Kong Limited Yi Ling CE BYM566 - active, Ark Group Holdings (Hong Kong) Limited Boqun Wang CE BYK657 - active, BOCOM International Securities Limited Zihang Yan CE BYL943 - active, Balyasny Asset Management (Hong Kong) Limited Batu Lang CE BXL039 - active, CLSA Limited Huanyu Li CE BYJ530 - active, CLSA Limited Mengjia Liu CE BXN575 - active, CLSA Limited Chi Lap Chow CE BMX107 - active, ExodusPoint Capital Management Hong Kong, Limited Jiashuo Chen CE BYM888 - active, Forthright Securities Company Limited Yinghui Xu CE BYM829 - active, Forthright Securities Company Limited Jiajie Kong CE BYN229 - active, Fosun International Securities Limited Keyu Guo CE BYK459 - active, Guotai Junan Capital Limited Yawen He CE BYK771 - active, Guotai Junan Capital Limited Zijian Tu CE BYK663 - active, Guotai Junan Capital Limited Liyuan Xie CE BYL109 - active, Guotai Junan Capital Limited Changsong Ye CE BYK462 - active, Guotai Junan Capital Limited Xian Zhang CE BYK475 - active, Guotai Junan Capital Limited Yang Shen CE BYM932 - active, Goldman Sachs (Asia) L.L.C. Yiyang Liu CE BYJ722 - active, Jingan Asset Management (Hong Kong) Company Limited Aidan Weng Seng Wong CE BYM580 - active, Macquarie Asia Securities Limited Qingyi Dong CE BYM362 - active, Morgan Stanley Asia Limited Ross O'Donoghue CE BYJ515 - active, Mulana Investment Management Limited Jack Qiu CE BYM311 - active, Morgan Stanley Asia Limited Limei Zhan CE BYB939 - active, Pearl International Securities Limited Shunsuke Sorimachi CE BYM639 - active, SMBC Nikko Securities (Hong Kong) Limited Hui Mei Huang CE BNV438 - active, Siegfried Asset Management Limited Yan Chu(li Yanchu) Lee CE BYB395 - active, Trivesta Capital Management (Hong Kong) Limited Zheqi Chen CE BYK805 - active, Value Partners Hong Kong Limited Muhammad Farhan Ramadhan CE BYK937 - active, Argyle Street Management Limited Raghav Mahajan CE BYM823 - active, Asia Alternatives Advisor Hong Kong Limited Fangfei Ye CE BYE483 - active, Chenteng Capital Limited Yawen Zhang CE BYJ833 - active, China Asset Management (Hong Kong) Limited Byung Jun Ha CE BYM161 - ceased Jingyang Shi CE BYB855 - active, DA International Financial Service Limited Sze Wing So CE BYK276 - active, Futu Securities International (Hong Kong) Limited Zhaotong Zou CE BYK828 - active, Futu Securities International (Hong Kong) Limited Runyu Yang CE BYK377 - active, Guotai Junan Securities (Hong Kong) Limited Xingbo Li CE BYJ373 - active, Howbuy Hong Kong Limited Zhengtian Ge CE BYH813 - active, J.P. Morgan Broking (Hong Kong) Limited David Wei Hern Cheung CE BYK401 - active, JPMorgan Funds (Asia) Limited Elise Marianna George CE BYJ506 - active, JPMorgan Funds (Asia) Limited Soo Hee Kwak CE BYG027 - active, J.P. Morgan Broking (Hong Kong) Limited Kunwoo Lee CE BYM321 - ceased York Yu Peng CE BYK830 - ceased Yiying Wang CE BYJ396 - active, KGI Asia Limited Chun Kit Cheung CE BXU606 - active, Juniper Capital Limited Qixin Lang CE BYF107 - active, Pearl International Securities Limited Hoi Yan Jocelyn Tsui CE BYM845 - active, Nomura International (Hong Kong) Limited Hsing-Yi Chou CE BYL912 - active, SinoPac Securities (Asia) Limited Tommaso Aquilante CE BYM199 - ceased Weizhe Huang CE BYK196 - active, Arrowpoint Investment Partners (Hong Kong) Limited Jingri Jin CE BYM025 - active, Arrowpoint Investment Partners (Hong Kong) Limited Su Lynn Lee CE BYJ817 - active, Arrowpoint Investment Partners (Hong Kong) Limited Han Zhong CE BYI974 - active, Arrowpoint Investment Partners (Hong Kong) Limited Baiyang Zhang CE BYM011 - active, CCB International Asset Management Limited Yingqi Gong CE BYJ828 - active, CITIC Securities Brokerage (HK) Limited Jinling Jiang CE BYJ892 - active, CITIC Securities Brokerage (HK) Limited Theresia Minjeong Kim CE BYJ267 - active, Carlyle Hong Kong Equity Management Limited Kin Wing Lao CE BYM801 - active, Chief Securities Limited Yuhe Dai CE BYJ499 - active, China Merchants Securities (HK) Co., Limited Wu Qiu CE BYJ137 - active, China Securities (International) Asset Management Company Limited Jilong Jia CE BYM149 - active, China Securities (International) Corporate Finance Company Limited Jinyue Zhang CE BYK926 - active, China Securities (International) Corporate Finance Company Limited Yan Yu Wei CE BXO356 - active, DBS Asia Capital Limited Sin Hang Chiu CE BYE528 - active, Deep Rise Capital Limited Guancheng Lu CE BYJ097 - active, Mega-Faith Associates Limited Issam Wang CE BYE039 - active, Flow Traders Hong Kong Limited Yanqun Deng CE BYM521 - active, Forthright Securities Company Limited Jiahui Lu CE BYK906 - active, Goldhorse Securities Limited Man Sam Vong CE BYM655 - active, Goldstate Capital Group Limited Jing Wu CE BYK601 - active, Haitong International Asset Management Limited Anqi Tang CE BYK211 - active, Haitong International Capital Limited Yujia Yan CE BYG163 - active, Haitong International Securities Company Limited Hoe Kune Kenneth Chow CE BYL147 - ceased Yuhan Li CE BYJ325 - active, Jinrui Futures (Hong Kong) Limited Sai Ho Nelson Yeung CE BYM581 - active, Macquarie Asia Securities Limited Yinan Ruan CE BYM428 - active, Marex Financial Services Hong Kong Limited Damario Tanael Djoenaidi CE BYJ942 - active, Merrill Lynch (Asia Pacific) Limited Ming-Chun Hsu CE BYJ524 - active, Millennium Capital Management (Hong Kong) Limited Tsz Chiu Ho CE BYM919 - active, Moody's Investors Service Hong Kong Limited Siddhanth Shetty CE BYM465 - active, Merrill Lynch (Asia Pacific) Limited Xing Liu CE BYM391 - active, North Rock Capital Management (HK) Limited Wenjun Liu CE BYE664 - active, One Fund Management Limited (The) Yiqi Dong CE BYJ814 - active, Nomura International (Hong Kong) Limited Jingyi Fang CE BYJ963 - active, Nomura International (Hong Kong) Limited Ka Ho Jack Lee CE BMX459 - active, Nomura International (Hong Kong) Limited Yinong Tang CE BYN065 - active, Nomura International (Hong Kong) Limited Ka Ki Wu CE BYK138 - active, Red Sun Capital Limited Guangchao Zhang CE BXW866 - active, Sinostar Asset Management Limited Longtin Got CE BYN164 - active, UBS Asset Management (Hong Kong) Limited Mei Wai Man CE BYF978 - active, ZheRui Investment Limited Peifeng Jiang CE BYI363 - active, Zircon Securities (HK) Limited Tingting Chen CE BYJ894 - active, abrdn Hong Kong Limited Yan Jiang CE BXE595 - active, TIA Asset Management Limited Fong Ting Lam CE BYG435 - active, AIA Company (Trustee) Limited King Chung Leung CE BYG434 - active, AIA Company (Trustee) Limited Kar Wing Kathryn Wong CE BYJ527 - active, AIA Company (Trustee) Limited Alexander Fleming Koon Mann Liu CE BYI168 - active, Alvarez & Marsal Corporate Finance Limited Yuexu Zhang CE BYM160 - active, Ark Group Holdings (Hong Kong) Limited Xiaodong He CE BYJ827 - active, China Securities (International) Asset Management Company Limited Mi Tian CE BYK929 - active, China Securities (International) Asset Management Company Limited Zewen Song CE BYL950 - active, China Securities (International) Brokerage Company Limited Yaqing Lu CE BYK668 - active, China Securities (International) Corporate Finance Company Limited Dawei Ran CE BYK529 - active, China Securities (International) Corporate Finance Company Limited Yiyang Zhang CE BYK932 - active, China Securities (International) Brokerage Company Limited Tingting Zheng CE BYE599 - active, Coronation Capital Limited Zheying Xu CE BYM146 - active, E Fund Management (Hong Kong) Co., Limited Xuanting Zhang CE BYK315 - active, E Fund Management (Hong Kong) Co., Limited