Kai Kiu Mock
莫棨翹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Kiu Mock (莫棨翹), a licensed Representative with CE reference BYM289. Currently licensed at 1 firm(s): HSBC Global Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 0.1 years of SFC licence history. Total licence records on file: 3.
Information
- LinkedIn:
- Email:
Report incorrect info
Reported - thank you
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2026-08-07 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2026-08-07 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2026-08-07 | present |