Hong Kong SFC Licensed Individuals Directory

Gyu Myeong Lim CE BYJ282 - active, FIL Investment Advisors Shiang Chen CE BYB717 - active, Funde Asset Management (Hong Kong) Company Limited Xin Yang CE BYC787 - active, Funde Securities Limited Jiamin Tang CE BYE947 - active, Futu Securities International (Hong Kong) Limited Yawen Deng CE BYJ272 - active, Going International Asset Management Limited Wei Zhou CE BXZ918 - active, GF Securities (Hong Kong) Brokerage Limited Shaopeng Yao CE BYC469 - active, Goldlink Securities Limited Haiming Wu CE BXN266 - active, Guosen Securities (HK) Capital Company Limited Wai Wah Wong CE BYK188 - active, Goldman Sachs (Asia) L.L.C. Man Chun Wong CE BYG819 - active, IPP Financial Advisers Limited Chun Ming Wong CE BXL103 - active, Interactive Brokers Hong Kong Limited Tommy Jefferson Li CE BRE625 - active, Invesco Hong Kong Limited Cheuk Yeung Wang CE BYK427 - active, Jane Street Asia Pacific Limited Yash Sarvesh Srivastava CE BYK599 - active, Jefferies Hong Kong Limited Qi Tang CE BYE957 - active, LiZen Asset Management Limited Yuhao Ji CE BYK193 - active, Point72 Hong Kong Limited Yizhi Song CE BYG654 - active, Point72 Hong Kong Limited Lukas Johannes Steyn CE BYJ119 - ceased Hang Yao CE BYF366 - active, SPDB International Securities Limited Kailiang Yang CE BYC680 - active, Safari Asia Limited Danyang Lyu CE BYG054 - active, Wicens International Securities Limited Zhuangxi Fang CE BWV944 - active, Alpha Squared Capital Limited Cheuk Fung Mak CE BYK723 - active, BCT Financial Limited Zhen Dong CE BYG326 - active, CITIC Securities Brokerage (HK) Limited Minyi Liang CE BYG332 - active, CITIC Securities Brokerage (HK) Limited Zhenwei Huang CE BYI306 - active, China Industrial Securities International Capital Limited Yifan Wang CE BYE130 - active, CLSA Limited Minghui Zhou CE BYI659 - active, China Renaissance Securities (Hong Kong) Limited Zili Qiu CE BYG179 - active, China Merchants Securities (HK) Co., Limited Zhenyang Yuan CE BYH764 - active, China Securities (International) Brokerage Company Limited Peipei Li CE BYK688 - active, EM Investment Management Limited Shiqi Zhang CE BYK656 - active, Finloop Finance Limited Zehua Cheng CE BYJ838 - active, Fosun International Asset Management Limited Xiaoli Zhang CE BYD102 - active, Guosen Securities (HK) Brokerage Company, Limited Jinhao Chen CE BYJ427 - active, Haitong International Capital Limited Qingchen Zhao CE BYJ370 - active, Haitong International Capital Limited Xuan Zhang CE BYG800 - active, Harvestwise Asset Management Limited Rui Shi CE BYJ464 - active, KGI Asia Limited Zhuoya Xu CE BYE654 - active, KGI Asia Limited Pui Shan Leung CE BYC132 - active, LGT Investment Management (Asia) Limited Zirui Song CE BYJ001 - active, Millennium Capital Management (Hong Kong) Limited Amy Li CE BYI505 - active, Natixis Asia Limited Xi Deng CE BYG600 - active, Orient Securities (Hong Kong) Limited Yinxiang Wu CE BYC310 - active, Orient Securities (Hong Kong) Limited Sze Kei Wong CE BYK392 - active, PIMCO Asia Limited Wing Sze Kwong CE BYI778 - active, Asset Management Group Limited Ka Ho Ma CE BYJ834 - active, Asset Management Group Limited Ka Yi Cheng CE BYJ510 - active, CCB International Capital Limited Ziying Fu CE BYI649 - active, CITIC Securities Brokerage (HK) Limited Zishu Wang CE BYG442 - active, CITIC Securities Brokerage (HK) Limited Yuhao Zhang CE BYF591 - active, CPP Investments Asia Pacific Limited Xiaoqing Xie CE BYH744 - active, China Great Bay Area Fund Management Co., Limited Guang Chen CE BYG771 - active, China International Capital Corporation Hong Kong Securities Limited Yutong Feng CE BYI005 - active, China Securities (International) Brokerage Company Limited Hui Li CE BWG871 - active, China United Merchants Asset Management Company Limited Haoxuan Li CE BYJ215 - active, China Securities (International) Corporate Finance Company Limited Kaidong Wang CE BYI390 - active, China Securities (International) Corporate Finance Company Limited Shiyao Ye CE BYK249 - active, China Securities (International) Corporate Finance Company Limited Yifang Jiang CE BYC465 - active, Fullgoal Asset Management (HK) Limited Xinhui Yu CE BYG830 - active, Fullgoal Asset Management (HK) Limited Yuchen Bai CE BYI341 - active, Futu Securities International (Hong Kong) Limited Haomin Chen CE BYI346 - active, Futu Securities International (Hong Kong) Limited Qilina Chen CE BYI347 - active, Futu Securities International (Hong Kong) Limited Ling Dai CE BYJ393 - active, Futu Securities International (Hong Kong) Limited Yang Yang CE BYF797 - active, GF Futures (Hong Kong) Co., Limited Yui Fong Leung CE BYI828 - active, Futu Securities International (Hong Kong) Limited Jingyi Su CE BYJ394 - active, Futu Securities International (Hong Kong) Limited Kam Mui Tin CE BYI453 - active, Futu Securities International (Hong Kong) Limited Rong Xia CE BYI827 - active, Futu Securities International (Hong Kong) Limited Jinyi Wang CE BYK643 - active, Goldman Sachs Asset Management (Hong Kong) Limited Yuxuan Guo CE BYJ184 - active, Guotai Junan Capital Limited Shixian Han CE BYJ194 - active, Guotai Junan Capital Limited Dong Yu CE BYJ180 - active, Guotai Junan Capital Limited Yudi Han CE BYI008 - active, J.P. Morgan Broking (Hong Kong) Limited Thomas David Still CE BYC232 - active, JPMorgan Funds (Asia) Limited Silun Gu CE BYG421 - active, Livermore Holdings Limited Ho Yuen Lam CE BYI842 - active, Maxa Capital Limited Zhihao Yang CE BYI863 - active, Maxa Capital Limited Xynn Yen Chia CE BYK660 - active, Morgan Stanley Asia Limited Darren Karr Hill Choi CE BYK699 - active, Morgan Stanley Asia Limited Hanning Cao CE BYK148 - active, Morgan Stanley Asia Limited Yuye Chen CE BYK702 - active, Morgan Stanley Asia Limited Mavis Si Jing Hao CE BYK678 - active, Morgan Stanley Asia Limited Joonyoung Moon CE BYK469 - active, Morgan Stanley Asia Limited Sai Lim Leung CE BYF498 - active, New Region Securities Company Limited Chung Hei Yiu CE BYF849 - active, Nextober Capital Limited Rachael Jane Morrison CE BYK116 - active, Morgan Stanley Asia Limited Mei Chi Germaine So CE BYK147 - active, Morgan Stanley Asia Limited Zhiqian Hong CE BYF969 - active, Ping An Securities (Hong Kong) Company Limited Shuyao Luo CE BYJ671 - active, Pureheart Capital Asia Limited Daniel Ludovicus Joannes de Weyer CE BYB365 - active, Quantsmile (HK) Limited Wassim Belhaj CE BYJ856 - active, BNP Paribas Securities (Asia) Limited Dorab Postmaster CE BYG751 - active, Barrenjoey Asia Limited Koon Chung Wong CE BYG649 - active, CCB International Asset Management Limited Yin Ming Wong CE BYJ867 - active, BlackRock Asset Management North Asia Limited Shuk Wai Yuen CE BYJ872 - active, BlackRock Asset Management North Asia Limited Ruolan Wu CE BYH742 - active, Changjiang Asset Management (HK) Limited Lee Duane Martine CE ACR903 - active, CLSA Limited Yihong Wang CE BYJ328 - active, CLSA Limited Weiye Xu CE BYK969 - active, China Universal Asset Management (Hong Kong) Company Limited Zhe Li CE BYK628 - active, Fosun International Securities Limited Nora Aoife Prendiville CE BYK727 - active, Goldman Sachs Asset Management (Hong Kong) Limited Shuyang Wang CE BYG359 - active, Grandly Financial Services Limited Ruixing Jia CE BYJ634 - active, Guotai Junan Capital Limited Li Kang CE BYJ188 - active, Guotai Junan Capital Limited Qianfan Zhao CE BYK720 - active, Goldman Sachs (Asia) L.L.C. Joseph Francis Percy CE BSS507 - active, MUFG Securities Asia Limited Yanis Achour Oulefki CE BYI167 - active, Mirae Asset Securities (HK) Limited Loic Camille Charles Louis Abbes CE BYI862 - active, SG Securities (HK) Limited Ruowen Rong CE BYB246 - active, Surge Investment Management Limited Zichen Luo CE BYK428 - active, TFI Securities and Futures Limited Wai Hing Yuen CE BYF130 - active, THK Capital Group Limited Wei Huang CE BYE177 - active, Zhong Yang Securities Limited Yiheng Ding CE BYJ337 - active, ABCI Capital Limited Tanya Bhatia CE BYJ509 - active, Axial Partners Limited Jiahao Liu CE BYE544 - active, Barentsz Asset Management Limited Xiaoqian Liu CE BYJ709 - active, Baring Asset Management (Asia) Limited Wenqi Ren CE BYK808 - active, Cathay Securities (Hong Kong) Limited Xiran Liu CE BYK398 - active, China Securities (International) Corporate Finance Company Limited Jie Yang CE BYK627 - active, Fosun International Securities Limited Yanxin Xu CE BYA527 - active, GF Capital (Hong Kong) Limited Jiayu Zhou CE BYD947 - active, GF Securities (Hong Kong) Brokerage Limited Liren Shawn Khoo CE BOS577 - ceased Yuanyuan Li CE BYD957 - ceased Cheuk Pui Wesley Mak CE BYF019 - active, VBG Capital Limited Kai Chiu Ng CE BYG227 - active, VBG Capital Limited Yusuke Yokota CE BYK035 - active, Verition Advisors (Hong Kong) Limited Siu Shan Tai CE BYC475 - active, Winner Zone Asset Management Limited Yueyang Hu CE BYJ608 - active, Zheshang International Financial Holdings Co., Limited Hiu Mei Lam CE BYF125 - active, uSmart Securities Limited Zheng Wang CE BWY361 - active, Hong Kong Sunny Capital Management Company Limited Ji Han Chung CE BYJ943 - active, APG Investments Asia Limited Paul Francis Cahillane CE BYJ677 - active, BlackRock Asset Management North Asia Limited Sen Yiu Wong CE BYI623 - active, CBH Asia Limited Chan Jeong CE BYI421 - active, China International Capital Corporation Hong Kong Securities Limited Luyi Yang CE BYE872 - active, China International Capital Corporation Hong Kong Securities Limited Mengyi Li CE BYG336 - active, CITIC Securities Asset Management (HK) Limited Lijian Wang CE BYI980 - active, CMB International Securities Limited Shuzhong Xiao CE BYG422 - active, China International Capital Corporation Hong Kong Asset Management Limited Xiangyou Meng CE BYH748 - active, China Merchants Securities (HK) Co., Limited Haiyang Guo CE BYK645 - active, Xin Yongan International Securities Company Limited Chun Hin Lam CE BYK549 - active, Xin Yongan International Securities Company Limited Xuying Yang CE BYG595 - active, China Merchants Securities (HK) Co., Limited Qian Zhou CE BYG187 - active, China Merchants Securities (HK) Co., Limited Adrian Zhuolang Seto CE BYJ336 - active, ExodusPoint Capital Management Hong Kong, Limited Wing Yan Ng CE BYI953 - active, FIL Investment Management (Hong Kong) Limited Daoyu Sun CE BYK258 - active, FIL Investment Advisors Lok Hay Tsang CE BYJ358 - active, FIL Investment Advisors Jiani Li CE BYE346 - active, Flow Traders Hong Kong Limited Limin Guo CE BYK396 - active, Forthright Securities Company Limited Ninghua Jia CE BYK075 - active, Forthright Securities Company Limited Jinchen Wang CE BYJ018 - active, Forthright Securities Company Limited Rongxin Zeng CE BYK069 - active, Forthright Securities Company Limited Haibo Teng CE BXL293 - active, Guosen Securities (HK) Capital Company Limited Xiaowei Lyu CE BYJ835 - active, Guotai Junan Capital Limited Hoi Man Cheung CE BYL056 - active, Goldman Sachs (Asia) L.L.C. Guangyi Zhu CE BYJ733 - active, Guotai Junan Capital Limited Wing Tung Heung CE BYL077 - active, Goldman Sachs (Asia) L.L.C. Ka Yin Ng CE BYL100 - active, Goldman Sachs (Asia) L.L.C. Hyoun Jeong Choi CE BYK844 - active, Instinet Pacific Limited Shunyang Zheng CE BYJ248 - active, Sinofortune International Asset Management Limited Wanying Ren CE BYI079 - active, Jain Global (Hong Kong) Limited Yi Hsuan Huang CE BYF447 - active, KGI Asia Limited Chao Yang Yang CE BYK407 - active, KGI Asia Limited Nan Song CE BYJ789 - active, Lombard Odier (Hong Kong) Limited Jiaxi Cai CE BYK887 - active, Macquarie Markets Trading Limited Tao Xu CE BYK644 - active, Moody's Investors Service Hong Kong Limited Hideki Tonokura CE BYK448 - active, Natixis Asia Limited Xiaolin Cai CE BXW195 - active, Polymer Wealth Management Company Limited Cheung Hei Kung CE BYH927 - active, Point72 Hong Kong Limited Huahao Lu CE BYK103 - active, Point72 Hong Kong Limited Mark Henry Rothery CE BYK886 - active, Qube Research & Technologies Hong Kong Limited Chun Mo Lee CE BYJ961 - active, Rakuten Securities Hong Kong Limited Fang Hou CE BXX621 - active, Royal Family Asset Management Limited Bayang Deboh Sassy N' Diaye M' CE BYI514 - ceased Yadi Chen CE BYK772 - active, Shanxi Securities International Limited Ka Kit Li CE BYI058 - active, Taiping Assets Management (HK) Company Limited Jonathon Robert Haig Knight CE BYE432 - active, Welwing Capital Group Limited Vishnu Mohan CE BYE887 - active, Welwing Capital Group Limited Gayatri Sanjay Nesarikar CE BYH692 - active, Welwing Capital Group Limited Shu Ki Chan CE BYA619 - active, Yuanta Securities (Hong Kong) Company Limited Kai Li CE BXZ799 - active, Yunrui Asset Management Limited Xiaomei Cai CE BYD974 - active, China Merchants Securities (HK) Co., Limited Jie Ren CE BYE513 - active, Cinda International Capital Limited Jiaqi Zhan CE BYJ495 - active, China Securities (International) Brokerage Company Limited Alec Stuart Blair CE BYH728 - active, DRW (Hong Kong) Limited Paolo Mattioli CE BYH727 - active, DRW (Hong Kong) Limited Hye Jin Ha CE BYI213 - active, Factorial Management Limited Huiqing Zeng CE BYJ361 - active, Forthright Securities Company Limited Aditya Vikram Mangla CE BYK697 - active, Goldman Sachs (Asia) L.L.C. Fanrong Kong CE BYJ395 - active, Jingan Asset Management (Hong Kong) Company Limited Jun Zhang CE BYE557 - active, New China Asset Management (Hong Kong) Limited Yi Yang CE BXU512 - active, Ocean Fame Management Limited Siyu Zhang CE BYJ269 - active, Orient Securities (Hong Kong) Limited Valary Wan Qian Lim CE BYH750 - active, Qube Research & Technologies Hong Kong Limited Xinzhe Jin CE BYF054 - active, SPDB International Capital Limited Wing Tung Tina Liang CE BYJ533 - active, Schroder Investment Management (Hong Kong) Limited Wooram Song CE BYJ466 - active, Shinhan Securities Asia Limited Nani Binti Abdul Rahman CE BYL952 - active, Vista Equity Partners Management (Hong Kong) Limited Yi-Ling Ho CE BYJ830 - active, Wisdom Asset Management Limited Qiuyi Wan CE BYI661 - active, Zheshang International Financial Holdings Co., Limited Joon Yong Choi CE BVM659 - active, Highblock Securities Limited Yin Man Chiu CE BYK399 - active, BOCI Securities Limited Xunyao Lu CE BYC907 - active, Byson Asset Management Limited Hok Ching Yeung CE BYK414 - active, Bright Smart Securities International (H.K.) Limited Weibai Xiao CE BYI495 - active, CITIC Securities Asset Management (HK) Limited Bo Wang CE BYF961 - active, China International Capital Corporation Hong Kong Securities Limited Yitian Zhou CE BYF411 - active, China International Capital Corporation Hong Kong Securities Limited Yiwen Zhang CE BYJ327 - active, CLSA Limited Dongyang Zheng CE BYJ333 - active, CLSA Limited Xiaoyu Liu CE BYL102 - active, Citigroup Global Markets Asia Limited Kaiwen Yu CE BYJ704 - active, Dymon Asia Capital (HK) Limited Ho Mun Luk CE BXT749 - active, Finloop Finance Limited Ying Wai Lam CE BYK367 - active, Green Court Capital Management Limited Kim Wa Lam CE BYL032 - active, International Commerce Corporation Tsz Yan Yip CE BYL095 - active, Goldman Sachs (Asia) L.L.C. Aijia Yue CE BYL027 - active, Goldman Sachs (Asia) L.L.C. Jiafeng Ni CE BYG385 - active, Jain Global (Hong Kong) Limited Tong Wang CE BYH936 - active, Jingan Asset Management (Hong Kong) Company Limited Maxim Vaysburd CE BYK704 - active, Jane Street Asia Pacific Limited Pooja Abhijeet Sarvankar CE BYK956 - active, Morgan Stanley Asia Limited Nan Di CE BYJ170 - active, RuiLian Financial Group Company Limited Zhangwan Zhao CE BYL959 - active, Shenwan Hongyuan Capital (H.K.) Limited Ruichen Zhang CE BYK363 - active, Zhongfu International Futures Co., Limited Jie Zhao CE BGQ784 - active, Baillie Gifford Asia (Hong Kong) Limited Ching Kai Ella Yam CE BYL919 - active, Blackstone Group (HK) Limited, The Lukuan Wang CE BYF781 - active, CITIC Securities Asset Management (HK) Limited Lu Cheng CE BYJ376 - active, CMB International Securities Limited Dongji Yang CE BYG265 - active, China Asset Management (Hong Kong) Limited Yining Ge CE BYK930 - active, China Securities (International) Brokerage Company Limited Cheung Ching Chan CE BYB451 - active, Dawning Asset Management Limited Baptiste Jean-Francois Herve Marie Durand CE BYD697 - active, De Riva Asia Limited Jiazheng Chen CE BYK813 - active, EM Investment Management Limited Jiayi Wang CE BYH771 - active, FINE SECURITIES LIMITED Lon Kiu Chan CE BYM095 - active, Goldhorse Capital Management (HK) Limited Ao Dai CE BYJ938 - active, Guotai Junan Capital Limited Yuda Li CE BYJ937 - active, Guotai Junan Capital Limited Zilong Wang CE BYJ908 - active, Guotai Junan Capital Limited Jack Alan Marschke CE BYH616 - active, HSBC Corporate Finance (Hong Kong) Limited Tsz Yan Yu CE BVI318 - active, Hash Blockchain Limited Ethan Yang CE BYM746 - active, Jane Street Asia Pacific Limited Yosuke Fujimori CE BWM209 - active, KGI Asia Limited Qiujing Xiao CE BYH924 - active, Livermore Holdings Limited Michael Hieb CE BLO136 - active, Nine Masts Capital Limited Yunsheng Mo CE BXY872 - active, Shanxi Securities International Asset Management Limited Hongyu Lai CE BYJ951 - active, Yue Xiu Securities Company Limited Feifan Fang CE BYE073 - active, BOCHK Asset Management Limited Jinze Du CE BYK812 - active, BOCI Securities Limited Meng Ye CE BYJ606 - active, China International Capital Corporation Hong Kong Securities Limited Yifu Huang CE BYJ832 - active, China Asset Management (Hong Kong) Limited