Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Kai Ye Loh
CE BYI868 - active, Jefferies Hong Kong Limited
Naji Sayed Ashry
CE BYI324 - active, Merrill Lynch (Asia Pacific) Limited
Kai Fung Michael Cheung
CE BYG804 - active, Morgan Stanley Asia Limited
Simin Liu
CE BYA910 - active, NEXTCORE ASSET MANAGEMENT LIMITED
Yi Yu
CE BYE694 - active, Pan Capital Management (Hong Kong) Limited
Ning Wang
CE BYG355 - active, Panda Securities Company Limited
Jimmy Pin
CE BYE930 - active, SG Securities (HK) Limited
Jung-Li Chien
CE BYB048 - active, SinoPac Securities (Asia) Limited
Shue Him Murphy Li
CE BYD140 - active, UOB Kay Hian (Hong Kong) Limited
Hongting Zhou
CE BYB674 - active, UOB Kay Hian (Hong Kong) Limited
Adam Andrew Janikowski
CE BXW500 - active, Wealth Management Cube Limited
Xiang Li
CE BYH925 - active, ARDIAN Hong Kong Limited
Felix Studholme-Wilson
CE BYG609 - active, ActusRayPartners Limited
Bin He
CE BYI279 - active, Ark Group Holdings (Hong Kong) Limited
Joshua James Lim
CE BYE541 - active, Asia Debt Management Hong Kong Limited
Choi Ting Chan
CE BYI065 - active, BCT Financial Limited
Rongde Yang
CE BYH785 - active, Balance Asset Management (Hong Kong) Limited
Alexander Tom
CE BYG041 - active, BNP Paribas Securities (Asia) Limited
Xinyu Yue
CE BYI189 - active, Barclays Capital Asia Limited
Huadong Fang
CE BYA184 - active, CDH Investments Management (Hong Kong) Limited
Vincent Wing Yin Poon
CE BYC466 - active, CMB International Securities Limited
Jiaao Wei
CE BYG208 - active, China Securities (International) Brokerage Company Limited
Shuyi Zhang
CE BYF252 - active, China Securities (International) Brokerage Company Limited
Ying Li
CE BUU939 - active, Dream'ee (Hong Kong) Capital Limited
Tomas Charles Duggan Wallington
CE BYE497 - ceased
Linfeng Li
CE BYH668 - active, Fosun International Securities Limited
Xiang Li
CE BYE917 - active, Fosun International Securities Limited
Tianyu Ma
CE BYH666 - active, Fosun International Securities Limited
Sina Cha
CE BVZ540 - active, Futu Securities International (Hong Kong) Limited
Weiran Ma
CE BYE948 - active, Futu Securities International (Hong Kong) Limited
Shujing Feng
CE BYB673 - active, Guolian Securities International Capital Market Co., Limited
Zi Ye
CE BXX138 - active, Guosen Securities (HK) Brokerage Company, Limited
Liangyu Pan
CE BYH550 - active, HSBC Corporate Finance (Hong Kong) Limited
Yi Su
CE BYH563 - active, HSBC Corporate Finance (Hong Kong) Limited
Jiazhe Dai
CE BYG176 - active, Haitong International Capital Limited
Yongyu Qin
CE BYC707 - active, Huaan Securities (Hong Kong) Asset Management Limited
Songyi Kang
CE BYH795 - active, Huafu International Securities Limited
Siu Kei Ho
CE BYG672 - active, ICBC International Securities Limited
Zhenghao Liu
CE BYG349 - active, KGI Asia Limited
Mei Yi Kong
CE BYD113 - active, Manulife Investment Management (Hong Kong) Limited
Mingkai Jia
CE BYG406 - active, Millennium Capital Management (Hong Kong) Limited
Pui Kuen Lee
CE BYE611 - active, Manulife Investment Management (Hong Kong) Limited
Riho Tsuruta
CE BYI784 - active, Mizuho Securities Asia Limited
Yee Ting Yeung
CE BYG195 - ceased
Likun Zhang
CE BYB894 - active, Orient Securities (Hong Kong) Limited
Chun Ching Wong
CE BYI494 - active, Nomura International (Hong Kong) Limited
Xiaoliang Guo
CE BYC390 - active, QUANTUM JADE INVESTMENT LIMITED
Ying Li
CE BYC350 - active, QUANTUM JADE INVESTMENT LIMITED
Sumit Sarkar
CE BYE051 - active, Qube Research & Technologies Hong Kong Limited
Jack Hedley Charles Barrass
CE BYC204 - active, Schonfeld Strategic Advisors (Hong Kong) Limited
Xuanhe Qi
CE BYE548 - active, SG Securities (HK) Limited
Chui Yu Li
CE BXX375 - active, Winner Zone Asset Management Limited
Binhao Zhou
CE BYC776 - active, Yue Xiu Securities Company Limited
Wenyong Qi
CE BXQ211 - active, Advent Securities (Hong Kong) Limited
Xiaoyi Feng
CE BYE189 - active, CITIC Securities Asset Management (HK) Limited
Tsz Yu Samuel Ng
CE BYF102 - active, Central Asset Investments and Management Holdings (HK) Limited
Yuhan Fu
CE BYH796 - active, Citigroup Global Markets Asia Limited
Pak Ho Paul Chan
CE BYI690 - active, Goldman Sachs Asset Management (Hong Kong) Limited
Boxiong Li
CE BYF824 - active, Guolian Securities International Capital Co., Limited
Siyuan Wang
CE BYH633 - active, Guotai Junan Securities (Hong Kong) Limited
Kanghong Yuan
CE BYE352 - active, ICBC UBS Asset Management (International) Company Limited
Tom Tin Nam Ng
CE BYG571 - active, JPMorgan Funds (Asia) Limited
Aditi Sharma
CE BYB476 - active, MY.Alpha Management HK Advisors Limited
Chunxi Tan
CE BYH994 - ceased
Changhwan Lee
CE BYC483 - active, Shinhan Securities Asia Limited
Tsz Wan Hon
CE BYE744 - active, VC International Asset Management Limited
Wentao Ni
CE BVA958 - active, Vision Asset Management (HK) Limited
U Hoi Andrew Kwong
CE BCA085 - active, SAGE CAPITAL INVESTMENT LIMITED
Xiao Xiao
CE BWX248 - active, SAGE CAPITAL INVESTMENT LIMITED
Kenneth Chan
CE BYF423 - active, Aspenwood Capital Limited
Ning Duan
CE BWR943 - active, Centaur Securities Limited
Ying Yu Lai
CE BYB959 - active, EG Asset Limited
Pui Hei Lee
CE BYC412 - active, FTI Capital Advisors (Hong Kong) Limited
Tsz Ching Ho
CE BXV808 - active, Futu Securities International (Hong Kong) Limited
Xingtong Chen
CE BYC431 - active, Goldhorse Securities Limited
Mingwei Huang
CE BYI773 - active, Goldman Sachs (Asia) L.L.C.
An Cui
CE BYF909 - active, Huatai Financial Holdings (Hong Kong) Limited
John Aram Bell
CE BYG138 - active, J.P. Morgan Broking (Hong Kong) Limited
Jingyi Yan
CE BYI769 - active, Goldman Sachs (Asia) L.L.C.
Jiaqi Guo
CE BYJ571 - active, Jefferies Hong Kong Limited
Xueqi Zhang
CE BXW260 - active, L&S Investment Management Limited
Ellen Carole Byrnes
CE BYJ451 - ceased
Junsong Chen
CE BYI772 - active, Point72 Hong Kong Limited
Chenxin Guo
CE BYG146 - active, RICH FOREVER FAMILY OFFICE LIMITED
Menger Wang
CE BYF726 - active, Rui Da International Finance Holding Limited
Xiangjie Wang
CE BXT716 - active, Southwest Securities (HK) Brokerage Limited
Jonathan Alexander Gordon Allen
CE AVA522 - active, Threadneedle Portfolio Services Hong Kong Limited
Andrew Christian Tan Lee
CE BYI356 - active, UBS Securities Asia Limited
Jiajun Yu
CE BYI275 - active, UBS Securities Asia Limited
Tengfei Zhang
CE BXZ802 - active, Markstone Capital Management Limited
Jae Kai Wei Lee
CE BYG703 - active, BlackRock Asset Management North Asia Limited
Qianhui Ruan
CE BYF929 - active, CLSA Limited
Yuxiang Liao
CE BYE846 - active, China Merchants Securities (HK) Co., Limited
Tianshu Liu
CE BYE849 - active, China Merchants Securities (HK) Co., Limited
Senran Wei
CE BYE848 - active, China Merchants Securities (HK) Co., Limited
Ao Deng
CE BYD948 - active, First Shanghai Capital Limited
Hengxiao Xu
CE BYA117 - active, GF Capital (Hong Kong) Limited
Yi Qiu
CE BYF012 - active, Gentech Capital (Hong Kong) Limited
Charles Henry Yiren Lucas
CE BYI900 - ceased
Li Hui Suo
CE BYI874 - active, Goldman Sachs (Asia) L.L.C.
Yakun Zhang
CE BYI832 - active, Goldman Sachs (Asia) L.L.C.
Beket Yermekov
CE BYJ751 - active, Jane Street Asia Pacific Limited
Xuan Long Hoang
CE BYI372 - active, Mizuho Securities Asia Limited
Cheuk Kee Lo
CE BYJ110 - active, Mizuho Securities Asia Limited
Hoang Viet Phan
CE BYI370 - active, Mizuho Securities Asia Limited
Yafang Zhang
CE BYE691 - active, Perseverance Research Consulting Company Limited
Zuozhou Wang
CE BYF500 - active, Pryme Capital Limited
Bolun Wen
CE BYF014 - active, SDIC Securities (Hong Kong) Limited
Chen Liu
CE BYB354 - ceased
Lusheng Lyu
CE BYE306 - active, TSY Capital Limited
Su Mynn Ying
CE BYJ015 - ceased
Jane Alexis Wagner Bleeg
CE BYI464 - ceased
Lun Li
CE BYC088 - active, CITIC Securities International Global Markets Limited
Hanxiang Yao
CE BYE252 - active, CITIC Securities International Global Markets Limited
Yujin Li
CE BYA689 - active, CPIC Investment Management (H.K.) Company Limited
Tomoki Kurahashi
CE BYH954 - active, CLSA Limited
Hyun Soo Park
CE BYI023 - ceased
Takero Fujiwara
CE BYJ685 - ceased
Tian Qi Chong
CE BYJ061 - active, EM Investment Management Limited
Chun Ching
CE BYE403 - active, Emperor Securities Limited
Chi Hang Chan
CE BYG572 - active, Everbright Securities Investment Services (HK) Limited
Yong Zhang
CE BXX901 - active, FWD Financial Planning Limited
Mai Luo
CE BYI760 - active, Forthright Securities Company Limited
Ka Ming Au
CE BYJ218 - active, Goldman Sachs Asset Management (Hong Kong) Limited
Tsz Ho Chan
CE BYJ338 - active, Goldman Sachs (Asia) L.L.C.
Duheng Feng
CE BYH733 - active, HSBC Corporate Finance (Hong Kong) Limited
Jiangyue Qi
CE BYH707 - active, HSBC Corporate Finance (Hong Kong) Limited
Yiwen Zhang
CE BYH664 - active, HSBC Corporate Finance (Hong Kong) Limited
Jingjing Zhou
CE BYH544 - active, HSBC Corporate Finance (Hong Kong) Limited
Wen Ay Reina Ng
CE BYJ157 - active, Goldman Sachs (Asia) Securities Limited
Henry Zhang
CE BYI496 - active, Houlihan Lokey (China) Limited
Ninad Devang Shah
CE BYI777 - active, JPMorgan Funds (Asia) Limited
Ka Wing Karen Siu
CE BYI036 - active, JPMorgan Funds (Asia) Limited
Ning Qin
CE BYH988 - active, Morgan Stanley Asia Limited
Yuen Ying Jackie Wu
CE BYI360 - active, Morgan Stanley Asia Limited
Jiahao Sun
CE BYF788 - active, Point72 Hong Kong Limited
Zongqing Jiang
CE BYD684 - active, RuiLian Financial Group Company Limited
Yuxi Hou
CE BYE194 - active, Bitfire Asset Management (Hong Kong) Limited
Yingjing Liu
CE BXM925 - active, Sinolink Securities (Hong Kong) Company Limited
Na Wei
CE BYE624 - active, Sinolink Securities (Hong Kong) Company Limited
Yang Shi
CE BYB110 - active, Symmetry Investments (Hong Kong) Limited
Houliang Du
CE BYG260 - active, Zhong Ou Asset Management International Limited
Yi Ge
CE BYD797 - active, China International Capital Corporation Hong Kong Securities Limited
Shujian Liu
CE BYG167 - active, China International Capital Corporation Hong Kong Securities Limited
Tianying Cao
CE BYF146 - active, EXIO Limited
Weizhi Zheng
CE BYG299 - active, E Fund Management (Hong Kong) Co., Limited
Xi Zheng
CE BYG837 - active, E Fund Management (Hong Kong) Co., Limited
Cheuk Yin Ko
CE BYA325 - active, FWD Financial Planning Limited
Hau Ling Tse
CE BYE962 - active, First Seafront Asset Management Limited
Yiyu Hu
CE BXY251 - ceased
Haifeng Bai
CE BYB734 - active, Fulbright Securities Limited
Zijian Luo
CE BXS172 - active, Guosen Securities (HK) Capital Company Limited
Jeffrey Max Lin
CE BYJ470 - active, Goldman Sachs (Asia) L.L.C.
Junming Lin
CE BYJ891 - active, Jefferies Hong Kong Limited
Keebum Hong
CE BYJ695 - active, Merrill Lynch (Asia Pacific) Limited
Shancheng Kong
CE BYF811 - active, MoneyMore Securities Limited
Tinbo Chui
CE BYJ819 - active, Morgan Stanley Asia Limited
Joe Hui Ng
CE BYJ694 - active, Merrill Lynch (Asia Pacific) Limited
Lingyu Zhang
CE BYC422 - active, Orient Securities (Hong Kong) Limited
Yao Qin
CE BYB049 - active, Ping An Securities (Hong Kong) Company Limited
Jingcheng Song
CE BYJ005 - active, Nomura International (Hong Kong) Limited
Xuefei Wang
CE BXQ054 - active, Riches Credit Asset Management Limited
Na Yu
CE BYI107 - active, T. Rowe Price Hong Kong Limited
Ming Chi Leung
CE BYB569 - active, UOB Kay Hian (Hong Kong) Limited
Minhe Gao
CE ASN797 - active, Star Isle Investment Limited
Yue Zhao
CE BYF721 - active, CMB International Securities Limited
Wenxing Chen
CE BYI364 - active, Chief Securities Limited
Enhao Wang
CE BYB980 - active, Mega-Faith Associates Limited
Matthew Michael Wittlin
CE BXB684 - active, Fortress Investment Group (HK) Limited
Yuxuan Sui
CE BYA650 - active, First Shanghai Securities Limited
Ziyou Ning
CE BYJ609 - active, Forthright Securities Company Limited
Yuxi Li
CE BYH759 - active, Fosun International Securities Limited
Chun Hoi Fong
CE BYI344 - active, Futu Securities International (Hong Kong) Limited
Jian Liu
CE BXN267 - active, Guosen Securities (HK) Capital Company Limited
Luka Medic
CE BYJ605 - active, Goldman Sachs (Asia) L.L.C.
Zhen Wen
CE BYG338 - active, Hel Ved Capital Management Limited
Ching Yan Wong
CE BYI826 - active, ICBC International Fund Management Limited
Hae Won Kim
CE BYA963 - active, J.P. Morgan Securities (Far East) Limited
Adel Kambar
CE BYE454 - active, Liquidity Finance (Hong Kong) Limited
Olivier Grubestedt
CE BYA715 - active, Millennium Capital Management (Hong Kong) Limited
Jeason Alcide Jean-Christophe Ribeyro
CE BYG284 - active, Natixis Asia Limited
Pierre-Chanel Marie Martin Rouxel
CE BYF607 - active, Natixis Asia Limited
Hing Fung Chan
CE BYI035 - active, Nice Talent Asset Management Limited
Joan Lui King Lam
CE BYD816 - active, Opus Capital Limited
Yan Lok Hon
CE BYJ443 - active, Nomura International (Hong Kong) Limited
Miu Kwan Lam
CE BXW284 - active, Pixiu Asset Management Limited
Yuehui Su
CE BYH627 - active, SinoPac Securities (Asia) Limited
Yang Lyu
CE BXY019 - active, Tenbagger Investment Management (Hong Kong) Limited
Rainbow Kai Yu Lee
CE BYB699 - active, Winner Zone Asset Management Limited
Pei-Hsuan Lin
CE BYF026 - active, Wisdom Asset Management Limited
Shan Wu
CE BXL428 - active, Orange Asset Management (Hong Kong) Limited
Tsz Kin Ling
CE BYH735 - active, Allfunds Hong Kong Limited
Yin Hei Lee
CE BYI908 - active, Axial Partners Limited
Ka Ho Cheung
CE BYJ148 - active, BCT Financial Limited
Ching Tung Chan
CE BYI531 - active, Blackstone Group (HK) Limited, The
Yihan Chen
CE BYE438 - active, CITIC Securities International Global Markets Limited
Yifei Ren
CE BYF110 - active, CITIC Securities Brokerage (HK) Limited
Yixuan Chen
CE BYE463 - active, China Asset Management (Hong Kong) Limited
Yutong Wu
CE BYF063 - active, China Asset Management (Hong Kong) Limited
Zhengyi Li
CE BYG426 - active, China Securities (International) Brokerage Company Limited
Keyi Xu
CE BYF349 - active, China Securities (International) Brokerage Company Limited
Mengbo Zhang
CE BYH758 - active, Delight Hong Kong Asset Management Limited
Amaury Francis Charles Cambier
CE BYJ645 - active, Goldman Sachs (Asia) L.L.C.
Rui Cai
CE BYI872 - active, Guotai Junan Capital Limited
Zihan Li
CE BYI945 - active, Guotai Junan Capital Limited
Shiliang Tang
CE BYI299 - active, Guotai Junan Capital Limited
Muk Yan Chung
CE BYJ697 - active, Goldman Sachs (Asia) L.L.C.
Yanqi Feng
CE BYJ882 - active, Goldman Sachs (Asia) L.L.C.
Peng Zhang
CE BYI766 - active, Haitong International Capital Limited
Si Yu Huang
CE BYE731 - active, Hidden Hill HK Investment Management Limited
Chengfei Yan
CE BYI867 - active, Goldman Sachs (Asia) L.L.C.
Kai-I Chang
CE BYG225 - active, Mirae Asset Securities (HK) Limited
Lia Luo Jia Qian Vilayvong
CE BYI611 - active, Nomura International (Hong Kong) Limited
Ning Yan
CE BYE173 - active, Zynergy Asset Management Limited
Fang Liu
CE BXN187 - active, Vast Pacific Asset Management Limited
Jun Wang
CE BXN184 - active, Vast Pacific Asset Management Limited
Lan Wang
CE BYF268 - active, Anli Securities Limited
Shijie Kuang
CE BYJ507 - ceased
Qin Wang
CE BYH724 - active, China Securities (International) Asset Management Company Limited
Liya Qin
CE BYI513 - active, China Securities (International) Brokerage Company Limited
Yifan Hong
CE BYH545 - active, E Fund Management (Hong Kong) Co., Limited
Feng Peng
CE BYJ520 - active, Fosun Asset Management Limited
Warit Charaspreedalarp
CE BYJ812 - active, Goldman Sachs (Asia) L.L.C.
Faliang Qin
CE BYG666 - active, Haitong International Capital Limited
Tong Sun
CE BYG405 - active, Haitong International Capital Limited
Guangzhong Yu
CE BYG432 - active, Haitong International Capital Limited
Hanyang Zhang
CE BYG736 - active, Haitong International Capital Limited
Ho Cheung Michael Sun
CE BYJ818 - active, Goldman Sachs (Asia) L.L.C.
Jingjing Sun
CE BYI154 - active, KGI Asia Limited
Ruoshui Zhang
CE BXH599 - active, Lanting Investment (HongKong) Limited
Muhammad Abraar Hashim Musa
CE BYC428 - active, Millennium Capital Management (Hong Kong) Limited
Wai Yin Brian Leung
CE BYJ785 - active, Mizuho Securities Asia Limited
Sunyub Kim
CE BYK257 - active, NH Investment & Securities (H.K.) Limited
Changlin Yang
CE BYI031 - active, Nice Talent Asset Management Limited
Kwok Lung Chong
CE BYE400 - active, Pathway Capital Management (HK) Limited
Xuechun Fu
CE BYI783 - active, Sanford C. Bernstein (Hong Kong) Limited
Lingjun Zhao
CE BYJ911 - active, UBS Securities Hong Kong Limited
Aniket Akshay Shah
CE BYJ220 - ceased
Beum Seok Choi
CE BYG318 - active, Allianz Global Investors Asia Pacific Limited
Jiaming Cheng
CE BYK545 - active, Balyasny Asset Management (Hong Kong) Limited
Ka Po Ng
CE BYC425 - active, Basis Asset Management Limited
Ning Liu
CE BYE692 - active, BOCI Securities Limited
Jiahong Jiang
CE BYD011 - active, China International Capital Corporation Hong Kong Securities Limited
Junwen Yu
CE BYE371 - active, China International Capital Corporation Hong Kong Securities Limited
Yichen Ju
CE BYI512 - active, CLSA Limited
Yanshan Zhou
CE BYJ065 - active, CLSA Limited
Jie Wang
CE BYG216 - active, Daiwa Capital Markets Hong Kong Limited
Liang Zhong
CE BYI404 - active, Citigroup Global Markets Asia Limited
Justin Jun Ting Choo
CE BYE739 - active, Entrust Evergreen Partners Limited
Jierui Wang
CE BYF962 - active, China International Capital Corporation Hong Kong Securities Limited