Planetree Research Limited

CE No. BTG370 Licensed corporation Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Planetree Research Limited, a Hong Kong-based licensed corporation with CE reference BTG370. Currently licensed for regulated activity type(s) 4 - Advising on securities; 5 - Advising on futures contracts. Current licensed staff on file: 6 (total recorded over time: 10). Earliest licence on file: 2023-09-27.

Category:
Sell side · Consulting ?
Registered address:
23/F, China United Center, 28 Marble Road, North Point
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 4 - Advising on securities 2023-09-27 present
Type 5 - Advising on futures contracts 2023-09-27 present

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (10)

Active on date
Name Activities First licensed To
David Neil Halek RO 4, 5 2025-02 Present
Michael Siu Chun Hung 洪小駿 RO 4, 5 2023-09 Present
Tai Yan Lai 黎大恩 RO 4, 5 2026-03 Present
Chi Yung Sam 岑智勇 RO 4 Rep 4, 5 2024-07 Present
Gilbert Kin Chun Wong 黃健俊 RO 4 Rep 4 2026-01 Present
Ying Ho Yuen 袁英豪 RO 4, 5 2025-10 Present
Chi Hin Tsui 徐子軒 Rep 4, 5 2026-01 2026-06
Wo Hui Lam 林和煦 RO 4, 5 2023-09 2025-08
Andrew Kar Lung MacK 麥嘉龍 RO 4, 5 Rep 4, 5 2024-06 2024-11
Chi Ling Wong 黃志凌 RO 4, 5 2023-09 2024-09
Showing 1–10 of 10

Other Hong Kong SFC firms with overlapping regulated activities

China International Capital Corporation Hong Kong Securities Limited

CE AEN894 - 1643 staff - 2 shared activity types - 中國國際金融香港證券有限公司

Morgan Stanley Asia Limited

CE AAD291 - 928 staff - 2 shared activity types - 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 - 927 staff - 2 shared activity types - 高盛(亞洲)有限責任公司

Nomura International (Hong Kong) Limited

CE AAF742 - 541 staff - 2 shared activity types - 野村國際(香港)有限公司

Citigroup Global Markets Asia Limited

CE AAA137 - 462 staff - 2 shared activity types - 花旗環球金融亞洲有限公司

Merrill Lynch (Asia Pacific) Limited

CE AAC198 - 424 staff - 2 shared activity types

Manulife Investment Management (Hong Kong) Limited

CE ACP555 - 408 staff - 2 shared activity types - 宏利投資管理(香港)有限公司

BOCI Securities Limited

CE AAC298 - 323 staff - 2 shared activity types - 中銀國際證券有限公司

Related