Global Prosperity Financial Company Limited
環球富盛理財有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Global Prosperity Financial Company Limited (環球富盛理財有限公司), a Hong Kong-based licensed corporation with CE reference BNX166. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 4 (total recorded over time: 14). Earliest licence on file: 2019-07-31.
- Category:
-
Buyside · Wealth management ?
- Registered address:
- Unit No.2301, 23/F, FWD Financial Centre, 308 Des Voeux Road Central, Sheung Wan
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2019-07-31 | present |
| Type 4 - Advising on securities | 2019-07-31 | present |
| Type 9 - Asset management | 2019-07-31 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (14)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Daniel Pak Wang Li 李柏宏 | RO 1, 4, 9 | 2024-12 | Present |
| Chak Hung Mak 麥澤鴻 | RO 1, 4, 9 | 2022-11 | Present |
| Xinwen Zhao 趙欣文 | Rep 4 | 2026-07 | Present |
| Zhuoying Zhou 周倬穎 | Rep 1, 4, 9 | 2024-03 | Present |
| Huaichao Zhuang 庄懷超 | Rep 1, 4 | 2025-06 | 2026-07 |
| Chen Liang 梁晨 | Rep 4 | 2026-05 | 2026-06 |
| Wilfried Dominique Lucas Gehin | RO 1, 4, 9 | 2019-07 | 2026-06 |
| Fangzhou Zhao 趙方舟 | Rep 4 | 2025-08 | 2026-03 |
| Yuyang Zhang 张宇阳 | Rep 4 | 2025-05 | 2025-11 |
| Kai Tat Au 區繼達 | RO 1, 4, 9 Rep 1, 4, 9 | 2021-04 | 2025-07 |
| Man Yee Tam 譚敏儀 | Rep 1, 4 | 2019-11 | 2022-10 |
| Rizal Wijono 黃日昌 | RO 1, 4, 9 | 2019-07 | 2022-04 |
| Kwok Chu Edward Chan 陳國柱 | RO 4, 9 Rep 1 | 2019-07 | 2022-03 |
| Junjian Ma 馬君健 | Rep 1, 4 | 2019-10 | 2021-07 |
Showing 1–14 of 14
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 - 928 staff - 3 shared activity types - 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 - 927 staff - 3 shared activity types - 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 - 849 staff - 3 shared activity types - 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 - 438 staff - 3 shared activity types - 光大證券投資服務(香港)有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 - 425 staff - 3 shared activity types - 招商證券(香港)有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 - 408 staff - 3 shared activity types - 宏利投資管理(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 - 317 staff - 3 shared activity types - 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 - 273 staff - 3 shared activity types - 瑞穗證券亞洲有限公司