Pollock Asset Management Limited
普樂資本有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pollock Asset Management Limited (普樂資本有限公司), a Hong Kong-based licensed corporation with CE reference BLM847. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 8 (total recorded over time: 22). Earliest licence on file: 2018-11-20.
- Registered address:
- Unit 10 22/F, Shun Tak Centre West Tower, 168-200 Connaught Road Central, Sheung Wan
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2018-11-20 | present |
| Type 4 - Advising on securities | 2018-11-20 | present |
| Type 9 - Asset management | 2018-11-20 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (22)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Derek Ho Yin Lee 李浩然 | RO 1, 4, 9 Rep 1, 4, 9 | 2019-09 | Present |
| Winnie Sin Yeng Leung 梁善盈 | RO 1, 4, 9 Rep 1, 4, 9 | 2021-03 | Present |
| Crystal Pui Wai Li 李沛慧 | RO 1, 4 Rep 1, 4, 9 | 2019-01 | Present |
| Yiu Nam Chan 陳耀楠 | Rep 9 | 2025-01 | Present |
| Tsz Hei Ching 程梓羲 | Rep 1, 4, 9 | 2023-02 | Present |
| Thibault Dany Michel Potie | Rep 9 | 2026-04 | Present |
| Yuen Ning Tsai 蔡婉寧 | Rep 1, 4, 9 | 2026-02 | Present |
| Lai Wai Tse 謝禮緯 | Rep 1, 4, 9 | 2019-06 | Present |
| Hung Ling Chan 陳洪齡 | RO 1, 4, 9 Rep 1, 4, 9 | 2018-11 | 2022-11 |
| Chun Hang Ho 何俊恆 | RO 1, 4, 9 | 2018-11 | 2020-12 |
| Chi Hin Leung 梁梓軒 | RO 9 Rep 4 | 2022-10 | 2024-02 |
| Kelvin Ming Yuen Leung 梁明遠 | RO 4, 9 Rep 1, 4, 9 | 2019-05 | 2026-04 |
| Yu Robin Wu 吳與 | RO 9 | 2018-11 | 2019-07 |
| Yu Tong Cheng 程宇彤 | Rep 9 | 2021-07 | 2024-10 |
| Siqi Chu 褚思琦 | Rep 4, 9 | 2022-07 | 2022-07 |
| Eric Chi Lik Poon 潘智力 | Rep 1, 4, 9 | 2024-12 | 2026-01 |
| Chak Wa Tam 譚澤華 | Rep 9 | 2021-06 | 2022-12 |
| Ye Tang 唐燁 | Rep 1, 4, 9 | 2022-01 | 2024-08 |
| King Chun Wong 王景俊 | Rep 1, 4, 9 | 2023-09 | 2024-09 |
| Victor Long Yin Wong 王朗然 | Rep 9 | 2020-10 | 2021-07 |
| Jiayi Wu 吳嘉怡 | Rep 1, 4, 9 | 2023-05 | 2024-02 |
| Qingqiulin Zeng 曾慶秋霖 | Rep 9 | 2021-06 | 2022-05 |
Showing 1–22 of 22
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