Fortis, Sheriffs & Browns Asia Co. Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fortis, Sheriffs & Browns Asia Co. Limited, a Hong Kong-based licensed corporation with CE reference BIJ009. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 1 (total recorded over time: 19). Earliest licence on file: 2017-06-07.
- Category:
-
Buyside · Wealth management ?
- Registered address:
- Unit 7108, 7/F, WeWork, YF Life Tower, 33 Lockhart Road, Wanchai
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2017-06-07 | present |
| Type 4 - Advising on securities | 2017-06-07 | present |
| Type 9 - Asset management | 2017-06-07 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (19)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Wei He | RO 1, 4, 9 | 2025-12 | Present |
| Jian An Wu | RO 1, 4, 9 | 2025-12 | 2026-08 |
| Wai Fung Tang 鄧偉鋒 | RO 1, 4, 9 | 2025-03 | 2025-04 |
| King Man Wong 黃景民 | RO 1, 4, 9 | 2025-03 | 2025-04 |
| William Ching Ho Fung 馮正可 | RO 1, 4, 9 | 2017-06 | 2024-09 |
| Yao He 何堯 | Rep 1, 4 | 2023-05 | 2024-08 |
| Yu-Lin Hong 洪毓苓 | Rep 1 | 2023-05 | 2024-08 |
| Ruihua Ju 居瑞華 | Rep 1, 4 | 2023-04 | 2024-08 |
| Guangyu Li 李广宇 | Rep 1, 4 | 2023-05 | 2024-08 |
| Wen Ting Shih 施文婷 | Rep 1 | 2023-05 | 2024-08 |
| Hsin-Hsin Yeh 葉欣欣 | Rep 1 | 2023-05 | 2024-08 |
| Ka Leung Yuen 袁家樑 | RO 1, 4, 9 Rep 1, 4, 9 | 2019-05 | 2024-07 |
| Chi Hang Lo 盧致恆 | RO 1, 4, 9 | 2017-06 | 2023-12 |
| Chih-Yu Hsiao 蕭之毓 | Rep 1, 4 | 2023-04 | 2023-10 |
| Xiaoming Li 李小明 | RO 4 Rep 4 | 2023-05 | 2023-10 |
| Eugene Chin 錢汛恆 | Rep 4 | 2023-04 | 2023-08 |
| Chia-Hui Chen 陳佳慧 | RO 1, 4 | 2019-01 | 2020-11 |
| Sin Hang Chan 陳倩姮 | RO 1, 9 | 2018-07 | 2019-03 |
| Yen-Chun Lin 林彥君 | RO 1, 9 | 2017-06 | 2018-12 |
Showing 1–19 of 19
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