Xiaoming Li
李小明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoming Li (李小明), a licensed former licensee with CE reference BHV183. This person has 7.0 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fortis, Sheriffs & Browns Asia Co. Limited | RO | Type 4 - Advising on securities | 2023-06-13 | 2023-10-18 |
| Fortis, Sheriffs & Browns Asia Co. Limited | Rep | Type 4 - Advising on securities | 2023-05-29 | 2023-06-13 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-12-18 | 2023-03-31 |
| Carnegie Hill Capital Partners Limited 衡山證券資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-08-16 | 2018-11-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaoming Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.