Sin Hang Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sin Hang Chan (陳倩姮), a licensed Responsible Officer with CE reference AQU095. Currently licensed at 2 firm(s): China Securities (International) Brokerage Company Limited, China Securities (International) Asset Management Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 17.8 years of SFC licence history. Total licence records on file: 30.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RO | Type 4 - Advising on securities | 2019-12-09 | present |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RO | Type 5 - Advising on futures contracts | 2019-12-09 | present |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RO | Type 1 - Dealing in securities | 2019-05-21 | present |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-05-21 | present |
| China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 |
RO | Type 9 - Asset management | 2019-05-21 | present |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-03-22 | 2019-05-21 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-03-22 | 2019-05-21 |
| China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-03-22 | 2019-05-21 |
| Fortis, Sheriffs & Browns Asia Co. Limited | RO | Type 1 - Dealing in securities | 2018-07-12 | 2019-03-04 |
| orientiert International Markets Limited | RO | Type 1 - Dealing in securities | 2018-07-12 | 2019-03-04 |
| Fortis, Sheriffs & Browns Asia Co. Limited | RO | Type 9 - Asset management | 2018-07-12 | 2019-03-04 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
RO | Type 9 - Asset management | 2018-07-12 | 2019-03-04 |
| orientiert International Markets Limited | RO | Type 9 - Asset management | 2018-07-12 | 2019-03-04 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2016-03-24 | 2019-03-04 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
RO | Type 1 - Dealing in securities | 2015-09-21 | 2019-03-04 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-19 | 2015-09-21 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 9 - Asset management | 2015-08-19 | 2018-07-12 |
| Upbest Investment Company Limited 美建投資有限公司 |
RO | Type 8 - Securities margin financing | 2014-09-11 | 2015-07-31 |
| Upbest Securities Company Limited 美建證券有限公司 |
RO | Type 1 - Dealing in securities | 2013-05-28 | 2015-07-31 |
| Upbest Commodities Company Limited 美建期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2013-05-28 | 2015-07-31 |
| Upbest Commodities Company Limited 美建期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2013-05-28 | 2015-07-31 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-04-22 | 2013-05-28 |
| Upbest Commodities Company Limited 美建期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-04-22 | 2013-05-28 |
| Upbest Commodities Company Limited 美建期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2013-04-22 | 2013-05-28 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 |
RO | Type 1 - Dealing in securities | 2012-06-19 | 2013-01-16 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 |
RO | Type 2 - Dealing in futures contracts | 2012-06-19 | 2013-01-16 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-28 | 2012-06-19 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-09-28 | 2012-06-19 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-06-20 | 2011-07-09 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-04-01 | 2011-07-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sin Hang Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.