Golden Lake Capital Limited

金湖資本集團有限公司
CE No. BGX710 Licensed corporation Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Golden Lake Capital Limited (金湖資本集團有限公司), a Hong Kong-based licensed corporation with CE reference BGX710. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts; 4 - Advising on securities; 5 - Advising on futures contracts. Current licensed staff on file: 3 (total recorded over time: 14). Earliest licence on file: 2017-02-01.

Formerly known as:
Fruit Tree Securities Limited 果樹證券有限公司 (until 2024-09-27)
Category:
Sell side · Brokerage
Registered address:
Room 2708, 27/F, China Resources Building, 26 Harbour Road, Wanchai
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities 2017-02-01 present
Type 2 - Dealing in futures contracts 2026-09-15 present
Type 4 - Advising on securities 2017-12-27 present
Type 5 - Advising on futures contracts 2026-09-15 present

Licensed staff trend

- Total licensed staff, all activities

Licensed staff (all-time) (14)

Active on date
Name Activities First licensed To
Tek Kong Cheong 蔣迪剛 RO 1, 2, 4, 5 Rep 1, 4 2025-08 Present
Wai San Wong 黃偉新 RO 1, 2, 4, 5 2024-05 Present
Anuar Rakhimov Rep 1, 4 2025-10 Present
Wai Pang Chu 朱維鵬 RO 1, 4 2017-02 2026-01
Siu Ning Chan 陳兆寧 RO 1 Rep 1 2018-11 2025-03
Hing Kwong Lam 林慶光 Rep 1 2019-10 2024-12
Chiu Kwan Hui 許朝坤 RO 1 2017-02 2024-09
Yun Kit Ip 葉仁傑 RO 4 2017-12 2024-06
Yuk Shing Chan 陳旭成 Rep 1 2018-03 2024-03
Cheuk Tim Rockie Kwok 郭焯甜 Rep 1 2017-07 2023-04
Chun Kin Chan 陳振健 Rep 1 2022-09 2022-10
Tik Sang Lau 劉迪生 Rep 1 2017-10 2019-05
Ernest Sai Hung Chow 周世雄 RO 1, 4 Rep 1, 4 2018-05 2018-10
Shuk Wa Summy Ngai 魏淑華 Rep 1 2017-09 2017-12
Showing 1–14 of 14

Other Hong Kong SFC firms with overlapping regulated activities

China International Capital Corporation Hong Kong Securities Limited

CE AEN894 - 1607 staff - 4 shared activity types - 中國國際金融香港證券有限公司

Nomura International (Hong Kong) Limited

CE AAF742 - 552 staff - 4 shared activity types - 野村國際(香港)有限公司

Citigroup Global Markets Asia Limited

CE AAA137 - 479 staff - 4 shared activity types - 花旗環球金融亞洲有限公司

Manulife Investment Management (Hong Kong) Limited

CE ACP555 - 422 staff - 4 shared activity types - 宏利投資管理(香港)有限公司

BOCI Securities Limited

CE AAC298 - 328 staff - 4 shared activity types - 中銀國際證券有限公司

J.P. Morgan Broking (Hong Kong) Limited

CE AAB027 - 273 staff - 4 shared activity types

China Securities (International) Brokerage Company Limited

CE BAU373 - 234 staff - 4 shared activity types - 中信建投(國際)証券有限公司

SinoPac Securities (Asia) Limited

CE BIZ502 - 224 staff - 4 shared activity types - 永豐金證券(亞洲)有限公司

Related