Wai Pang Chu
朱維鵬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Pang Chu (朱維鵬), a licensed former licensee with CE reference ABF141. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fruit Tree Corporate Finance Co. Ltd 果樹企業融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-09-26 | 2024-11-05 |
| Golden Lake Capital Limited 金湖資本集團有限公司 |
RO | Type 4 — Advising on securities | 2017-12-27 | 2026-01-31 |
| Golden Lake Capital Limited 金湖資本集團有限公司 |
RO | Type 1 — Dealing in securities | 2017-02-01 | 2026-01-31 |
| Phoenix Capital Asia Limited 英明融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-10-09 | 2016-08-09 |
| Phoenix Capital Securities Limited 英明證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2016-08-09 |
| Phoenix Capital Securities Limited 英明證券有限公司 |
RO | Type 4 — Advising on securities | present | 2005-01-21 |
| Phoenix Capital Securities Limited 英明證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-01-21 |
| Phoenix Capital Securities Limited 英明證券有限公司 |
RO | Type 9 — Asset management | present | 2005-01-21 |