Yellow River Global Capital Limited
新黃河資本有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yellow River Global Capital Limited (新黃河資本有限公司), a Hong Kong-based licensed corporation with CE reference BGQ937. Currently licensed for regulated activity type(s) 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 2 (total recorded over time: 8). Earliest licence on file: 2016-04-21.
- Registered address:
- Room 2203, Hing Yip Commercial Centre 272-284 Des Voeux Road Central, Sheung Wan
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 - Advising on securities | 2016-04-21 | present |
| Type 9 - Asset management | 2016-04-21 | present |
| Type 1 - Dealing in securities | 2016-04-21 | 2018-06-13 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (8)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Carlos Alfonso Oyarbide Seco | RO 1, 4, 9 | 2016-04 | Present |
| Sunny Pak Hin Poon 潘柏軒 | RO 4, 9 | 2021-10 | Present |
| Chun Lam Chou 周俊林 | RO 1, 4, 9 | 2016-04 | 2017-07 |
| Leung Hung 洪亮 | RO 1, 4, 9 Rep 1, 4, 9 | 2016-05 | 2020-08 |
| Dongyue Liu 刘东岳 | RO 4, 9 Rep 4, 9 | 2020-05 | 2021-03 |
| Li Gao 高麗 | Rep 1, 4, 9 | 2016-09 | 2017-04 |
| Xiaoguang Sun 孫曉光 | Rep 1, 4, 9 | 2016-12 | 2018-01 |
| King Hang Tong 湯景恆 | Rep 4, 9 | 2017-09 | 2017-10 |
Showing 1–8 of 8
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