Li Gao
高麗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li Gao (高麗), a licensed former licensee with CE reference BID420. This person has 0.6 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yellow River Global Capital Limited 新黃河資本有限公司 |
Rep | Type 1 - Dealing in securities | 2016-09-07 | 2017-04-03 |
| Yellow River Global Capital Limited 新黃河資本有限公司 |
Rep | Type 4 - Advising on securities | 2016-09-07 | 2017-04-03 |
| Yellow River Global Capital Limited 新黃河資本有限公司 |
Rep | Type 9 - Asset management | 2016-09-07 | 2017-04-03 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Li Gao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Leung Hung | Yellow River Global Capital Limited | 2016–2017 |
| Chun Lam Chou | Yellow River Global Capital Limited | 2016–2017 |
| Carlos Alfonso Oyarbide Seco | Yellow River Global Capital Limited | 2016–2017 |
| Xiaoguang Sun | Yellow River Global Capital Limited | 2016–2017 |