Dongyue Liu
刘东岳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dongyue Liu (刘东岳), a licensed Responsible Officer with CE reference BLU933. Currently licensed at 1 firm(s): LT Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LT Capital Limited 學思資本有限公司 |
RO | Type 4 — Advising on securities | 2023-08-01 | present |
| LT Capital Limited 學思資本有限公司 |
RO | Type 9 — Asset management | 2023-08-01 | present |
| Huafu International Securities Limited 華福國際證券有限公司 |
RO | Type 4 — Advising on securities | 2021-07-23 | 2022-12-31 |
| Huafu International Asset Management Limited 華福國際資產管理有限公司 |
RO | Type 9 — Asset management | 2021-07-23 | 2022-12-31 |
| Huafu International Securities Limited 華福國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-05-03 | 2021-07-23 |
| Huafu International Asset Management Limited 華福國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-05-03 | 2021-07-23 |
| Yellow River Global Capital Limited 新黃河資本有限公司 |
RO | Type 4 — Advising on securities | 2020-07-09 | 2021-03-18 |
| Yellow River Global Capital Limited 新黃河資本有限公司 |
RO | Type 9 — Asset management | 2020-07-09 | 2021-03-18 |
| Yellow River Global Capital Limited 新黃河資本有限公司 |
Rep | Type 4 — Advising on securities | 2020-05-29 | 2020-07-09 |
| Yellow River Global Capital Limited 新黃河資本有限公司 |
Rep | Type 9 — Asset management | 2020-05-29 | 2020-07-09 |
| Evergain Funds Limited 恆益基金有限公司 |
RO | Type 4 — Advising on securities | 2019-11-05 | 2020-05-28 |
| Evergain Funds Limited 恆益基金有限公司 |
RO | Type 9 — Asset management | 2019-06-04 | 2020-05-28 |
| Evergain Funds Limited 恆益基金有限公司 |
Rep | Type 9 — Asset management | 2019-05-31 | 2019-06-04 |
| Cupola Capital Limited | RO | Type 4 — Advising on securities | 2018-08-20 | 2019-04-26 |
| Cupola Capital Limited | RO | Type 9 — Asset management | 2018-08-20 | 2019-04-26 |