BANDS Financial Limited
磐石金融有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for BANDS Financial Limited (磐石金融有限公司), a Hong Kong-based licensed corporation with CE reference BFW669. Currently licensed for regulated activity type(s) 2 - Dealing in futures contracts; 5 - Advising on futures contracts. Current licensed staff on file: 14 (total recorded over time: 30). Earliest licence on file: 2015-10-13.
- Category:
-
Sell side · Brokerage
- Registered address:
- Unit 1007 Level 10 Cyberport 1, 100 Cyberport Road
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 2 - Dealing in futures contracts | 2015-10-13 | present |
| Type 5 - Advising on futures contracts | 2024-07-24 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (30)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| John Leonard Browning | RO 2, 5 | 2015-10 | Present |
| Ka Chung Cheung 張家聰 | RO 2, 5 | 2015-10 | Present |
| Daniel Ka Chung Hui 許家聰 | RO 2, 5 Rep 2 | 2015-10 | Present |
| Chenghu Shi 石成虎 | RO 2, 5 | 2015-10 | Present |
| Vincenz Bracke | Rep 2 | 2021-01 | Present |
| Zihan Chen 陈子涵 | Rep 2 | 2026-04 | Present |
| Yu Hin Cheng 鄭宇軒 | Rep 2 | 2021-11 | Present |
| Ping Hung Huang 黃秉宏 | Rep 2, 5 | 2019-01 | Present |
| Yin Huang 黃尹 | Rep 2 | 2023-04 | Present |
| Wenjing Liao 廖文静 | Rep 2 | 2021-09 | Present |
| Yanhong Liu 劉妍宏 | Rep 2 | 2024-06 | Present |
| Zhaoli Liu 劉釗利 | Rep 2 | 2019-10 | Present |
| Junyi Tang 唐峻逸 | Rep 2 | 2025-08 | Present |
| Jiayi Wang 王嘉懿 | Rep 2 | 2026-04 | Present |
| Tiantian Zhang 張田恬 | Rep 2 | 2024-07 | 2026-07 |
| Man Yuan 袁滿 | Rep 2 | 2023-05 | 2026-05 |
| Man Leung 梁民 | Rep 5 | 2024-09 | 2026-02 |
| Yijin Liu 劉怡瑾 | Rep 2 | 2024-12 | 2025-11 |
| James Chung Yin Wong 黃頌賢 | Rep 2 | 2025-02 | 2025-04 |
| David Lee 李大衛 | Rep 2 | 2023-06 | 2024-09 |
| Zehuan Li 李澤歡 | Rep 2 | 2024-03 | 2024-08 |
| Chun Cheung 張駿 | Rep 2 | 2021-10 | 2022-06 |
| Kwing Li 李炯 | Rep 2 | 2021-12 | 2022-01 |
| Ka Wing Wong 黃家榮 | Rep 2 | 2018-10 | 2021-09 |
| Min Chen 陳敏 | Rep 2 | 2019-05 | 2021-08 |
| Junhao Li 李俊豪 | Rep 2 | 2016-07 | 2020-02 |
| Jeremy David Goldwyn | RO 2 | 2019-06 | 2020-01 |
| Pui Yan Lam 林培人 | Rep 2 | 2017-06 | 2018-09 |
| Siu Pong Fok 霍少邦 | Rep 2 | 2015-10 | 2018-05 |
| Kenneth Kin Chun Cheng 鄭健駿 | Rep 2 | 2017-08 | 2017-09 |
Showing 1–30 of 30
Other Hong Kong SFC firms with overlapping regulated activities
China International Capital Corporation Hong Kong Securities Limited
CE AEN894 - 1643 staff - 2 shared activity types - 中國國際金融香港證券有限公司
Nomura International (Hong Kong) Limited
CE AAF742 - 541 staff - 2 shared activity types - 野村國際(香港)有限公司
Citigroup Global Markets Asia Limited
CE AAA137 - 462 staff - 2 shared activity types - 花旗環球金融亞洲有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 - 408 staff - 2 shared activity types - 宏利投資管理(香港)有限公司
BOCI Securities Limited
CE AAC298 - 323 staff - 2 shared activity types - 中銀國際證券有限公司
KGI Futures (Hong Kong) Limited
CE ADW991 - 298 staff - 2 shared activity types - 凱基期貨(香港)有限公司
J.P. Morgan Broking (Hong Kong) Limited
CE AAB027 - 270 staff - 2 shared activity types
China International Capital Corporation Hong Kong Futures Limited
CE AWQ263 - 244 staff - 2 shared activity types - 中國國際金融香港期貨有限公司