Comprador Limited

CE No. BEP126 Licensed corporation Active

Information

Summary:: This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Comprador Limited, a Hong Kong-based licensed corporation with CE reference BEP126. Currently licensed for regulated activity type(s) 4 - Advising on securities; 6 - Advising on corporate finance; 9 - Asset management. Current licensed staff on file: 7 (total recorded over time: 24). Earliest licence on file: 2015-04-08.
Category:: Sell side · Investment banking
Registered address:: 26/F, 33 Des Voeux Road Central, Central
Website:
LinkedIn:

Activity	From	To
Type 4 - Advising on securities	2015-12-08	present
Type 6 - Advising on corporate finance	2015-04-08	present
Type 9 - Asset management	2018-06-22	present

- Total licensed staff, all activities

Active on date RO only

Name	Activities	First licensed	To
Andrew Tongming Cheng 鄭同明	RO 4, 6, 9	2015-04	Present
Anthony John Steains	RO 4, 6, 9	2015-04	Present
Jungsun Kim	Rep 4, 6, 9	2021-11	Present
Yu Che Lin 林煜哲	Rep 4, 6, 9	2022-10	Present
Steve Teng 鄧价廷	Rep 4, 6	2015-04	Present
Wendi Zhang 張聞笛	Rep 4, 6	2019-12	Present
Yue Zhuang 庄玥	Rep 4, 6, 9	2021-12	Present
Daehwi Lim 林大輝	Rep 4, 6, 9	2022-10	2025-03
Jonathan Samuel T Chien	Rep 4, 6	2016-02	2021-11
Jusung Kim	Rep 4, 6	2019-11	2021-10
Cheung Pui Wong 黃章培	Rep 4, 6	2019-03	2021-09
Chaohan Lin 林超涵	Rep 4, 6	2018-07	2021-06
Li Zeng 曾理	Rep 4, 6	2015-10	2020-01
Yang Wu 吳洋	Rep 4, 6	2016-08	2019-09
Wing Lui Mabel Chu 朱詠蕾	RO 9	2018-12	2019-06
Joo Yeon Han	Rep 4, 6	2017-04	2018-12
Jason Ho Tung Tong 湯浩棟	Rep 4, 6	2016-03	2018-03
Min Soo Chung 鄭珉秀	RO 4, 6	2015-04	2018-01
Nan Zhou	RO 4, 6 Rep 4, 6	2015-04	2017-11
Yu Sian Tan	Rep 4, 6	2016-11	2017-07
Jongyoon Chae 蔡鍾允	Rep 4, 6	2015-04	2016-09
Wutae Lee	Rep 4, 6	2015-04	2016-09
Simon Pujie Liao 廖樸傑	Rep 6	2015-04	2015-07
Fan Wu 吳凡	Rep 6	2015-04	2015-05