Nan Zhou
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nan Zhou ( ), a licensed former licensee with CE reference AUC948. This person has 7.9 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Comprador Limited | RO | Type 4 - Advising on securities | 2017-01-20 | 2017-11-30 |
| Comprador Limited | RO | Type 6 - Advising on corporate finance | 2017-01-20 | 2017-11-30 |
| Comprador Limited | Rep | Type 4 - Advising on securities | 2016-02-17 | 2017-01-20 |
| Comprador Limited | Rep | Type 6 - Advising on corporate finance | 2015-04-17 | 2017-01-20 |
| Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-11-08 | 2015-04-08 |
| Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-06 | 2015-04-08 |
| Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-07-06 | 2015-04-08 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-11-10 | 2010-05-30 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-11-10 | 2010-05-30 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-11-10 | 2010-05-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nan Zhou during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.