Pyramis Global Advisors (Hong Kong) Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pyramis Global Advisors (Hong Kong) Limited, a Hong Kong-based licensed corporation with CE reference ARG198. Current licensed staff on file: 0 (total recorded over time: 26). Earliest licence on file: 2008-07-29.
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2008-12-11 | 2013-11-15 |
| Type 4 - Advising on securities | 2008-07-29 | 2014-11-21 |
| Type 5 - Advising on futures contracts | 2008-07-29 | 2013-11-15 |
| Type 9 - Asset management | 2008-07-29 | 2014-11-21 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (26)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Markus Karl Eugen Eichacker | RO 4, 9 | 2013-11 | 2014-11 |
| Pamela Ruddick Holding | RO 4, 9 | 2014-01 | 2014-11 |
| Sharon Yau Lecornu 邱思安 | RO 4, 9 | 2013-11 | 2014-11 |
| Bruce Andrew MacDonald | RO 4 Rep 4, 5, 9 | 2012-06 | 2014-11 |
| Kam Nam Tse 謝淦楠 | RO 4 Rep 4, 5 | 2008-08 | 2014-11 |
| Shahrum Badkoubei | Rep 4, 5, 9 | 2009-11 | 2014-04 |
| Tsz Yeung Ho 何子洋 | Rep 4 | 2013-10 | 2014-04 |
| Chul Kon Lee | Rep 4, 5 | 2011-08 | 2014-04 |
| Wendy Jing Yi Li 李靜儀 | Rep 9 | 2011-07 | 2014-04 |
| Chi Hang Lo 盧志恆 | Rep 4, 5 | 2008-08 | 2014-04 |
| Neil Alexander MacKay | RO 4, 9 Rep 1, 4, 5, 9 | 2011-05 | 2014-04 |
| Wing Hey Pang 彭永希 | Rep 1, 4, 5, 9 | 2012-08 | 2014-04 |
| Thomas Edward Quarmby | Rep 4, 5, 9 | 2013-02 | 2014-04 |
| Young Duchung Chin | RO 1, 4, 5, 9 | 2008-07 | 2013-12 |
| Henry Yue Hung Chan 陳裕雄 | RO 1, 4, 5, 9 Rep 1, 4, 5, 9 | 2011-01 | 2013-11 |
| Joseph Hartley Morgart | Rep 1 | 2009-10 | 2013-11 |
| Eun Young Park 朴恩映 | Rep 1 | 2010-08 | 2013-11 |
| Jing Shang 尚晶 | Rep 1 | 2011-10 | 2013-10 |
| Alison Chui Yin Law 羅翠妍 | Rep 4, 5, 9 | 2008-10 | 2013-09 |
| Yoshinari Yamada 山田良成 | Rep 4, 5 | 2008-12 | 2013-09 |
| Siew Shen Tan 陳修賢 | RO 1 Rep 1, 4 | 2010-06 | 2013-02 |
| John G. Power III | Rep 1 | 2009-04 | 2012-03 |
| Kevin Charles Uebelein | RO 1, 4, 5, 9 | 2008-12 | 2012-03 |
| Robert S Bao | RO 1, 4, 5, 9 | 2008-07 | 2011-09 |
| Patrick James Mc Nelis | RO 1 | 2009-09 | 2010-02 |
| Christopher James Goudie | RO 4, 5, 9 | 2008-07 | 2008-12 |
Showing 1–26 of 26