Neil Alexander MacKay
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Neil Alexander MacKay ( ), a licensed former licensee with CE reference ACE850. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pyramis Global Advisors (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2013-10-30 | 2014-04-30 |
| Pyramis Global Advisors (Hong Kong) Limited |
RO | Type 9 — Asset management | 2013-10-30 | 2014-04-30 |
| Pyramis Global Advisors (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2013-03-28 | 2013-11-01 |
| Pyramis Global Advisors (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2012-08-03 | 2013-10-30 |
| Pyramis Global Advisors (Hong Kong) Limited |
Rep | Type 5 — Advising on futures contracts | 2011-10-03 | 2013-11-01 |
| Pyramis Global Advisors (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2011-05-18 | 2013-10-30 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2007-11-16 | 2009-11-30 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2007-11-16 | 2009-11-30 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 4 — Advising on securities | 2005-11-18 | 2007-11-09 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 9 — Asset management | 2005-11-18 | 2007-11-09 |