Thomas Edward Quarmby
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Edward Quarmby ( ), a licensed former licensee with CE reference AJL234. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fidelity Management & Research (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2014-05-02 | 2016-01-08 |
| Fidelity Management & Research (Hong Kong) Limited | Rep | Type 9 — Asset management | 2014-05-02 | 2016-01-08 |
| Pyramis Global Advisors (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2013-02-19 | 2014-04-30 |
| Pyramis Global Advisors (Hong Kong) Limited |
Rep | Type 5 — Advising on futures contracts | 2013-02-19 | 2013-11-01 |
| Pyramis Global Advisors (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2013-02-19 | 2014-04-30 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-10-07 | 2012-08-23 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | 2007-12-20 | 2010-07-14 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-01-25 | 2007-10-10 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-01-25 | 2007-10-10 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-02-09 | 2004-09-10 |