Kevin Charles Uebelein
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kevin Charles Uebelein ( ), a licensed former licensee with CE reference AEU201. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pyramis Global Advisors (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2008-12-11 | 2012-03-29 |
| Pyramis Global Advisors (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2008-12-11 | 2012-03-29 |
| Pyramis Global Advisors (Hong Kong) Limited |
RO | Type 5 — Advising on futures contracts | 2008-12-11 | 2012-03-29 |
| Pyramis Global Advisors (Hong Kong) Limited |
RO | Type 9 — Asset management | 2008-12-11 | 2012-03-29 |
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
RO | Type 1 — Dealing in securities | 2006-02-17 | 2008-04-11 |
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
RO | Type 4 — Advising on securities | 2006-02-17 | 2008-04-11 |