Christopher James Goudie
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher James Goudie ( ), a licensed former licensee with CE reference ARG199. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pyramis Global Advisors (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2008-07-29 | 2008-12-15 |
| Pyramis Global Advisors (Hong Kong) Limited |
RO | Type 5 — Advising on futures contracts | 2008-07-29 | 2008-12-15 |
| Pyramis Global Advisors (Hong Kong) Limited |
RO | Type 9 — Asset management | 2008-07-29 | 2008-12-15 |