China Gather Wealth Financial Company Limited

中華匯財金融有限公司
CE No. AGQ863 Licensed corporation Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for China Gather Wealth Financial Company Limited (中華匯財金融有限公司), a Hong Kong-based licensed corporation with CE reference AGQ863. Currently licensed for regulated activity type(s) 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 0 (total recorded over time: 34). Earliest licence on file: 2005-04-01.

Category:
Sell side · Investment banking ?
Registered address:
Suites 3010-12, 30th Floor, Tower 1, The Gateway, Harbour City, 25 Canton Road, Kowloon
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 4 - Advising on securities 2022-06-22 present
Type 9 - Asset management 2022-06-22 present
Type 1 - Dealing in securities 2005-04-01 2025-07-21
Type 2 - Dealing in futures contracts Pre-2003 2018-11-20

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (34)

Active on date
Name Activities First licensed To
Fengyuan Lin 林丰源 RO 4, 9 Rep 4, 9 2024-10 2025-11
Chi Wai Leung 梁志偉 Rep 1, 4, 9 2023-09 2024-09
Lap Keung Tse 謝立強 Rep 1, 9 2022-04 2024-07
Hang Fai Yam 任恒輝 RO 1, 4, 9 2021-10 2024-07
Wai Kwan Wong 黃煒君 Rep 1 2022-05 2024-05
Lok Chun Fan 范樂俊 Rep 1 2022-06 2024-02
Chi Ying Tse 謝智英 RO 1, 2, 4, 9 Rep 1 2003-11 2024-01
Hei Ching Tuen 段羲澄 Rep 1, 4, 9 2023-04 2023-09
Haojie Luo 羅皓潔 Rep 1 2021-12 2023-08
Man Lam Fung 馮文霖 RO 1 Rep 1 2007-06 2021-11
Wing Kwong Kwok 郭永光 Rep 1 2005-04 2021-10
Ka Man Tam 譚家敏 RO 1 Rep 1, 2 2005-09 2021-04
Lai Ming Lee Au 李區麗明 Rep 1 2005-04 2020-12
Kam Kwok Ho 何金國 Rep 1 2005-04 2019-09
Shu Ming Yuen 袁樹明 RO 1 2005-04 2018-07
Kin Chung Siu 蕭建忠 RO 1, 2 Rep 1, 2 2005-07 2018-06
King Hei Lam 林景熙 Rep 1, 2 2013-04 2017-12
Wai Lam Cheung 張煒林 Rep 1 2015-12 2017-12
Hon Shing Mak 麥漢成 RO 1, 2 Rep 2 Pre-2003 2017-04
Man Wai Law 羅文偉 Rep 1 2010-10 2014-03
Alvan Wai Ho Li 李偉豪 Rep 1 2009-12 2013-06
Sin Chai Lee 李倩釵 RO 1 2005-04 2013-01
Ngai Pan Wu 胡毅彬 Rep 1 2011-02 2012-11
Kai Wing Chau 周啟榮 RO 1, 2 Rep 1, 2 2009-08 2012-09
Yan Wang 王妍 Rep 1 2011-03 2012-04
Anthony Yat Tang Mak 麥日騰 Rep 1, 2 2008-10 2012-02
Tony Che Kuen Yuen 袁熾權 Rep 1 2005-04 2011-05
Man Keong Siu 蕭文強 Rep 1 2005-04 2010-01
Ting Ho Ng 吳廷浩 Rep 1 2008-03 2009-10
King Chung Wong 王競鍾 Rep 1, 2 2005-01 2006-02
Huck Lam 林克 RO 2 2003-04 2004-03
Fung Sang Chan 陳逢生 Rep 2 2003-10 2004-01
Kong Yin Mak 宓港燕 Rep 2 2003-09 2004-01
Kee Shek Chan 陳基石 RO 2 Pre-2003 2003-11
Showing 1–34 of 34

Other Hong Kong SFC firms with overlapping regulated activities

Morgan Stanley Asia Limited

CE AAD291 - 928 staff - 2 shared activity types - 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 - 927 staff - 2 shared activity types - 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 - 849 staff - 2 shared activity types - 華泰金融控股(香港)有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 - 438 staff - 2 shared activity types - 光大證券投資服務(香港)有限公司

China Merchants Securities (HK) Co., Limited

CE AAI650 - 425 staff - 2 shared activity types - 招商證券(香港)有限公司

Manulife Investment Management (Hong Kong) Limited

CE ACP555 - 408 staff - 2 shared activity types - 宏利投資管理(香港)有限公司

Phillip Securities (Hong Kong) Limited

CE AAG460 - 317 staff - 2 shared activity types - 輝立證券(香港)有限公司

Mizuho Securities Asia Limited

CE AEZ953 - 273 staff - 2 shared activity types - 瑞穗證券亞洲有限公司

Related