Shu Ming Yuen
袁樹明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Ming Yuen (袁樹明), a licensed former licensee with CE reference ABZ015. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Gather Wealth Financial Company Limited 中華匯財金融有限公司 |
RO | Type 1 — Dealing in securities | 2005-04-01 | 2018-07-31 |
| Fordjoy Securities Limited 福財証券有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-04-01 |
| Fordjoy Securities Limited 福財証券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-09-23 |
| Fordjoy Securities Limited 福財証券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-09-23 |
| Fordjoy Securities Limited 福財証券有限公司 |
RO | Type 9 — Asset management | present | 2005-03-10 |