Ting Ho Ng
吳廷浩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ting Ho Ng (吳廷浩), a licensed former licensee with CE reference AQM058. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Demeter Securities Limited 國農證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-06-19 | 2018-07-03 |
| China Demeter Securities Limited 國農證券有限公司 |
RO | Type 4 — Advising on securities | 2017-06-19 | 2018-07-03 |
| China Demeter Securities Limited 國農證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-05-13 | 2016-06-08 |
| China Demeter Securities Limited 國農證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-08-17 | 2016-06-08 |
| China Demeter Securities Limited 國農證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-10 | 2016-05-13 |
| China Demeter Securities Limited 國農證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-16 | 2013-09-20 |
| China Demeter Securities Limited 國農證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-25 | 2011-11-04 |
| China Gather Wealth Financial Company Limited 中華匯財金融有限公司 |
Rep | Type 1 — Dealing in securities | 2008-03-12 | 2009-10-13 |