Lai Ming Lee Au
李區麗明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Ming Lee Au (李區麗明), a licensed former licensee with CE reference AAE710. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Gather Wealth Financial Company Limited 中華匯財金融有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-01 | 2020-12-30 |
| Fordjoy Securities Limited 福財証券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-04-01 |
| Fordjoy Securities Limited 福財証券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-09-22 |
| Fordjoy Securities Limited 福財証券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-09-22 |
| Fordjoy Securities Limited 福財証券有限公司 |
Rep | Type 9 — Asset management | present | 2004-09-22 |