Lai Ming Lee Au
李區麗明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Ming Lee Au (李區麗明), a licensed former licensee with CE reference AAE710. This person has 17.8 years of SFC licence history. Total licence records on file: 5.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Gather Wealth Financial Company Limited 中華匯財金融有限公司 |
Rep | Type 1 - Dealing in securities | 2005-04-01 | 2020-12-30 |
| Fordjoy Securities Limited 福財証券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-04-01 |
| Fordjoy Securities Limited 福財証券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-09-22 |
| Fordjoy Securities Limited 福財証券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-09-22 |
| Fordjoy Securities Limited 福財証券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-09-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lai Ming Lee Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.