Rosa Securities Limited
羅沙證券有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rosa Securities Limited (羅沙證券有限公司), a Hong Kong-based licensed corporation with CE reference AFP826. Current licensed staff on file: 0 (total recorded over time: 22).
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | 2023-08-17 |
| Type 4 - Advising on securities | Pre-2003 | 2004-11-22 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-22 |
| Type 7 - Providing automated trading services | Pre-2003 | 2004-11-22 |
| Type 9 - Asset management | Pre-2003 | 2004-11-22 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (22)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Tai Yue Chan 陳大譽 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2023-08 |
| David Augusto da Rosa | RO 1, 4, 6, 7, 9 | Pre-2003 | 2023-08 |
| Rosa Fatima Pereira da Rosa | RO 1, 4, 6, 7, 9 | Pre-2003 | 2023-08 |
| Corlia Wai Ping Ng 吳惠萍 | Rep 1 | 2009-02 | 2023-08 |
| Jose Augusto Maria da Rosa | RO 1, 4, 6, 7, 9 | Pre-2003 | 2022-12 |
| Wai Chung Leung 梁偉忠 | Rep 1 | 2011-03 | 2014-02 |
| Albert Ting Fun Chan 陳廷勳 | Rep 1 | 2006-05 | 2013-04 |
| Yuk Tung Sin 單旭東 | Rep 1 | 2008-01 | 2011-02 |
| Heung Fai Hui 許向輝 | Rep 1 | 2008-04 | 2010-04 |
| Kin Tong Chan 陳健棠 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2009-11 |
| Tommy Chung Hau Yan 甄仲厚 | Rep 1 | 2007-08 | 2008-03 |
| Chun Wa Lai 黎俊華 | Rep 1 | 2007-01 | 2007-05 |
| Chi Yuen Lam 林志遠 | Rep 1 | 2005-03 | 2006-12 |
| Chak Fai Chan 陳澤輝 | Rep 1 | 2004-06 | 2004-08 |
| Sai Fong Doo 杜細芳 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2004-08 |
| Tin Kay Hui 許天奇 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2004-01 |
| Po Yee Sun 孫寶儀 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2003-10 |
| Joao Augusto Maria Rosa | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2003-08 |
| Chiu Kai Chau 周昭佳 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2003-07 |
| Chiu Yin Chau 周昭賢 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2003-07 |
| Lai Ming Chau 周麗明 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2003-04 |
| Chan Kin Louis Cheng 鄭燦乾 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2003-04 |
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