Chiu Yin Chau
周昭賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chiu Yin Chau (周昭賢), a licensed former licensee with CE reference AHQ859. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-25 | 2005-11-14 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-03-25 | 2005-11-14 |
| Rosa Securities Limited 羅沙證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-07-30 |
| Rosa Securities Limited 羅沙證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-30 |
| Rosa Securities Limited 羅沙證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-30 |
| Rosa Securities Limited 羅沙證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-30 |
| Rosa Securities Limited 羅沙證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-30 |