Kin Tong Chan
陳健棠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Tong Chan (陳健棠), a licensed former licensee with CE reference AAK369. This person has 6.7 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rosa Securities Limited 羅沙證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2009-11-30 |
| Rosa Securities Limited 羅沙證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-08-02 |
| Rosa Securities Limited 羅沙證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-02 |
| Rosa Securities Limited 羅沙證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-08-02 |
| Rosa Securities Limited 羅沙證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kin Tong Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Tai Yue Chan | Rosa Securities Limited | 2003–2009 |
| Jose Augusto Maria da Rosa | Rosa Securities Limited | 2003–2009 |
| Rosa Fatima Pereira da Rosa | Rosa Securities Limited | 2003–2009 |
| David Augusto da Rosa | Rosa Securities Limited | 2003–2009 |
| Albert Ting Fun Chan | Rosa Securities Limited | 2006–2009 |
| Sai Fong Doo | Rosa Securities Limited | 2003–2004 |
| Yuk Tung Sin | Rosa Securities Limited | 2008–2009 |
| Chi Yuen Lam | Rosa Securities Limited | 2005–2006 |
| Tin Kay Hui | Rosa Securities Limited | 2003–2004 |
| Heung Fai Hui | Rosa Securities Limited | 2008–2009 |
| Po Yee Sun | Rosa Securities Limited | 2003 |
| Corlia Wai Ping Ng | Rosa Securities Limited | 2009 |
| Joao Augusto Maria Rosa | Rosa Securities Limited | 2003 |
| Chiu Kai Chau | Rosa Securities Limited | 2003 |
| Chiu Yin Chau | Rosa Securities Limited | 2003 |
| Tommy Chung Hau Yan | Rosa Securities Limited | 2007–2008 |
| Chun Wa Lai | Rosa Securities Limited | 2007 |
| Chak Fai Chan | Rosa Securities Limited | 2004 |
| Chan Kin Louis Cheng | Rosa Securities Limited | 2003 |
| Lai Ming Chau | Rosa Securities Limited | 2003 |