Chun Wa Lai
黎俊華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Wa Lai (黎俊華), a licensed former licensee with CE reference AOG095. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-09 | 2010-12-30 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-11-09 | 2010-12-30 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-09 | 2010-12-30 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-11-12 | 2010-08-14 |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-10-31 | 2008-03-25 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-05 | 2008-03-25 |
| Rosa Securities Limited 羅沙證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-01-18 | 2007-05-23 |
| Ewarton Securities Limited 穎翔證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-12-05 | 2006-12-11 |