Tommy Chung Hau Yan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tommy Chung Hau Yan (甄仲厚), a licensed Representative with CE reference APH014. Currently licensed at 2 firm(s): KGI Asia Limited, KGI Futures (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 18.9 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-03 | present |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-04-28 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-04-17 | 2017-10-02 |
| Rosa Securities Limited 羅沙證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-01 | 2008-03-28 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Tommy Chung Hau Yan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Albert Ting Fun Chan | Rosa Securities Limited | 2007–2008 |
| Tai Yue Chan | Rosa Securities Limited | 2007–2008 |
| Kin Tong Chan | Rosa Securities Limited | 2007–2008 |
| Jose Augusto Maria da Rosa | Rosa Securities Limited | 2007–2008 |
| Rosa Fatima Pereira da Rosa | Rosa Securities Limited | 2007–2008 |
| David Augusto da Rosa | Rosa Securities Limited | 2007–2008 |
| Yuk Tung Sin | Rosa Securities Limited | 2008 |