Joao Augusto Maria Rosa
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joao Augusto Maria Rosa ( ), a licensed former licensee with CE reference ABV104. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rosa Securities Limited 羅沙證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-08-08 |
| Rosa Securities Limited 羅沙證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-08 |
| Rosa Securities Limited 羅沙證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-08 |
| Rosa Securities Limited 羅沙證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-08 |
| Rosa Securities Limited 羅沙證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-08 |