Joao Augusto Maria Rosa
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joao Augusto Maria Rosa, a licensed former licensee with CE reference ABV104. This person has 0.4 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rosa Securities Limited 羅沙證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-08-08 |
| Rosa Securities Limited 羅沙證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-08-08 |
| Rosa Securities Limited 羅沙證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-08 |
| Rosa Securities Limited 羅沙證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-08-08 |
| Rosa Securities Limited 羅沙證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-08 |
Worked alongside
The 12 closest colleagues, strongest tie first — individuals licensed at the same firm as Joao Augusto Maria Rosa during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.