Tarzan Stock & Shares Limited

泰山證券有限公司

CE No. ABH433 Licensed corporation Active

Information

Summary:: This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tarzan Stock & Shares Limited (泰山證券有限公司), a Hong Kong-based licensed corporation with CE reference ABH433. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities. Current licensed staff on file: 3 (total recorded over time: 18).
Category:: Sell side · Brokerage ?
Registered address:: 6/F, Hing Yip Commercial Centre, 272-284 Des Voeux Road Central
Website:
LinkedIn:

Activity	From	To
Type 1 - Dealing in securities	Pre-2003	present
Type 4 - Advising on securities	Pre-2003	present
Type 6 - Advising on corporate finance	Pre-2003	2005-01-18
Type 9 - Asset management	Pre-2003	2005-03-30

- Total licensed staff, all activities

Active on date RO only

Name	Activities	First licensed	To
Chun Ling Lam 林春玲	RO 1, 4 Rep 1	2007-06	Present
Chung Hong Mui 梅頌康	RO 1, 4	2018-08	Present
Sai Sum Yu 余細森	RO 1, 4 Rep 1, 4, 6, 9	Pre-2003	Present
Kenneth Siu Ming Lee 李兆明	RO 1, 4 Rep 1, 4, 6, 9	Pre-2003	2026-07
Yuk Lin Chan 陳玉蓮	Rep 1, 4, 6, 9	Pre-2003	2026-04
Siu Ling Siu 蕭小玲	Rep 1	2005-04	2026-04
Kai Kar So 蘇啟嘉	Rep 1, 4, 6, 9	Pre-2003	2026-04
Yick Cheong Lee 李益昌	Rep 1, 4, 6, 9	Pre-2003	2021-12
Tung Chiu 趙棟	RO 1, 4, 9	Pre-2003	2019-03
Cheuk San Chiu 趙焯燊	RO 1, 4, 9	Pre-2003	2018-10
Chak Sum Chiu 趙澤森	RO 1, 4, 6, 9	Pre-2003	2018-04
Gorden Chak Lam Chiu 趙澤霖	Rep 1, 4, 6, 9	Pre-2003	2016-05
Lin Fong Lee 李蓮芳	Rep 1, 4, 6, 9	Pre-2003	2013-03
Tak Fai Chan 陳德輝	Rep 4	2009-12	2012-04
Ping Kwai Lee 李炳貴	Rep 1, 4, 6, 9	Pre-2003	2010-07
Chi Kan Yung 翁自勤	Rep 1, 4, 6, 9	Pre-2003	2004-10
Sammy Chun Ho Wong 黃俊皓	Rep 1	2004-07	2004-09
Kam Yuen Chiu 趙錦源	Rep 1, 4, 6, 9	Pre-2003	2003-08