Chi Kan Yung
翁自勤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Kan Yung (翁自勤), a licensed former licensee with CE reference AAK614. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-01 | 2019-11-25 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-24 | 2016-06-30 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-24 | 2016-06-30 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-02-28 | 2014-11-06 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-07 | 2012-02-23 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-09-30 | 2011-10-31 |
| Tarzan Stock & Shares Limited 泰山證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-10-11 |
| Tarzan Stock & Shares Limited 泰山證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-10-11 |
| Tarzan Stock & Shares Limited 泰山證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-11 |
| Tarzan Stock & Shares Limited 泰山證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-10-11 |