Chak Sum Chiu
趙澤森
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chak Sum Chiu (趙澤森), a licensed former licensee with CE reference AAF579. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tarzan Stock & Shares Limited 泰山證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2018-04-23 |
| Tarzan Stock & Shares Limited 泰山證券有限公司 |
RO | Type 4 — Advising on securities | present | 2018-04-23 |
| Tarzan Stock & Shares Limited 泰山證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-01-18 |
| Tarzan Stock & Shares Limited 泰山證券有限公司 |
RO | Type 9 — Asset management | present | 2005-03-30 |