Hong Kong Compliance & Legal Jobs

Browse compliance, regulatory, AML, KYC and legal openings at Hong Kong SFC-licensed firms. Each role links to the employer's official careers page and the licensed firm's public-register profile.

Open Positions 116 open positions from official careers pages
FirmPositionLevelFunctionPosted
Phillip Securities (Hong Kong) Limited +2 affiliatedAudit and Compliance OfficerN/ACompliance / Legal-
Phillip Securities (Hong Kong) Limited +2 affiliatedInternal AuditorN/ACompliance / Legal-
TriTree Capital Limited 合規主任 (Compliance Officer) 中文AssociateCompliance / Legal-
Sinovation (HK) Investment Management Co., Limited Compliance OfficerN/ACompliance / Legal-
New Asia Ferrell Asset Management Limited Financial Compliance OfficerAnalystCompliance / Legal-
Basel Capital Limited Compliance ManagerN/ACompliance / Legal-
YAX (Hong Kong) Limited KYC Onboarding ManagerN/ACompliance / Legal-
YAX (Hong Kong) Limited Compliance ManagerN/ACompliance / Legal-
Public Bank (Hong Kong) Limited Senior / Compliance OfficerN/ACompliance / Legal-
Public Bank (Hong Kong) Limited Deputy / Assistant Compliance ManagerN/ACompliance / Legal-
Public Bank (Hong Kong) Limited Senior / Company Secretarial OfficerN/ACompliance / Legal-
CITIC Futures International Company Limited Senior Associate, ComplianceAssociateCompliance / Legal-
Central Wealth Securities Investment Limited SFC-Licensed (R.O.) Responsible Officer (Type 1 & 2)N/ACompliance / Legal-
New China Asset Management (Hong Kong) Limited Associate, Compliance & Risk ManagementAssociateCompliance / Legal-
Realord Asia Pacific Securities Limited Responsible Officer (Type 1,4,9) - ClosedN/ACompliance / Legal-
Bright Smart Securities International (H.K.) Limited +3 affiliatedSenior Compliance OfficerN/ACompliance / Legal-