Basel Capital Limited
巴塞爾資本有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Basel Capital Limited (巴塞爾資本有限公司), CE reference BOZ202. Currently licensed for regulated activity type(s) 4, 9. Current licensed staff on file: 3.
Registered address
Unit 701, Ruttonjee House, 11 Duddell Street, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2020-03-16 | present |
| Type 9 — Asset management | 2020-03-16 | present |
Licensed staff (3)
As of
| Name | Activities | Since |
|---|---|---|
| Wai Yi Lin 練慧儀 | RO 4, 9 | 2020-03 |
| Pok Man Yiu 姚博文 | RO 4, 9 | 2020-10 |
| Lanqing Zhang 張蘭清 | Rep 4, 9 | 2022-01 |
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