Physpec Capital Management (HK) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Physpec Capital Management (HK) Limited ( ), a Hong Kong-based licensed corporation with CE reference BWJ770. Currently licensed for regulated activity type(s) 9 - Asset management. Current licensed staff on file: 2 (total recorded over time: 2). Earliest licence on file: 2025-10-02.
Licence history
| Activity | From | To |
|---|---|---|
| Type 9 - Asset management | 2025-10-02 | present |
Licensed staff (all-time) (2)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Hanli Fan 范翰立 | RO 9 | 2025-10 | Present |
| Tian (SFC:BWJ773) Xia 夏添 | RO 9 | 2025-10 | Present |
Showing 1–2 of 2
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 - 921 staff - 1 shared activity type - 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 - 899 staff - 1 shared activity type - 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 - 835 staff - 1 shared activity type - 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 - 433 staff - 1 shared activity type - 光大證券投資服務（香港）有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 - 407 staff - 1 shared activity type - 宏利投資管理(香港)有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 - 393 staff - 1 shared activity type - 招商證券(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 - 325 staff - 1 shared activity type - 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 - 269 staff - 1 shared activity type - 瑞穗證券亞洲有限公司